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Introducing Broker Dealer Jobs (NOW HIRING)

Interactive Brokers Group

... introducing brokers. Our culture is driven by problem-solving, efficiency, and continuous ... Dealer (BD), a Futures Commission Merchant (FCM) or a similar organization. Alternatively ...

Interactive Brokers Group

EDD Analyst I

Chicago, IL · On-site

... introducing brokers. Our culture is driven by problem-solving, efficiency, and continuous ... Dealer (BD), a Futures Commission Merchant (FCM) or a similar organization. Alternatively ...

tastylive

Senior Surveillance Analyst

Chicago, IL · On-site

$101K - $120K/yr

... is a FINRA-regulated broker-dealer and NFA member offering equities, futures, crypto, and ... and NFA introducing brokers, plus awareness of applicable crypto/digital asset regulatory ...

tastytrade

Senior Surveillance Analyst

Chicago, IL · On-site

$101K - $120K/yr

... is a FINRA-regulated broker-dealer and NFA member offering equities, futures, crypto, and ... and NFA introducing brokers, plus awareness of applicable crypto/digital asset regulatory ...

tastytrade, Inc.

Senior Surveillance Analyst

Chicago, IL · On-site

$125 - $150/hr

... is a FINRA-regulated broker-dealer and NFA member offering equities, futures, crypto, and ... and NFA introducing brokers, plus awareness of applicable crypto/digital asset regulatory ...

Interactive Brokers

AML - Chief Aml Officer

Chicago, IL · On-site

$200K - $300K/yr

... introducing brokers. Our advanced technology, competitive pricing, and global market help our ... large broker-dealer or financial institution with an international client base * Experience ...

Interactive Brokers Group

... introducing brokers. Our advanced technology, competitive pricing, and global market help our ... large broker-dealer or financial institution with an international client base * Experience ...

Axos Bank

Operations Analyst

Omaha, NE · On-site

$20 - $23.92/hr

About This Job Summary Axos Clearing is seeking a Tax & Cost Basis Representative, you will serve as the primary contact for introducing broker dealer inquiries and processing provided documentation ...

Axos Bank

Operations Analyst

Omaha, NE · On-site

$20 - $23.92/hr

About This Job Summary Axos Clearing is seeking a Tax & Cost Basis Representative, you will serve as the primary contact for introducing broker dealer inquiries and processing provided documentation ...

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Introducing Broker Dealer information

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$11K

$82.4K

$182.5K

How much do introducing broker dealer jobs pay per year?

As of Sep 10, 2026, the average yearly pay for introducing broker dealer in the United States is $82,428.00, according to ZipRecruiter salary data. Most workers in this role earn between $45,000.00 and $131,500.00 per year, depending on experience, location, and employer.

What is an introducing broker dealer?

An Introducing Broker Dealer is a brokerage firm that interacts with clients to accept and submit their orders for securities transactions, but does not hold customer funds or securities. Instead, these firms partner with a clearing broker dealer, which handles the actual settlement, custody, and record-keeping of the assets. Introducing brokers focus on customer service, trade execution, and account management while relying on the clearing firm for back-office operations. This setup allows smaller brokerages to offer a wide range of services without the significant infrastructure required for clearing and custody.

How does an introducing broker dealer typically collaborate with clearing firms and what are the benefits of this relationship?

An Introducing Broker Dealer (IBD) works closely with clearing firms to facilitate the execution and settlement of client trades, since IBDs do not hold customer funds or securities themselves. Instead, they focus on client acquisition, relationship management, and advisory services, while the clearing firm handles the back-office functions such as trade clearance, custody, and reporting. This division of responsibilities allows IBDs to concentrate on building client relationships and expanding their business without the heavy infrastructure costs associated with clearing operations. Effective collaboration with clearing partners is essential for ensuring smooth client transactions and maintaining regulatory compliance.

What are the key skills and qualifications needed to thrive as an introducing broker dealer, and why are they important?

