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Finra Jobs in Indiana (NOW HIRING)

Keybank

Private Client Advisor

Goshen, IN

$55K/yr

FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S7 Upon Hire (required) * FINRA License S66 or S63 and 65 Upon Hire (required) * Certified Financial Planner (CFP ...

KeyBank

Private Client Banker

Shelbyville, IN · On-site

$18.25 - $22.50/hr

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

KeyBank

Private Client Advisor

Goshen, IN · On-site

$55K/yr

FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S7 Upon Hire (required) * FINRA License S66 or S63 and 65 Upon Hire (required) * Certified Financial Planner (CFP ...

Keybank

Private Client Banker

Shelbyville, IN

$25 - $38.46/hr

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

KeyBank

Private Client Advisor

South Bend, IN · On-site

FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S7 Upon Hire (required) * FINRA License S66 or S63 and 65 Upon Hire (required) * Certified Financial Planner (CFP ...

KeyBank

Private Client Banker

Angola, IN · On-site

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

Keybank

Private Client Advisor

South Bend, IN

FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S7 Upon Hire (required) * FINRA License S66 or S63 and 65 Upon Hire (required) * Certified Financial Planner (CFP ...

Keybank

Private Client Advisor

South Bend, IN

FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S7 Upon Hire (required) * FINRA License S66 or S63 and 65 Upon Hire (required) * Certified Financial Planner (CFP ...

Keybank

Private Client Banker

Angola, IN

$25 - $38.46/hr

FINRA License S63 Upon Hire (required) * FINRA Security Industry Essentials (SIE) Upon Hire (required) * Life and Health Insurance Licenses Upon Hire (required) Skills * Is knowledgeable about the ...

KeyBank

Private Client Advisor

South Bend, IN · On-site

FINRA Security Industry Essentials (SIE) Upon Hire (required) * FINRA License S7 Upon Hire (required) * FINRA License S66 or S63 and 65 Upon Hire (required) * Certified Financial Planner (CFP ...

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Showing results 21-40

All JobsFinra JobsFinra Jobs in Indiana

Finra information

See Indiana salary details

$7

$21

$45

How much do finra jobs pay per hour?

As of Aug 20, 2026, the average hourly pay for finra in Indiana is $21.26, according to ZipRecruiter salary data. Most workers in this role earn between $15.77 and $22.21 per hour, depending on experience, location, and employer.

What is FINRA?

FINRA, or the Financial Industry Regulatory Authority, is a self-regulatory organization that oversees brokerage firms and their registered representatives in the United States. Its primary role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA writes and enforces rules for broker-dealers, conducts regulatory examinations, and provides education and tools to investors. It also administers qualification exams for securities professionals and manages a dispute resolution forum for investors and firms.

What are the key skills and qualifications needed to thrive as a FINRA compliance analyst?

To thrive as a FINRA Compliance Analyst, you need a solid understanding of securities regulations, risk assessment, and financial industry practices, usually supported by a degree in finance, accounting, or a related field. Familiarity with regulatory compliance software, data analytics tools, and FINRA Rulebook is typically required, and certifications such as the Certified Regulatory Compliance Manager (CRCM) can be valuable. Strong attention to detail, analytical thinking, and effective communication skills help professionals excel in identifying compliance issues and collaborating across departments. These competencies are crucial for ensuring regulatory adherence, minimizing risk, and maintaining the integrity of financial markets.

What are some common challenges faced by professionals working at FINRA, and how are they typically addressed?

Professionals at FINRA often encounter the challenge of keeping up with rapidly evolving financial regulations and market practices. Adapting to frequent regulatory changes requires continuous learning and collaboration across compliance, legal, and technology teams. To address these challenges, FINRA provides ongoing training, access to robust knowledge resources, and encourages a culture of teamwork and open communication. Employees also participate in cross-departmental projects, which helps them stay informed and build expertise in multiple aspects of financial regulation.

What is the difference between Finra vs Securities Analyst?

AspectFinraSecurities Analyst
Required CredentialsFINRA licenses (e.g., Series 7, Series 63)Bachelor's degree, often Series 7 license
Work EnvironmentRegulatory body overseeing broker-dealersFinancial firms, investment banks, asset management
Employer & Industry UsageRegulates and enforces rules for securities firmsAnalyzes securities, provides investment recommendations
Common Search & ComparisonOften compared in regulatory contextCompared in investment analysis and research

Finra is a regulatory organization overseeing broker-dealers and securities firms, requiring specific licenses. Securities Analysts evaluate securities and provide investment insights, often holding similar licenses. While Finra focuses on regulation, Securities Analysts focus on market analysis. Both roles are integral to the securities industry but serve different functions.

Is working for FINRA a good career?

Working for FINRA as a regulatory professional offers a stable career with opportunities in compliance, enforcement, and examination roles. Employees typically require knowledge of securities laws and may need relevant certifications, with a work environment focused on oversight and industry regulation.

What skills are needed for Finra jobs?

Finra jobs typically require strong analytical skills, knowledge of financial regulations, and attention to detail. Candidates often need proficiency in compliance, risk management, and relevant software tools, along with good communication skills and the ability to work under pressure.

What are popular job titles related to Finra jobs in Indiana?

For Finra jobs in Indiana, the most frequently searched job titles are:

What job categories do people searching Finra jobs in Indiana look for?

The top searched job categories for Finra jobs in Indiana are:

What cities in Indiana are hiring for Finra jobs?

Cities in Indiana with the most Finra job openings:

Finra jobs near you
Infographic showing various Finra job openings in Indiana as of August 2026, with employment types broken down into 90% Full Time, 9% Part Time, and 1% Contract. Highlights an 76% Physical, 10% Hybrid, and 14% Remote job distribution, with an average salary of $44,216 per year, or $21.3 per hour.

Wealth Growth Director & Team Builder (Clarksville)

WealthBridge Financial Group

Clarksville, IN • On-site

Full-time

Re-posted 6 days ago

Job description

WealthBridge Financial Group is seeking a Managing Director to lead a growing team of financial advisors while continuing your own client work in Indiana, USA. You will recruit, mentor, and develop advisors, fostering a high-performance culture and shaping the firm’s future growth with the support of our long-standing brand and history.

This leadership role requires a minimum 3 years in financial services with a growing practice, active Life/Health license, and preferred FINRA licenses.

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