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Finra Jobs in Tennessee (NOW HIRING)

INDEPENDENT BANK

Financial Advisor

Memphis, TN

BA or BS in Business/Finance; advanced degree/designation a plus (e.g., MBA, CFP, CPA) * FINRA Series 7, 63, and 65 or 66 * Five-plus years of experience building own books of business successfully

Varsity Tutors

Series 7 Tutor

Chattanooga, TN · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Varsity Tutors

Series 7 Tutor

Memphis, TN · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Independent Bank

Financial Advisor

Memphis, TN · On-site

BA or BS in Business/Finance; advanced degree/designation a plus (e.g., MBA, CFP ® , CPA) * FINRA Series 7, 63, and 65 or 66 * Five-plus years of experience building own books of business ...

Varsity Tutors

Series 7 Tutor

Knoxville, TN · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Varsity Tutors

Series 7 Tutor

Murfreesboro, TN · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Varsity Tutors

Series 7 Tutor

Kingsport, TN · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Varsity Tutors

Series 7 Tutor

Nashville, TN · Remote

$30 - $40/hr

Adapts instruction using FINRA practice examinations, flashcard-based formula review, and case study analysis to support financial services professionals preparing for securities registration ...

Independent Bank

Financial Advisor

Memphis, TN · On-site

BA or BS in Business/Finance; advanced degree/designation a plus (e.g., MBA, CFP ® , CPA) * FINRA Series 7, 63, and 65 or 66 * Five-plus years of experience building own books of business ...

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All JobsFinra JobsFinra Jobs in Tennessee

Finra information

See Tennessee salary details

$7

$20

$43

How much do finra jobs pay per hour?

As of Aug 15, 2026, the average hourly pay for finra in Tennessee is $20.28, according to ZipRecruiter salary data. Most workers in this role earn between $15.05 and $21.15 per hour, depending on experience, location, and employer.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What skills are needed for Finra jobs?

Finra jobs typically require strong knowledge of securities regulations, financial markets, and compliance procedures. Skills in analytical thinking, attention to detail, communication, and proficiency with industry-specific tools or software are also important. Relevant certifications such as Series 7 or Series 63 may be preferred depending on the role.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

What is FINRA?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

Is working for FINRA a good career?

Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. It requires knowledge of securities laws and often involves working in a structured environment with regular hours. The organization provides benefits and career advancement within the financial industry.

What are popular job titles related to Finra jobs in Tennessee?

For Finra jobs in Tennessee, the most frequently searched job titles are:

What job categories do people searching Finra jobs in Tennessee look for?

The top searched job categories for Finra jobs in Tennessee are:

What cities in Tennessee are hiring for Finra jobs?

Cities in Tennessee with the most Finra job openings:

Finra jobs near you
Infographic showing various Finra job openings in Tennessee as of August 2026, with employment types broken down into 92% Full Time, 7% Part Time, and 1% Contract. Highlights an 74% Physical, 12% Hybrid, and 14% Remote job distribution, with an average salary of $42,174 per year, or $20.3 per hour.

Planning Director

Jackson National Life Insurance Company

Nashville, TN • On-site, Remote

Full-time

Posted 8 days ago

Job description

If you are an internal associate, please login to Workday and apply through Jobs Hub.
Job Purpose
The Planning Director will support and promote the sale of Jackson's suite of investment products through advanced retirement and wealth planning strategies. This individual acts as a consultant and liaison to the sales force and a business partner to their advisors by communicating, identifying, and helping to close sales opportunities. The Planning Director mentors, provides guidance, and trains other staff members.
Essential Responsibilities
  • Communicates advanced strategies concepts to wholesalers and representatives over the phone and in-person.
  • Conducts advanced strategies presentations on advanced sales concepts.
  • Develops and manages a business plan to enhance sales in assigned territory.
  • Develops advanced strategies presentations, marketing materials, and white papers.
  • Drafts summaries, articles, and presentations that address product, industry, and regulatory issues.
  • Responds to, follows up on, and makes outbound calls to support sales.
  • Conducts research to stay abreast of industry and regulatory changes to support consulting activities and the development of marketing materials.
  • Conducts continuing education programs.
  • Provides training to sales desk employees, external wholesalers, and other associates.
  • Provides training and assistance to Advanced Strategies Consultants.
  • Sets the example for advanced strategies conduct, commitment, and performance.

Other Duties
  • Performs other duties and/or projects as assigned.

Knowledge, Skills and Abilities
  • Expertise in annuities, mutual funds, and other investment related sales strategies.
  • Expertise in advanced case design, including but not limited to estate planning, taxation, retirement plans, and charitable giving.
  • Strong verbal and written communication skills.
  • Strong presentation skills with demonstrated experience in public speaking.
  • Solid relationship building and interpersonal skills.
  • Demonstrated sales skills.
  • Strong research and analytical skills.
  • Ability to work autonomously in a collegial environment
  • Up to 25%+ travel required.

Qualifications
  • Bachelor's Degree required.
  • Advanced degree or certification, including LLM, MBA, CIMA, CAIA, or CFA, required. JD, CFP, or CPA preferred.
  • 8+ years of experience in financial services sales or consultation required.
  • Securities Industry Essentials (SIE) required.
  • FINRA Series 6 or 7 within 60 Days required.
  • FINRA Series 63 within 60 Days required.

Jackson is proud to be an equal opportunity workplace. The Company subscribes to and endorses federal and state laws and regulations relating to equal employment opportunity for all persons without regard to race, color, religion, gender, age, national origin, legally-recognized disability, marital status, legally-protected medical condition, citizenship, ancestry, height, weight, sexual orientation, veteran status, or any other factor not related to the needs of the job. The Company is committed to a policy of equal opportunity. Company facilities and campuses are tobacco-free environments.

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