ZipRecruiter

Log In

2

Full Time Sec Compliance Jobs (NOW HIRING)

FBL Financial Group

Compliance Field Advisor

... SEC, FINRA and MSRB rules and regulations. Who We Are: At Farm Bureau Financial Services, our ... Applicants must be currently authorized to work in the United States on a full-time, permanent ...

Greystar

Director of Compliance

Charleston, SC · On-site

$175K - $185K/yr

Director of Compliance Full time Charleston, South Carolina | New York, New York Apply Now Save Job ... Monitor regulatory developments from the SEC, FINRA, and other applicable regulators, and assess ...

Compliance Exchange Group

Broker-Deal CEO

Smithtown, NY · On-site

$150K - $175K/yr

Regulatory & Compliance Oversight * Maintain direct interaction with FINRA, SEC, state regulators ... Ability to work full-time from our Smithtown, New York office. Preferred * MBA or advanced business ...

previous page

Showing results 41-60

All JobsSec Compliance JobsFull Time Sec Compliance Jobs

Full Time Sec Compliance information

See salary details

$31.5K

$98.9K

$207.5K

How much do full time sec compliance jobs pay per year?

As of Aug 14, 2026, the average yearly pay for full time sec compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Full Time Sec Compliance vs Part Time Sec Compliance?

AspectFull Time Sec CompliancePart Time Sec Compliance
CredentialsSEC certifications, compliance trainingSEC certifications, compliance training
Work EnvironmentOffice-based, full-time hoursFlexible hours, part-time
Employer UsageFinancial firms, regulatory agenciesFinancial firms, regulatory agencies
Search IntentFull-time SEC compliance rolesPart-time SEC compliance roles

Full Time Sec Compliance involves working full-time hours in a regulated environment, requiring comprehensive knowledge of SEC regulations and certifications. Part Time Sec Compliance offers flexible schedules with similar credential requirements, suitable for those seeking part-time roles in financial or regulatory sectors. The main difference lies in hours worked and job flexibility, while credentials and industry usage remain consistent.

More about Full Time Sec Compliance jobs

What are the most commonly searched types of Sec Compliance jobs?

The most popular types of Sec Compliance jobs are:

What job categories do people searching Full Time Sec Compliance jobs look for?

The top searched job categories for Full Time Sec Compliance jobs are:

Full Time Sec Compliance jobs near you
Infographic showing various Full Time Sec Compliance job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Associate | Legal (Compliance)

KSL Capital Partners

Denver, CO • On-site

Full-time

Re-posted 6 days ago

Job description

KSL CAPITAL PARTNERS - Compliance Associate - Denver, CO
Firm Overview:
KSL Capital Partners, LLC ("KSL") is a leading global private equity firm specializing in travel and leisure enterprises. KSL specializes in investments across five primary sectors: hospitality, recreation, clubs, real estate, and travel services. KSL has approximately $25 billion of assets under management across its equity, debt, and tactical opportunities funds and has completed over 185 investments since 2005. These investments include some of the premier businesses and properties in travel and leisure globally. Today, KSL has offices in Denver, Colorado; Stamford, Connecticut; New York City, New York; and London, England.
To learn more about the firm, please visit https://kslcapital.com/.
Role:
KSL is seeking a full-time Associate to join our Compliance Team. This Associate will work in the Legal & Compliance Department, under the direction of the Chief Compliance Officer, to help maintain the firm's compliance program and drive adherence with applicable laws, regulations, and best regulatory practices. In addition to the Chief Compliance Officer, this individual will collaborate daily with colleagues across the firm's operational areas.
Ideal candidates have broad experience with the Investment Advisers Act of 1940 and an eagerness to play an active role in driving efficiencies in our regulatory compliance program, developing expertise in Compliance testing, systems, and practices, and are driven to grow within a tight-knit, collaborative team with an established SEC-registered investment adviser.
Responsibilities:
  • Testing and Audits - Coordinate and execute compliance testing, including collecting and analyzing data from internal systems to assist with compliance forensic reviews, and recommend corrective actions to strengthen compliance controls.
  • Code of Ethics - Assist with Code compliance and employee preclearance requests, including outside business activities, political contributions, personal trading, gifts and entertainment, etc.
  • AML/KYC - Assist with the implementation, review and ongoing oversight of the firm's AML/KYC program, including data entry, research and escalation of relevant action items.
  • Teamwide Tasks - Support firmwide compliance operations, day-to-day workflow, including ad hoc requests/matters that arise.
  • Special Assignments - Perform other compliance department related duties as directed by the Chief Compliance Officer
  • Systems - Become a proficient user of the firm's compliance management systems and technologies
  • Research - Assist the Chief Compliance Officer in staying up to date with developments in the regulatory landscape, both through regulator releases and emerging industry best practices.

Desired Skills & Experience:
  • Highest standard of personal and professional ethics and integrity
  • A firm grasp of an investment advisory firm's regulatory requirements
  • A firm grasp of the U.S. Securities and Exchange Commission's Investment Advisers Act of 1940
  • Strong written and oral communication skills, as well as keen attention to detail
  • Strong analytical, multitasking, and organizational skills
  • Proactive with an ability to work both independently and in a team environment
  • Self-motivated to enhance their understanding of rules and best practices
  • Strong Excel skills and proficiency in MS Office & Microsoft 365 (Word, PowerPoint, Outlook, SharePoint, Teams) expected.
  • Experience with automated compliance systems, ComplySci being a plus

Minimum Qualifications:
  • Bachelor's degree; preferably in accounting, finance, business, pre-law, or data analytics
  • 3-5 years of experience working in the compliance department of an investment advisory firm or at a regulatory compliance consultancy, experience working for the SEC would be highly valued

The above statements are intended to describe the general nature and level of work performed by employees assigned to this classification. The statements are not intended to be an exhaustive list of all job duties performed by employees assigned to this classification.

Apply