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Finra Jobs in Oregon (NOW HIRING)

Jobtailor

Senior Premier Banker

Medford, OR · On-site

$70 - $110/hr

FINRA Series 6 and 63 exams or recognized equivalents sufficient for immediate FINRA registration * State Insurance license(s) * Active or timely completion of required FINRA and state insurance ...

New

Wells Fargo

Supervisory Control Manager

Portland, OR · On-site

Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7, 9/10 (or 24 where applicable), and 63 (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA ...

Wells Fargo

Associate Financial Advisor

Bend, OR · On-site

FINRA registration including Series 7 and 66 (or FINRA recognized equivalents) * State Variable, Life and Health insurance licenses * Financial services experience * Client services experience

Equitable

Regional Controls Manager, Wealth Management

OR · On-site +1

$80K - $90K/yr

Perform onsite and remote examinations utilizing approved technologies to assess compliance with SEC, FINRA, and firm policies, and evaluate the effectiveness of operational and supervisory controls.

Cetera Investors

Sales Support Associate

Beaverton, OR · On-site

$17.75 - $23/hr

This role requires FINRA licensing within 12 months of hire to allow the incumbent to expand the client support provided to the Representative. What you will do: * Act as a liaison between the ...

Cetera Investors

Sales Support Associate

Beaverton, OR · On-site

$17.75 - $23/hr

This role requires FINRA licensing within 12 months of hire to allow the incumbent to expand the client support provided to the Representative. What you will do: * Act as a liaison between the ...

Foresters Financial

Sales Support Associate

Beaverton, OR · On-site

$17.75 - $23/hr

This role requires FINRA licensing within 12 months of hire to allow the incumbent to expand the client support provided to the Representative. What you will do: * Act as a liaison between the ...

Equitable

Financial Professional - NJ, Secaucus (5247)

OR · On-site +1

$250 - $1.0K/wk

... FINRA Sponsorship: provided for required FINRA licensing Preliminary Employment Period (PEP): comprehensive 120-day hands-on training Virtual University: access to Equitable Advisors' Virtual ...

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Finra information

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How much do finra jobs pay per hour?

As of Aug 19, 2026, the average hourly pay for finra in Oregon is $23.62, according to ZipRecruiter salary data. Most workers in this role earn between $17.55 and $24.66 per hour, depending on experience, location, and employer.

What is FINRA?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

Is working for FINRA a good career?

Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. Employees typically require knowledge of securities laws and may need relevant certifications, with a work environment focused on oversight and industry regulation.

What skills are needed for Finra jobs?

Finra jobs typically require strong analytical skills, knowledge of financial regulations, and attention to detail. Candidates often need proficiency in compliance, risk management, and relevant software tools, along with good communication skills and the ability to work under pressure.

What are popular job titles related to Finra jobs in Oregon?

For Finra jobs in Oregon, the most frequently searched job titles are:

What job categories do people searching Finra jobs in Oregon look for?

The top searched job categories for Finra jobs in Oregon are:

What cities in Oregon are hiring for Finra jobs?

Cities in Oregon with the most Finra job openings:

Finra jobs near you
Infographic showing various Finra job openings in Oregon as of August 2026, with employment types broken down into 89% Full Time, and 11% Part Time. Highlights an 72% Physical, 12% Hybrid, and 16% Remote job distribution, with an average salary of $49,128 per year, or $23.6 per hour.

Senior Premier Banker

Jobtailor

Medford, OR • On-site

$70 - $110/hr

Other

Posted yesterday

New

Job description

  • Acquire new affluent consumer and business customers and deepen existing relationships through outreach, referrals, and appointments
  • Lead discovery-driven conversations to understand customer goals and deliver tailored banking and credit strategies
  • Serve as the primary financial partner by providing comprehensive, multi-product guidance and ongoing reviews
  • Coordinate integrated solutions with Wealth, Home Lending, and Business Banking partners
  • Drive warm introductions, set expectations, and take ownership of converting qualified opportunities into closed outcomes
  • Educate customers on self-service and mobile banking options
  • Advise branch colleagues on relationship development and complex client needs
  • Maintain accurate documentation, exercise sound judgment, elevate issues timely, and adhere to policies and regulations
Requirements
  • 4+ years of customer service experience, or equivalent demonstrated through work experience, training, military experience, or education
  • 3+ years of experience building and maintaining effective relationships with customers and partners
  • 3+ years of experience recommending products and services
  • Experience recommending financial products and translating customer goals into actionable recommendations
  • Experience sourcing, acquiring, and deepening customer relationships through outreach and internal partnerships
  • Experience managing a book of business, documenting planning conversations, and following through to drive retention and growth across deposits, lending, and investments
  • Experience coaching or supporting peers
  • Ability to communicate clearly and confidently, listen with empathy, and build credibility and trust
  • Financial services industry experience in consumer, home lending, business banking, or investments
  • 3+ years of experience in a licensed financial services position
  • FINRA Series 6 and 63 exams or recognized equivalents sufficient for immediate FINRA registration
  • State Insurance license(s)
  • Active or timely completion of required FINRA and state insurance licenses
  • Securities Industry Essentials (SIE) exam for applicable FINRA qualifications earned after September 30, 2018
  • FINRA Series 65 or equivalent within the specified period in applicable states, including Oregon
  • SAFE registration at the time of employment
  • Ability to meet enhanced financial fitness and criminal background standards
  • Must meet LO/CFPB requirements and Wells Fargo financial responsibility, character, fitness, and criminal background standards
  • Must be eligible to work without Visa sponsorship
  • Ability to work a schedule including most Saturdays
Core Competencies

Demonstrates expertise in building and maintaining customer relationships, providing tailored financial solutions, and adhering to regulatory standards. Proficient in managing a book of business and guiding clients through complex financial products and services.

Highest-signal resume keywords
  • Customer Relationship Management
  • Financial Product Recommendations
  • Licensed Financial Services Experience
  • FINRA Series 6 And 63
  • State Insurance License
ATS Optimization KeywordsHard Skills
  • Customer Service Experience
  • Documenting Planning Conversations
  • Managing A Book Of Business
  • Sourcing And Acquiring Customers
  • Coaching Or Supporting Peers
Soft Skills
  • Clear Communication
  • Empathetic Listening
  • Building Credibility And Trust
Certifications & Qualifications
  • FINRA Series 6
  • FINRA Series 63
  • Securities Industry Essentials (SIE)
  • FINRA Series 65
  • State Insurance License
Industry Keywords
  • Financial Services
  • Consumer Banking
  • Home Lending
  • Business Banking
  • Investments
Tools & Technologies
  • Self-Service Banking Options
  • Mobile Banking Solutions
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