To thrive as an Introducing Broker Dealer, you need a solid understanding of financial markets, regulatory requirements, and investment products, often supported by a FINRA Series 7 or Series 63 license. Familiarity with trading platforms, client management systems, and compliance software is typically required. Strong communication, negotiation, and client relationship skills set top performers apart in this field. These skills and qualifications are crucial to ensure regulatory compliance, maintain client trust, and drive business growth in a highly competitive market.

What are popular job titles related to Introducing Broker Dealer jobs?

For Introducing Broker Dealer jobs, the most frequently searched job titles are:

Infographic showing various Introducing Broker Dealer job openings in the United States as of August 2026, with employment types broken down into 89% Full Time, 10% Part Time, and 1% Contract. Highlights an 97% Physical, 1% Hybrid, and 2% Remote job distribution, with an average salary of $82,428 per year, or $39.6 per hour.

AML - Analyst Regulatory Correspondence

Chicago, IL • On-site

Interactive Brokers
1 - 5K employees
Learn more about Interactive Brokersexternal

$70K - $80K/yr

Full-time

Medical, Dental, Vision, Life, Retirement

Re-posted 21 days ago

Job description

About the Company
Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies.
For more than four decades, Interactive Brokers has focused on technology, automation, and innovation to provide clients worldwide with a sophisticated, unified platform to manage their investment portfolios. We serve individual investors, hedge funds, proprietary trading groups, financial advisors, and introducing brokers.
Our culture is driven by problem-solving, efficiency, and continuous improvement. We look for individuals who are intellectually curious, collaborative, and motivated to contribute to technology that helps simplify and enhance access to global financial markets. Interactive Brokers has consistently been recognized as a top broker by respected industry sources including Barron's, Investopedia, Stockbrokers.com, and others.
This is a hybrid role (4 days in the office/1 day remote).
Interactive Brokers LLC seeks a Regulatory Correspondence ("RC") Analyst to work from our Chicago Operations Center. The RC Analyst should have experience investigating and analyzing trading activity, money movement, and various account relationship aspects for potential Anti-Money Laundering ("AML") considerations at a financial services firm. The incumbent will help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, and industry AML laws and regulations.
Responsibilities:
  • Thoroughly investigate client account and transaction activity to identify behavior potentially linked to money laundering, terrorist financing, manipulative trading, or other financial crimes.
  • Analyze complex data sets, client profiles, and transaction patterns to identify inconsistencies, anomalies, and red flags.
  • Collaborate with internal stakeholders to gather information, escalate concerns, and ensure a coordinated, appropriate response to identified risks.
  • Monitor and document activity pursuant to internal procedures, regulatory expectations, and industry best practices.
  • Stay current with applicable AML/CFT regulations, trading rules, emerging financial trends, and internal policies.

Qualifications:
  • 2-3+ years of experience within AML/Fraud compliance in a financial services institution, preferably at a large broker-dealer or financial institution with an international client base (or similar experience at a regulatory agency). A strong background in trading or conducting trading reviews is very beneficial.
  • Must be a problem solving, innovative thinker with outstanding communication skills and a strong ownership mentality.
  • Have a high degree of comfort with technology and a functional understanding of its application to business and regulatory solutions.
  • Bachelor's degree or military experience.
  • Certified Anti-Money Laundering Specialist (CAMS), or FINRA licenses (SIE, Series 7, etc.) strongly preferred. If none, must be willing and able to obtain relevant licensures/certifications promptly.

To be successful in this position, you will have the following:
  • Self-motivated and able to handle tasks with minimal supervision.
  • Superb analytical and problem-solving skills.
  • Excellent collaboration and communication (Verbal and written) skills.
  • Outstanding organizational and time management skills.

Company Benefits:
  • Competitive salary, annual performance-based bonus, and stock grant awards
  • 401(k) retirement plan with competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans as well.
  • Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
  • Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees)
  • Company-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage
  • Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)
  • Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees
  • Education reimbursement and professional development opportunities
  • Legal services, telehealth access, and voluntary insurance options
  • Backup child and adult care support through Care.com
  • Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options

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