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Director Ria Jobs in Alabama (NOW HIRING)

DeSHAZO LLC

Automation Controls Engineer

Bessemer, AL · On-site

$74K - $98K/yr

Strong ability to communicate within the Deshazo organization and direct to the customer * Ability to lead a project at installation and be the main customer interface. * Understanding of RIA Robot ...

DeSHAZO LLC

Automation Controls Engineer

Bessemer, AL

$74K - $98K/yr

Strong ability to communicate within the Deshazo organization and direct to the customer * Ability to lead a project at installation and be the main customer interface. * Understanding of RIA Robot ...

Deshazo LLC

Automation Controls Engineer

Bessemer, AL · On-site

$74K - $98K/yr

Strong ability to communicate within the Deshazo organization and direct to the customer * Ability to lead a project at installation and be the main customer interface. * Understanding of RIA Robot ...

Deshazo LLC

Automation Controls Engineer

Huntsville, AL · On-site

$80K - $106K/yr

Strong ability to communicate within the Deshazo organization and direct to the customer * Ability to lead a project at installation and be the main customer interface. * Understanding of RIA Robot ...

DeSHAZO LLC

Automation Controls Engineer

Huntsville, AL · On-site

$80K - $106K/yr

Strong ability to communicate within the Deshazo organization and direct to the customer * Ability to lead a project at installation and be the main customer interface. * Understanding of RIA Robot ...

DeSHAZO LLC

Automation Controls Engineer

Huntsville, AL

$80K - $106K/yr

Strong ability to communicate within the Deshazo organization and direct to the customer * Ability to lead a project at installation and be the main customer interface. * Understanding of RIA Robot ...

Marmon

Controls Engineer (On Site)

Hartselle, AL

$74K - $96K/yr

Understanding of RIA robot safety standards, OSHA safety standards, and NFPA 79 and 70E standards ... Direct electrical assembly during equipment build. * Configure, debug, and test equipment on shop ...

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Director Ria information

What is a Director RIA?

A Director Ria is typically a high-level executive responsible for overseeing a specific department, program, or business unit within an organization named Ria, such as Ria Money Transfer. The role involves strategic planning, managing teams, ensuring compliance with regulations, and driving business growth. Directors at this level are also responsible for setting goals, monitoring performance, and collaborating with other senior leaders to achieve organizational objectives. Their work often requires extensive experience in management, leadership, and the industry relevant to their organization.

What are the key skills and qualifications needed to thrive as a director at RIA, and why are they important?

To thrive as a Director at Ria, you generally need strong leadership abilities, strategic planning experience, and a solid background in financial services or money transfer operations, often supported by a relevant degree. Familiarity with compliance systems, financial reporting tools, and customer relationship management (CRM) platforms is typically required. Exceptional communication, problem-solving, and cross-cultural collaboration skills help a Director stand out in this international setting. These qualifications and skills are vital to drive business growth, ensure regulatory compliance, and effectively lead diverse teams in the fast-paced remittance industry.

What are some common challenges faced by a director in a Remittance and International Affairs (RIA) role, and how can they be addressed?

A Director in Remittance and International Affairs often faces challenges such as navigating complex regulatory environments across multiple countries, ensuring compliance with anti-money laundering (AML) laws, and adapting to rapidly evolving financial technologies. Building strong relationships with global partners and maintaining up-to-date knowledge of local and international regulations are essential for success. Effective Directors foster a culture of compliance, encourage open communication within their teams, and leverage technology to streamline operations and enhance security.
What are the most commonly searched types of Ria jobs in Alabama? The most popular types of Ria jobs in Alabama are:
What are popular job titles related to Director Ria jobs in Alabama? For Director Ria jobs in Alabama, the most frequently searched job titles are:
What job categories do people searching Director Ria jobs in Alabama look for? The top searched job categories for Director Ria jobs in Alabama are:
Director Ria jobs near you

Director of Compliance

Waverly Advisors, LLC

Birmingham, AL • On-site

Full-time

Medical, Dental, Vision, Retirement, PTO

Posted 3 days ago

New

Job description

Waverly Advisors' primary goal is to serve our clients, one another, and our communities. Wearen'tyour typical wealth management firm. Our intense client focus is at the center of everything we do. We go far beyond just managing our clients' investments, offering truly in-depth financial planning. We set ourselves apart byactually livingand acting on our guiding principle, 'Serve.' It is the reason we go to work every day. 

In this role,you'llbe challenged to take on work that upholds our guiding principle and drives Waverly Advisors forward. We hopeyou'llgrow as a person and leader in your field and transform those around you as well. 

We are looking to add a Director of Compliance to our team in our Birmingham office. The Director of Compliance supports the Chief Compliance Officer (CCO) in administering and enhancing the firm's compliance program in accordance with the Investment Advisers Act of 1940, The Investment Company Act of 1940, and other rules and regulations, as applicable. This role is responsible for day-to-day compliance execution, monitoring, and team leadership, while helping the CCO manage regulatory risk and maintain a strong culture of compliance across the organization. 

Responsibilities: 

  • Oversee daily execution of the compliance program, policies, and procedures.
  • Lead compliance testing and monitoring.
  • Support regulatory filings and assist with SEC exams.
  • Manage and mentor compliance staff; oversee workflow and priorities.
  • Track regulatory changes and recommend updates.
  • Assist with annual compliance review and risk assessment.
  • Investigate compliance issues and escalate to the CCO as needed.

Qualifications and Experience:  

  • 7-10+ years of RIA or investment management compliance experience. 
  • Strong knowledge of SEC regulations, primarily the Investment Advisers Act of 1940 and the Investment Company Act of 1940. 
  • Strong knowledge of private funds. 
  • J.D., preferred. 
  • Experience with compliance monitoring, testing, and operations. 
  • Leadership, organization, and analytical skills. 

Travel: 

  • Occasional travel isrequired. 

Physical Requirements: 

  • Prolonged periods of sitting at a desk and working on a computer. 
  • Must be able to lift 15 pounds at times. 
  • Must be able to access and navigate each department at the organization's facilities. 

Benefits: 

  • Comprehensive Health, Dental, and Vision coverage to support your overall wellbeing. 
  • 401(k) retirement plan with match and profit sharing to help you invest in your future. 
  • Twelve paid holidays each year. 
  • An extra vacation day during your birthday week-so you cancelebrateyou! 
  • Responsible Time Off Policygivingflexibility without annual PTO limits, while balancing team responsibilities and business needs. 
  • Paid sabbatical program: Enjoy four consecutive weeks of paid time off after seven years of service. 
  • Compensationcommensuratewith experience. 

Legal: 

Waverly Advisors, LLC is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, creed, religion, sex, gender, genetic information, national origin, disability, uniform service, veteran status, age, or any other classification protected by federal, state, or local law. 

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