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Entry Level Regulatory Operations Jobs (NOW HIRING)

Regulatory Associate This is an entry-level job, geared towards recent college graduates. This ... multiple operational facets of a regulatory affairs career. As an RA team member, you will work ...

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We are seeking a highly motivated and detail-oriented Entry Level Operations Assistant to join our ... Ensure compliance with company policies and applicable regulations. Customer Support: * Respond to ...

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We are seeking a highly motivated and detail-oriented Entry Level Operations Assistant to join our ... Ensure compliance with company policies and applicable regulations. Customer Support: * Respond to ...

Foreman Turner Mining Group The Entry Level Miner is a starting point for both operations and ... Other regulatory & internal / external forms as required * Maintains a valid and insurable drivin ...

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Set up and operate the control desk regulating the rolling mill * Operate the mill to produce rings ... Monitor equipment to ensure safe and consistent operation * Maintain attention to detail while ...

Foreman - Turner Mining Group The Entry Level Miner is a starting point for both operations and ... MSHA regulatory task training and verify compliance to standards - Live the values as part of a ...

Foreman - Turner Mining Group The Entry Level Miner is a starting point for both operations and ... MSHA regulatory task training and verify compliance to standards - Live the values as part of a ...

Move Forward with Volt Volt is immediately hiring for a Securities Operations Analyst (Entry-Level) ... Ensure compliance with industry regulations (SEC, FINRA, DTCC) * Maintain accurate transaction ...

Foreman Turner Mining Group The Entry Level Miner is a starting point for both operations and ... MSHA regulatory task training and verify compliance to standards - Live the values as part of a ...

Foreman - Turner Mining Group The Entry Level Miner is a starting point for both operations and ... MSHA regulatory task training and verify compliance to standards - Live the values as part of a ...

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Entry Level Regulatory Operations information

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$11

$26

$53

How much do entry level regulatory operations jobs pay per hour?

As of Jun 11, 2026, the average hourly pay for entry level regulatory operations in the United States is $26.24, according to ZipRecruiter salary data. Most workers in this role earn between $17.79 and $30.29 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as an Entry Level Regulatory Operations professional, and why are they important?

To thrive as an Entry Level Regulatory Operations professional, you need a foundational understanding of regulatory guidelines, attention to detail, and a bachelor's degree in a related field such as life sciences or business. Familiarity with document management systems, regulatory submission platforms, and Microsoft Office Suite is commonly required. Strong organizational skills, clear communication, and the ability to work collaboratively help individuals excel in this position. These skills and qualities ensure accurate, timely regulatory submissions and effective compliance with industry standards.

What are entry level regulatory operations jobs?

Entry level regulatory operations jobs are positions in organizations, typically within regulated industries like pharmaceuticals, finance, or energy, that focus on supporting the processes needed to comply with government and industry regulations. People in these roles help prepare, review, and submit documentation to regulatory agencies, maintain records, and ensure that the organization adheres to applicable laws and guidelines. These positions often involve working with cross-functional teams, tracking regulatory changes, and assisting with audits or inspections. Entry level roles are a great starting point for those interested in understanding how regulations impact business operations and gaining experience for more advanced regulatory or compliance careers.

What are some common challenges faced by entry level professionals in Regulatory Operations?

Entry level professionals in Regulatory Operations often encounter challenges such as navigating complex regulatory requirements, managing large volumes of documentation, and ensuring accuracy under tight deadlines. It can be challenging to quickly learn the intricacies of both domestic and international regulations, especially when supporting multiple projects across departments. Effective communication and close collaboration with cross-functional teams, such as legal, quality assurance, and product development, are key to overcoming these obstacles and ensuring compliance throughout the organization.

What is the difference between Entry Level Regulatory Operations vs Entry Level Regulatory Affairs?

AspectEntry Level Regulatory OperationsEntry Level Regulatory Affairs
Required CredentialsBachelor's degree in life sciences, healthcare, or related field; familiarity with regulatory processesBachelor's degree in life sciences, healthcare, or related field; knowledge of regulations
Work EnvironmentCorporate or pharmaceutical company, focusing on document management and complianceRegulatory agencies, pharmaceutical companies, focusing on submissions and compliance strategies
Employer & Industry UsageUsed in pharmaceutical, biotech, and healthcare industries for operational supportUsed in similar industries for strategic regulatory planning and submissions

Entry Level Regulatory Operations primarily involves supporting regulatory processes, document management, and ensuring compliance within organizations. In contrast, Entry Level Regulatory Affairs focuses on preparing and submitting regulatory documents, understanding regulations, and liaising with authorities. Both roles require similar educational backgrounds but differ in daily responsibilities and focus areas within the regulatory landscape.

