... Fixed Income Currencies and Commodities, Investment Banking including prime services * Asset ... Compliance & Legal team is responsible for global audits related to Compliance processes including ...
... Fixed Income Currencies and Commodities, Investment Banking including prime services * Asset ... Compliance & Legal team is responsible for global audits related to Compliance processes including ...
Trust Portfolio Manager
South Jordan, UT · On-site
$102K - $190K/yr
Demonstrates compliance with all bank regulations for assigned job function and applies to ... Skills and knowledge to manage individual equity or fixed income strategies. Travel Type:
Trust Portfolio Manager
South Jordan, UT · On-site
$102K - $190K/yr
Demonstrates compliance with all bank regulations for assigned job function and applies to ... Skills and knowledge to manage individual equity or fixed income strategies. Travel Type:
Executive Relationship Manager
Sandy, UT · On-site
... lending, fixed income). This will occur through comprehensive support, product education, trade ... compliant work environment. * Effectively managing high volumes of client interactions ...
Executive Relationship Manager
Sandy, UT · On-site
... lending, fixed income). This will occur through comprehensive support, product education, trade ... compliant work environment. * Effectively managing high volumes of client interactions ...
General Manager
Heber, UT · On-site
Additional Income Opportunities * CAI (Community Association Industry) Course/Designation ... Manage capital and fixed-asset projects including contractor oversight. * Ensure quality, timelines ...
General Manager
Heber, UT · On-site
Additional Income Opportunities * CAI (Community Association Industry) Course/Designation ... Manage capital and fixed-asset projects including contractor oversight. * Ensure quality, timelines ...
Staff Accountant
$51K - $68K/yr
Key Responsibilities Prepare monthly financial statements including Income Statement, Balance Sheet ... fixed asset records and manage acquisitions/disposals Prepare business personal property tax and ...
Staff Accountant
$51K - $68K/yr
Key Responsibilities Prepare monthly financial statements including Income Statement, Balance Sheet ... fixed asset records and manage acquisitions/disposals Prepare business personal property tax and ...
Assistant Director of Finance
$100K - $130K/yr
Oversee Accounts Payable, Accounts Receivable, Income Audit, Cash Management, and Fixed Asset ... and compliance documentation. * Develop and improve financial processes, reporting tools, and ...
Assistant Director of Finance
$100K - $130K/yr
Oversee Accounts Payable, Accounts Receivable, Income Audit, Cash Management, and Fixed Asset ... and compliance documentation. * Develop and improve financial processes, reporting tools, and ...
Railcar Repair Technician
West Valley City, UT · On-site
$25.28/hr
... fixed shops and mobile field service teams. Serving freight and tank car fleets across multiple ... Conducts railcar inspections to ensure cars are in compliance and performs repairs as necessary.
Railcar Repair Technician
West Valley City, UT · On-site
$25.28/hr
... fixed shops and mobile field service teams. Serving freight and tank car fleets across multiple ... Conducts railcar inspections to ensure cars are in compliance and performs repairs as necessary.
Railcar Repair Technician
West Valley City, UT · On-site
$25.28/hr
... fixed shops and mobile field service teams. Serving freight and tank car fleets across multiple ... Conducts railcar inspections to ensure cars are in compliance and performs repairs as necessary.
Railcar Repair Technician
West Valley City, UT · On-site
$25.28/hr
... fixed shops and mobile field service teams. Serving freight and tank car fleets across multiple ... Conducts railcar inspections to ensure cars are in compliance and performs repairs as necessary.
Assistant Director of Finance
$100K - $130K/yr
Oversee Accounts Payable, Accounts Receivable, Income Audit, Cash Management, and Fixed Asset ... and compliance documentation. * Develop and improve financial processes, reporting tools, and ...
Assistant Director of Finance
$100K - $130K/yr
Oversee Accounts Payable, Accounts Receivable, Income Audit, Cash Management, and Fixed Asset ... and compliance documentation. * Develop and improve financial processes, reporting tools, and ...
Assistant Director of Finance
Ivins, UT · On-site
$100K - $130K/yr
Oversee Accounts Payable, Accounts Receivable, Income Audit, Cash Management, and Fixed Asset ... and compliance documentation. * Develop and improve financial processes, reporting tools, and ...
Assistant Director of Finance
Ivins, UT · On-site
$100K - $130K/yr
Oversee Accounts Payable, Accounts Receivable, Income Audit, Cash Management, and Fixed Asset ... and compliance documentation. * Develop and improve financial processes, reporting tools, and ...
Senior Accountant
Salt Lake City, UT · On-site
$68K - $85K/yr
Manage accounting for assets and liabilities, including fixed assets, depreciation, prepaid ... Ensure compliance with GAAP, nonprofit accounting standards, and agency financial policies and ...
Senior Accountant
Salt Lake City, UT · On-site
$68K - $85K/yr
Manage accounting for assets and liabilities, including fixed assets, depreciation, prepaid ... Ensure compliance with GAAP, nonprofit accounting standards, and agency financial policies and ...
