We are seeking a highly motivated and detail-oriented entry-level Compliance Analyst to join our ... Support the day-to-day operations of the Compliance function across regulatory, advisory ...
We are seeking a highly motivated and detail-oriented entry-level Compliance Analyst to join our ... Support the day-to-day operations of the Compliance function across regulatory, advisory ...
... entry-level readiness through to skilled trade progression. This role is a 12 month contract ... Operations) Analytical mindset with the ability to interpret and report on training and program ...
... entry-level readiness through to skilled trade progression. This role is a 12 month contract ... Operations) Analytical mindset with the ability to interpret and report on training and program ...
Service Coordinator
Ottawa, ON · On-site
CA$45K - CA$60K/yr
BUILD YOUR CAREER AT BLACK & MCDONALD Black & McDonald is an integrated, multi trade service ... Client operation manual updates and tracking * Health and safety statistics tracking and reporting ...
Quick apply
Service Coordinator
Ottawa, ON · On-site
CA$45K - CA$60K/yr
BUILD YOUR CAREER AT BLACK & MCDONALD Black & McDonald is an integrated, multi trade service ... Client operation manual updates and tracking * Health and safety statistics tracking and reporting ...
... Global Operations division, is looking for an entry level Analyst to perform daily processing ... Trade Confirmations (verbal/written) * Fail trade reporting and resolution * Cash, position break ...
... Global Operations division, is looking for an entry level Analyst to perform daily processing ... Trade Confirmations (verbal/written) * Fail trade reporting and resolution * Cash, position break ...
Service Coordinator
$45K - $60K/yr
BUILD YOUR CAREER AT BLACK & MCDONALD Black & McDonald is an integrated, multi trade service ... Client operation manual updates and tracking * Health and safety statistics tracking and reporting ...
Service Coordinator
$45K - $60K/yr
BUILD YOUR CAREER AT BLACK & MCDONALD Black & McDonald is an integrated, multi trade service ... Client operation manual updates and tracking * Health and safety statistics tracking and reporting ...
Release Customs Analyst
Fort Erie, ON · On-site
... trade is what we do best. Consider joining our team for the opportunity to grow your career ... From entry level to expert advisors, our supportive culture of learning will help you get the ...
Posted today
Release Customs Analyst
Fort Erie, ON · On-site
... trade is what we do best. Consider joining our team for the opportunity to grow your career ... From entry level to expert advisors, our supportive culture of learning will help you get the ...
Posted today
This individual may also delegate some basic and fundamental tasks to Entry-Level and Design staff ... operation or small area. This individual should understand the project schedule and budget and ...
Quick apply
This individual may also delegate some basic and fundamental tasks to Entry-Level and Design staff ... operation or small area. This individual should understand the project schedule and budget and ...
Sales Manager
Sault Sainte Marie, ON · On-site
Leon's Furniture Ltd. is a family-owned, publicly traded company that has been a part of Canadian ... Many of our most successful associates joined Leon's in entry level positions and with hard work ...
Sales Manager
Sault Sainte Marie, ON · On-site
Leon's Furniture Ltd. is a family-owned, publicly traded company that has been a part of Canadian ... Many of our most successful associates joined Leon's in entry level positions and with hard work ...
Leon's Furniture Ltd. is a family-owned, publicly traded company that has been a part of Canadian ... Many of our most successful associates joined Leon's in entry level positions and with hard work ...
Leon's Furniture Ltd. is a family-owned, publicly traded company that has been a part of Canadian ... Many of our most successful associates joined Leon's in entry level positions and with hard work ...
Full Stack Software Engineer, Officer
CA$67K - CA$109K/yr
In this entry-level role, you will design and implement APIs and web UIs, contribute to code ... Experience with engineering and operational tools such as Dynatrace, SolarWinds, and the Temporal ...
Full Stack Software Engineer, Officer
CA$67K - CA$109K/yr
In this entry-level role, you will design and implement APIs and web UIs, contribute to code ... Experience with engineering and operational tools such as Dynatrace, SolarWinds, and the Temporal ...
... entry-level position designed for a recent engineering graduate who is eager to apply their ... Participate in occasional trade shows, producer meetings, or industry events to provide technical ...
Quick apply
... entry-level position designed for a recent engineering graduate who is eager to apply their ... Participate in occasional trade shows, producer meetings, or industry events to provide technical ...
General Repair Technician II
CA$23.20 - CA$27.30/hr
SUMMARY The General Repair Technician II is a mid-entry level position, responsible for assisting ... a trade license, an asset * Working towards Building Environment Systems (BES) Operation Class 1 ...
General Repair Technician II
CA$23.20 - CA$27.30/hr
SUMMARY The General Repair Technician II is a mid-entry level position, responsible for assisting ... a trade license, an asset * Working towards Building Environment Systems (BES) Operation Class 1 ...
General Repair Technician II - Static
CA$23.20 - CA$27.30/hr
SUMMARY The General Repair Technician II is a mid entry level position, responsible for assisting ... a trade license, an asset * Working towards Building Environment Systems (BES) Operation Class 1 ...
General Repair Technician II - Static
CA$23.20 - CA$27.30/hr
SUMMARY The General Repair Technician II is a mid entry level position, responsible for assisting ... a trade license, an asset * Working towards Building Environment Systems (BES) Operation Class 1 ...
