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How much do finra jobs pay per hour?

As of Jun 1, 2026, the average hourly pay for finra in Indiana is $21.26, according to ZipRecruiter salary data. Most workers in this role earn between $15.77 and $22.21 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a FINRA Compliance Analyst, and why are they important?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What is FINRA and what does it do?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

What are popular job titles related to Finra jobs in Indiana? For Finra jobs in Indiana, the most frequently searched job titles are:
What job categories do people searching Finra jobs in Indiana look for? The top searched job categories for Finra jobs in Indiana are:
What cities in Indiana are hiring for Finra jobs? Cities in Indiana with the most Finra job openings:
Finra jobs near you
Infographic showing various Finra job openings in Indiana as of May 2026, with employment types broken down into 96% Full Time, 3% Part Time, and 1% Temporary. Highlights an 86% Physical, 5% Hybrid, and 9% Remote job distribution, with an average salary of $44,216 per year, or $21.3 per hour.
Registered Administrative Assistant - FINRA Registered strongly preferred

Registered Administrative Assistant - FINRA Registered strongly preferred

FIRST MERCHANTS

Clarksville, IN

$16.25 - $21.75/hr

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 19 days ago

First Merchants Bank rating

7.6

Company rating: 7.6 out of 10

Based on 16 frontline employees who took The Breakroom Quiz

80th of 141 rated banks

Job description

First Merchants Bank is seeking a Registered Administrative Assistant to join our team! This position will provide administrative, operational, sales and service support for assigned Investment Consultants within the First Merchants Investment Services Team. Existing FINRA Registration is strongly preferred.

Essential Duties and Responsibilities:

Business Management

  • Review and act upon items for attention from broker / dealer (Cetera)
  • Monitor incoming and outgoing transfers
  • Process death claims
  • Assist with 1099s and other tax time issues
  • Communicate and process client Required Minimum Distributions (RMD)
  • Review of insufficient funds for periodic distributions
  • ACH maintenance
  • Manage and maintain client withdraw/ deposit requests
  • Beneficiary updates/ personal information updates (with Cetera & Product sponsors)
  • Cost basis information
  • Filing client documents

Client Service

  • Place unsolicited trades & securities received
  • Complete necessary documentation to handle the processing of trades
  • Meet with clients to obtain client and/or advisor signatures
  • Establish online access to financial planning software or other pertinent websites
  • Schedule client review appointments
  • Handle phone calls & emails; respond appropriately to client needs
  • Communicate with product partners on behalf of the client and/or Investment Consultant

Business Development

  • Assist in preparation of documents for account opening, transfer of assets, etc.
  • Annuity Net Order Entry (when applicable/ necessary)
  • Review items for attention
  • Establish ACH and or Periodic / Systematic deposit
  • Scanning and submitting new account documentation (when applicable / necessary)
  • Filing new account documents
  • Assist in review of My Business Status
  • Confirm all direct accounts are linked to Cetera accounts

Administrative Support

  • Handle phone calls & emails; respond appropriately to internal/ external partners
  • Assisting Consumer Bank Employees with FMIS client issues, referrals & setting appointments
  • Maintain & Order Office Supplies
  • Meet with advisor to review instructions when preparing to meet with new clients.

Operational Support

  • Confirmation of daily ACH / settlements
  • Processing and filing of monthly transmittals to Cetera Principal Review Desk
  • Submitting marketing / advertising to compliance (business cards, stationary, signage, etc.)
  • Process regional incoming / outgoing mail
  • Maintain/ monitor check blotter
  • Assistance in maintaining compliance of all required FINRA files and documentation
  • Document all contact and actions taken with client in CRM

To be successful in this position, we require the following: 

  • High school diploma or equivalent (GED).
  • Over one (1) year of administrative, clerical or related experience.
  • Experience utilizing a Contact Management System (CRM)
  • FINRA Series 6 License- Investment Company and Variable Contracts Products Representative within 6 months of employment
  • FINRA Series 63 License- Uniform Securities Agent State Law within 6 months of employment
  • Other - Proficient with Windows based software, including MS Word, Excel, and PowerPoint

The following would be a plus:

  • Licensing- FINRA Series 7 License- General Securities Representative
  • FINRA Series 65 License- Uniform Investment Adviser Law
  • FINRA Series 66 License- Uniform Combined State Law

First Merchants offers the following:

  • Base Pay PLUS Bonuses
  • Medical, Dental and Vision Insurance
  • 401k
  • Health Savings and Flexible Spending Accounts
  • Vacation/Sick Time
  • Paid Holidays
  • Paid Parental Leave
  • Tuition Reimbursement
  • Additional Benefits

A little about us:

First Merchants is guided by a genuine philosophy of being a meaningful place to work and having a prosperous impact across all walks of life throughout the communities we serve, including consumers, businesses and other organizations. Our Vision, Mission and Team statement reflect and reinforce that authentic service philosophy.

Our Vision is:

To enhance the financial wellness of the diverse communities we serve.

Our Mission is:

To be the most responsive, knowledgeable, and high-performing financial organization for our clients, teammates, and shareholders.

Our Team:

"We are a collection of dynamic colleagues with diverse experiences and perspectives who share a passion for positively impacting lives. We are genuinely committed to attracting and engaging teammates of diverse backgrounds. We believe in the power of inclusion and belonging."

Apply today to begin your career with us!

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