Senior Accountant
Salt Lake City, UT · On-site
$68K - $85K/yr
Manage accounting for assets and liabilities, including fixed assets, depreciation, prepaid ... Ensure compliance with GAAP, nonprofit accounting standards, and agency financial policies and ...
Quick apply
Senior Accountant
Salt Lake City, UT · On-site
$68K - $85K/yr
Manage accounting for assets and liabilities, including fixed assets, depreciation, prepaid ... Ensure compliance with GAAP, nonprofit accounting standards, and agency financial policies and ...
Senior Accountant-Part-Time
Provo, UT · On-site
$70K - $88K/yr
... GL, AR, AP and fixed asset * Helps coordinates and conduct the monthly and annual closing ... Assists in the oversight and filing of tax compliance matters (Fed & State Income Taxes, Sales ...
Quick apply
Senior Accountant-Part-Time
Provo, UT · On-site
$70K - $88K/yr
... GL, AR, AP and fixed asset * Helps coordinates and conduct the monthly and annual closing ... Assists in the oversight and filing of tax compliance matters (Fed & State Income Taxes, Sales ...
Senior Accountant-Part-Time
Provo, UT · On-site
$70K - $88K/yr
... GL, AR, AP and fixed asset * Helps coordinates and conduct the monthly and annual closing ... Assists in the oversight and filing of tax compliance matters (Fed & State Income Taxes, Sales ...
Quick apply
Senior Accountant-Part-Time
Provo, UT · On-site
$70K - $88K/yr
... GL, AR, AP and fixed asset * Helps coordinates and conduct the monthly and annual closing ... Assists in the oversight and filing of tax compliance matters (Fed & State Income Taxes, Sales ...
Fixed Income Compliance information
What is the difference between Fixed Income Compliance vs Fixed Income Trading?
| Aspect | Fixed Income Compliance | Fixed Income Trading |
|---|---|---|
| Primary Focus | Ensuring adherence to regulations and internal policies in fixed income securities | Buying and selling fixed income securities to generate profit |
| Required Credentials | Certifications like Series 7, Series 63, or Series 24 often preferred | Series 7, Series 63, or Series 55 typically required |
| Work Environment | Regulatory departments, compliance teams, financial institutions | Trading floors, investment banks, asset management firms |
| Key Responsibilities | Monitoring trades, implementing compliance policies, risk management | Executing trades, market analysis, portfolio management |
While Fixed Income Compliance focuses on regulatory adherence and risk mitigation within fixed income securities, Fixed Income Trading involves actively buying and selling these securities to achieve investment objectives. Both roles require similar certifications and often work within the same financial institutions, but their core functions differ significantly.
Is fixed income compliance a good career?

Internal Audit - Business and Finance Audit | Analyst | Salt Lake City
Salt Lake City, UT • On-site
Other
Posted 19 days ago
Goldman Sachs rating
8.3
Based on 27 frontline employees who took The Breakroom Quiz
48th of 170 rated banks
Job description
Internal Audit assesses the firm's internal control structure, advises management on developing control solutions, and monitors the implementation of these measures. Working in this department means you'll be providing reasonable assurance that financial reporting is reliable, there is compliance with applicable laws and regulations and the firm's operations are effectively controlled.
- Global Banking & Markets team is responsible for global audits related to Sales and Trading, Equities, Fixed Income Currencies and Commodities, Investment Banking including prime services
- Asset & Wealth Management team is responsible for global audits related to financial investments and processes in private asset management and private wealth management.
- Platform Solutions team is responsible for global audits related to consumer banking.
- Compliance & Legal team is responsible for global audits related to Compliance processes including Financial Crime controls (Anti-Money Laundering, Anti-Bribery, Sanctions).
- Controllers & Tax team is responsible for global audits related to Controllers and Tax processes including regulatory reporting and tax filings
- Enterprise Audit team is responsible for global audits related to processes within Human Capital Management, Executive Office, Corporate Planning & Management and Corporate Workplace Solutions.
- Risk & Capital Planning Audit team is responsible for global audits related to processes within multiple departs as they relate to liquidity, credit and model risk
BASIC QUALIFICATIONS
- Bachelor's degree
- 0-3 years of prior work experience in a relevant field.
- Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)
- Highly organized with exceptional attention to detail and follow-through
- Strong ability to manage multiple projects with competing deadlines
- Team player with positive attitude and strong work ethic
- Strong communication skills (written and verbal)
- Ability to work in a fast-paced environment
- Ability to adapt quickly to a variety of industries and businesses
- Ability to self-direct, analyze and evaluate and form independent judgments
- Ability to effectively interact and build relationships with senior management and global stakeholders
- Commercially savvy with ability to exercise discretion with respect to highly confidential/sensitive information
- Integrity, ethical standards and sound judgment
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html
The Goldman Sachs Group, Inc., 2025. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
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About Goldman Sachs
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At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs.
Industry
Finance and insurance
Company size
10,000+ Employees
Headquarters location
New York, NY, US
Year founded
1869