Marketing Associate
North York, ON · Hybrid
... operations Role Requirements * Bachelor's degree in Business, Marketing, or a related field preferred. * Entry-level opportunity. Relevant internship, co-op, or up to 3 years of experience in ...
New
Marketing Associate
North York, ON · Hybrid
... operations Role Requirements * Bachelor's degree in Business, Marketing, or a related field preferred. * Entry-level opportunity. Relevant internship, co-op, or up to 3 years of experience in ...
New
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
Student Operator - Highway Maintenance
$20 - $22/hr
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
Student Operator - Highway Maintenance
$20 - $22/hr
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
Student Operator - Highway Maintenance
Chapleau, ON · On-site
$20 - $22/hr
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
Student Operator - Highway Maintenance
Chapleau, ON · On-site
$20 - $22/hr
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
This is an exceptional entry-level opportunity to join a long-term stable industry. We are ... Individuals will be assigned a base wage within this range based on trade certification and/or ...
Entry Level Trading Operations information
What is the difference between Entry Level Trading Operations vs Entry Level Trading Analyst?
| Aspect | Entry Level Trading Operations | Entry Level Trading Analyst |
|---|---|---|
| Primary Focus | Executing and supporting trading activities, managing trade settlements | Analyzing market data, developing trading strategies |
| Required Skills | Attention to detail, understanding of trading systems, basic finance knowledge | Analytical skills, market research, data analysis |
| Certifications | Typically none required, but CFA Level I or similar can be beneficial | Often preferred to have CFA Level I or equivalent |
| Work Environment | Fast-paced trading floors or back-office support | Office-based, research-focused |
Entry Level Trading Operations roles focus on executing trades, trade support, and settlement processes, requiring attention to detail and operational skills. Entry Level Trading Analyst positions emphasize market analysis, research, and strategy development, often requiring stronger analytical skills. Both roles are essential in trading firms and share some certifications and work environments, but they differ in daily responsibilities and focus areas.
Is trade operations a good career?
What are the key skills and qualifications needed to thrive as an Entry Level Trading Operations professional, and why are they important?
What jobs pay 4000 a week without a degree?
What jobs make $1,000,000 a year?
What are some typical challenges faced by professionals in Entry Level Trading Operations, and how can they be addressed?
What are entry level trading operations?
How to get an entry level trading job?
Job description
We are seeking a highly motivated and detail-oriented entry-level Compliance Analyst to join our Chief Compliance Officer in Toronto. This role is ideal for a recent graduate from a top-tier university with prior internship experience at an investment bank, fintech company, financial services firm, or regulatory/compliance-focused organization.
The Compliance Analyst will support the firm's efforts to maintain a strong culture of compliance, adhere to applicable laws and regulations, and manage regulatory, operational, and reputational risk. The role offers exposure to key areas such as regulatory monitoring, policies and procedures, employee compliance, surveillance, anti-money laundering, know-your-customer processes, fintech controls, and internal reporting.
Key Responsibilities
- Support the day-to-day operations of the Compliance function across regulatory, advisory, monitoring, and surveillance activities.
- Assist in reviewing policies, procedures, and internal controls to ensure alignment with applicable regulatory requirements and industry best practices.
- Assist with transaction monitoring, communications surveillance, trade surveillance, or other risk-based monitoring activities as applicable.
- Help prepare internal compliance reports, management updates, regulatory filings, and audit or examination materials.
- Monitor regulatory developments and assist in assessing their potential impact on the business.
- Work with Legal, Risk, Operations, Technology, Finance, and front-office teams to support compliance initiatives.
- Maintain accurate records of compliance reviews, approvals, exceptions, escalations, and remediation efforts.
- Assist in compliance testing, risk assessments, control reviews, and internal investigations as needed.
- Support training initiatives by helping prepare materials, track completion, and identify areas for employee education.
- Contribute to process improvements, automation initiatives, and compliance technology enhancements.
Qualifications
- Bachelor's degree in Finance, Economics, Business, Political Science, Law, Accounting, Computer Science, Data Analytics, or a related field.
- Prior internship experience at an investment bank, fintech company, broker-dealer, asset manager, payments company, consulting firm, regulator, or financial services institution.
- Strong interest in financial markets, fintech, regulatory compliance, risk management, and corporate governance.
- Excellent analytical, organizational, and problem-solving skills.
- Strong written and verbal communication skills.
- High attention to detail and ability to handle sensitive or confidential information with discretion.
- Ability to work independently while collaborating effectively across teams.
- Proficiency in Microsoft Office, particularly Excel, PowerPoint, Word, and Outlook.
Preferred
- Internship exposure to compliance, legal, risk, operations, internal audit, financial crime, regulatory reporting, or control functions.
- Familiarity with securities regulations, AML/KYC requirements, sanctions compliance, market abuse rules, data privacy, or fintech regulatory frameworks.
- Experience with compliance platforms, surveillance tools, case management systems, CRM tools, or data analytics software.
- Basic knowledge of SQL, Python, Tableau, Power BI, or other data analysis tools is a plus.
Jefferies is a leading global, full-service investment banking and capital markets firm that provides advisory, sales and trading, research, and wealth and asset management services. With more than 40 offices around the world, we offer insights and expertise to investors, companies, and governments.
About Jefferies
Sourced by ZipRecruiter
Industry
Investment banking and securities dealing
Company size
10,000+ Employees
Headquarters location
New York, NY, US
Year founded
1962