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Director Ria Jobs in Ohio (NOW HIRING)

VIKA TALENT SOLUTIONS

Tax Supervisor

Dayton, OH · Hybrid

$107K - $141K/yr

Dayton, OH (Hybrid remote in Moraine, OH 45439) Job Type: Full time Permanent with Direct client ... Proficiency in research tools (RIA, CCH, etc.) and ProSystem fx Software preferred. * Experience ...

Valmark Financial Group

Compliance Specialist

Akron, OH · On-site

$55K - $65K/yr

Review assigned Direct Business, Brokerage, and Advisory reports * Review RR outside brokerage ... Participate in the review and updates to BD and RIA Written Supervisory Manuals. * Participate in ...

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Director Ria information

Is $100,000 enough to work with a financial advisor?

For a Director Ria or similar financial professionals, a $100,000 investment can be sufficient to work with a financial advisor, depending on the advisor's fee structure and the complexity of your financial goals. Many advisors charge a percentage of assets under management or flat fees, so the amount needed varies based on the services required and the advisor's policies.

How many financial advisors make $500,000 a year?

In the financial advisory profession, a small percentage of top-performing financial advisors earn $500,000 or more annually, often due to high client assets, extensive experience, and advanced certifications like the CFP or CFA. Achieving this level typically requires managing a large client portfolio, strong sales skills, and a high level of industry experience.

What is a Director Ria?

A Director Ria is typically a high-level executive responsible for overseeing a specific department, program, or business unit within an organization named Ria, such as Ria Money Transfer. The role involves strategic planning, managing teams, ensuring compliance with regulations, and driving business growth. Directors at this level are also responsible for setting goals, monitoring performance, and collaborating with other senior leaders to achieve organizational objectives. Their work often requires extensive experience in management, leadership, and the industry relevant to their organization.

What are the key skills and qualifications needed to thrive as a Director at Ria, and why are they important?

To thrive as a Director at Ria, you generally need strong leadership abilities, strategic planning experience, and a solid background in financial services or money transfer operations, often supported by a relevant degree. Familiarity with compliance systems, financial reporting tools, and customer relationship management (CRM) platforms is typically required. Exceptional communication, problem-solving, and cross-cultural collaboration skills help a Director stand out in this international setting. These qualifications and skills are vital to drive business growth, ensure regulatory compliance, and effectively lead diverse teams in the fast-paced remittance industry.

What are some common challenges faced by a Director in a Remittance and International Affairs (RIA) role, and how can they be addressed?

A Director in Remittance and International Affairs often faces challenges such as navigating complex regulatory environments across multiple countries, ensuring compliance with anti-money laundering (AML) laws, and adapting to rapidly evolving financial technologies. Building strong relationships with global partners and maintaining up-to-date knowledge of local and international regulations are essential for success. Effective Directors foster a culture of compliance, encourage open communication within their teams, and leverage technology to streamline operations and enhance security.

How much does the average RIA make?

The average Registered Investment Advisor (RIA) earns between $100,000 and $200,000 annually, depending on experience, client base, and firm size. Senior RIAs or those managing larger portfolios can earn significantly more, especially with additional certifications like the CFP or CFA. Compensation often includes base salary, bonuses, and profit sharing, and many RIAs work in a client-facing environment requiring strong financial and interpersonal skills.

Is $200,000 enough to work with a financial advisor?

For a Director Ria or similar financial professionals, a $200,000 investment can be sufficient to work with a financial advisor, depending on the advisor's fee structure and the complexity of your financial goals. Many advisors charge a percentage of assets under management or flat fees, so the amount needed varies based on the services required and the advisor's policies.
What are the most commonly searched types of Ria jobs in Ohio? The most popular types of Ria jobs in Ohio are:
What are popular job titles related to Director Ria jobs in Ohio? For Director Ria jobs in Ohio, the most frequently searched job titles are:
What job categories do people searching Director Ria jobs in Ohio look for? The top searched job categories for Director Ria jobs in Ohio are:
What cities in Ohio are hiring for Director Ria jobs? Cities in Ohio with the most Director Ria job openings:
Director Ria jobs near you
Infographic showing various Director Ria job openings in Ohio as of July 2026, with employment types broken down into 1% As Needed, 82% Full Time, 14% Part Time, 1% Temporary, and 2% Contract. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution.

Investment Compliance Analyst

Stratos Wealth Partners

Beachwood, OH • On-site

$70K - $80K/yr

Full-time

Posted 17 days ago

Job description

We are hiring for our Compliance team at Stratos Wealth Partners where we provide a platform of Broker-Dealer and RIA services for our registered reps/advisors. We are looking for an experienced Compliance Analyst to support the Stratos RIA Compliance Program. We are a growing department that offers room to develop and advance skills.
Essential Duties and Responsibilities:
• Provide support to the overall Compliance Program
• Work with Compliance and other team members to strengthen policies including WISP, privacy policy reviews, business continuity and acceptable use policies.
• Work with Compliance Directors to support new compliance initiatives.
• Provide support to the Compliance Testing Program to resolve identified issues and undertake remedial projects as requested.
• Utilize Compliance Software to manage components of the Compliance Program.
• Work with the Directors to properly develop and document updated policies and procedures as new laws, rules and best practices develop.
• Continually work to improve the Stratos Compliance Program by offering suggestions for improvement and collaborating with team members and management to implement solutions.
• Additional Responsibilities
o Respond to incoming Compliance inquiries from investment advisory representatives and other Stratos departmental team members.
o Perform additional projects and tasks in support of the Stratos Compliance program as assigned.
Skills / Key Competencies Required:
• Bachelor's degree
• FINRA SIE, Series 7, 24 and 65/66
• 3-5 years' experience with an investment advisory firm
• Ability to communicate positively and effectively compliance requirements to investment advisory representatives
• Minimal travel required
• Attention to Detail / Data Organization
• Proficient with technology
• Effective communication skills, written and verbal
• Ability to work in a fast-paced, changing environment
• Collaborative mentality; strong team orientation

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