What cities are hiring for Entry Level Regulatory Operations jobs? Cities with the most Entry Level Regulatory Operations job openings:
What are the most commonly searched types of Regulatory Operations jobs? The most popular types of Regulatory Operations jobs are:
What states have the most Entry Level Regulatory Operations jobs? States with the most job openings for Entry Level Regulatory Operations jobs include:
Regulatory & Exam Management Analyst - Associate

Regulatory & Exam Management Analyst - Associate

Deutsche Bank

New York, NY • On-site

$70K - $129K/yr

Full-time

Medical, Retirement, PTO

This job post has expired 2 days ago. Applications are no longer accepted.


Deutsche Bank rating

7.7

Company rating: 7.7 out of 10

Based on 14 frontline employees who took The Breakroom Quiz

73rd of 141 rated banks


Job description

Job Description:
Job Title Regulatory & Exam Management Analyst
Corporate Title Analyst - Associate
Location New York, NY
[ALL ROLES TO BE CONSIDERED]
Overview
We are seeking an Entry Level Regulatory & Exam Management Analyst to support the coordination and management of regulatory examinations, inquiries, and governance activities across Equities, Fixed Income, Treasury, and Capital Markets businesses.
This role offers hands on exposure to U.S. financial regulators, including FINRA, the Federal Reserve Bank, the Securities and Exchange Commission (SEC), and state regulators, and provides an excellent foundation for a career in regulatory affairs, compliance, or risk management within financial services. The position is focused on execution, coordination, documentation, and governance support rather than regulatory decision making.
The role also provides exposure to the use of technology enabled tools, including AI assisted documentation, tracking, and workflow solutions, to support efficient and effective regulatory engagement.
What We Offer You
  • A diverse and inclusive environment that embraces change, innovation, and collaboration
  • A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days
  • Employee Resource Groups support an inclusive workplace for everyone and promote community engagement
  • Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits
  • Educational resources, matching gift and volunteer programs

What You'll Do
  • Regulatory Exam & Inquiry Support Assist with coordinating, supporting, and organizing regulatory exams and inquiries from FINRA, the Federal Reserve, the SEC, and state regulators-including annual, recurring, and ad-hoc reviews across Equities, Fixed Income, Sales Practices, Treasury, and Capital Markets-by managing information requests, supporting materials, and submission packages
  • Response Coordination & Tracking Manage trackers to monitor regulatory requests, deadlines, ownership, and response status; coordinate with internal stakeholders to gather required documentation and data; and review materials for completeness, accuracy, and consistency before submission
  • Stakeholder Interaction Collaborate with teams across Compliance, Legal, Operations, Treasury, Technology, Risk, and business areas to support regulatory activities, including preparing for regulatory meetings by developing agendas, materials, and tracking follow-up action items
  • Documentation, Governance & Process Support Support the drafting and maintenance of regulatory exam documentation-including chronologies, summaries, templates, and records-in compliance with confidentiality, information-security, and record-management requirements; and contribute to process improvements and responsible use of technology-enabled and AI-assisted tools for regulatory tracking, documentation, and governance

Skills You'll Need
  • Bachelor's degree in Finance, Economics, Business, Accounting, Risk Management, or a related field
  • Strong AI capabilities
  • Strong attention to detail and organizational skills and ability to manage multiple tasks and deadlines in a fast paced, highly regulated environment
  • Strong written and verbal communication skills
  • Proficiency in Microsoft Excel, PowerPoint, Word, and Outlook, including the ability to develop clear, well structured presentations and summary materials for meetings and senior stakeholders

Skills That Will Help You Excel
  • Internship or entry level experience in compliance, risk, audit, regulatory affairs, or financial services
  • Exposure to securities markets, financial regulation, or regulatory examinations
  • Interest in regulatory oversight, governance, or control functions
  • Demonstrated interest in leveraging technology and AI enabled tools to support regulatory coordination, documentation, and process improvement
  • Familiarity with data organization, trackers, workflow tools, or presentation materials used to support regulatory or compliance activities

Expectations
It is the Bank's expectation that employees hired into this role will work in the New York, NY office in accordance with the Bank's hybrid working model.
Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.
The salary range for this position in New York City is $70,000 to $129,500. Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.
Deutsche Bank Benefits
At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That's why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!
Learn more about your life at Deutsche Bank through the eyes of our current employees https://careers.db.com/life
The California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank's California Privacy Notice please email HR.Direct@DB.com.
#LI-HYBRID
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law. Click these links to view Deutsche Bank's Equal Opportunity Policy Statement and the following notices: EEOC Know Your Rights; Employee Rights and Responsibilities under the Family and Medical Leave Act; and Employee Polygraph Protection Act.

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About Deutsche Bank

Sourced by ZipRecruiter

Deutsche Bank is the leading German bank with strong European roots and a global network. We're driving growth through our strong client franchise. Against a backdrop of increasing globalization in the world economy, Deutsche Bank is very well-positioned, with significant regional diversification and substantial revenue streams from all the major regions of the world. We serve our clients' real economic needs in commercial banking, investment banking, private banking and asset management. We are investing heavily in digital technologies, prioritizing long term success over short-term gains, and serving society with ambition and integrity.

Industry

Banking and credit intermediation

Company size

10,000+ Employees

Headquarters location

New York, NY, US

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