The firm manages both active and index -based portfolios and covers most major global asset classes ... Institutional/RIA trading experience * Proficiency with Bloomberg or similar institutional trading ...
The firm manages both active and index -based portfolios and covers most major global asset classes ... Institutional/RIA trading experience * Proficiency with Bloomberg or similar institutional trading ...
Associate, Investment Solutions
$100K - $125K/yr
... firm visits. Preferred Experience supporting or selling investment solutions within an RIA, broker ... direct authority. Experience presenting to financial advisors, executives, or external business ...
Associate, Investment Solutions
$100K - $125K/yr
... firm visits. Preferred Experience supporting or selling investment solutions within an RIA, broker ... direct authority. Experience presenting to financial advisors, executives, or external business ...
Tax Manager
Hollywood, FL ยท On-site
$101K - $133K/yr
About PKF O'Connor Davies PKF O'Connor Davies is a top-ranked accounting, tax, and advisory firm ... Proficient with MS Office Suite and tax research platforms (e.g., CCH, BNA, RIA). * Knowledge of ...
Tax Manager
Hollywood, FL ยท On-site
$101K - $133K/yr
About PKF O'Connor Davies PKF O'Connor Davies is a top-ranked accounting, tax, and advisory firm ... Proficient with MS Office Suite and tax research platforms (e.g., CCH, BNA, RIA). * Knowledge of ...
Tax Supervisor
Hollywood, FL ยท On-site
$101K - $133K/yr
About PKF O'Connor Davies PKF O'Connor Davies is a top-ranked accounting, tax, and advisory firm ... This individual will work closely with Managers and Directors to deliver high-quality client ...
Tax Supervisor
Hollywood, FL ยท On-site
$101K - $133K/yr
About PKF O'Connor Davies PKF O'Connor Davies is a top-ranked accounting, tax, and advisory firm ... This individual will work closely with Managers and Directors to deliver high-quality client ...
Senior Tax Associate
Hollywood, FL ยท On-site
$74K - $92K/yr
About PKF O'Connor Davies PKF O'Connor Davies is a top-ranked accounting, tax, and advisory firm ... This individual will work closely with Supervisors, Managers, and Directors to deliver high-quality ...
Senior Tax Associate
Hollywood, FL ยท On-site
$74K - $92K/yr
About PKF O'Connor Davies PKF O'Connor Davies is a top-ranked accounting, tax, and advisory firm ... This individual will work closely with Supervisors, Managers, and Directors to deliver high-quality ...
... direct competitors. * Strong familiarity with Microsoft Excel and other Office applications ... Institutional/RIA trading experience * Proficiency with Bloomberg or similar institutional trading ...
... direct competitors. * Strong familiarity with Microsoft Excel and other Office applications ... Institutional/RIA trading experience * Proficiency with Bloomberg or similar institutional trading ...
... direct competitors. * Strong familiarity with Microsoft Excel and other Office applications ... Institutional/RIA trading experience * Proficiency with Bloomberg or similar institutional trading ...
... direct competitors. * Strong familiarity with Microsoft Excel and other Office applications ... Institutional/RIA trading experience * Proficiency with Bloomberg or similar institutional trading ...
VP, Client Strategy & Success
West Palm Beach, FL ยท On-site +1
... Independent RIA firms, FinTech companies, Asset Managers, TAMPs, and Custodians. The team ... Director/ Vice-President Date Published: 02 Dec 2025
VP, Client Strategy & Success
West Palm Beach, FL ยท On-site +1
... Independent RIA firms, FinTech companies, Asset Managers, TAMPs, and Custodians. The team ... Director/ Vice-President Date Published: 02 Dec 2025
Associate Wealth Advisor
Tampa, FL ยท On-site
Sequoia Financial Group is a growing Registered Investment Advisor (RIA), headquartered in ... Coordination with outside vendors as needed and directed by Advisors(s) (Long Road, Valmark, etc.
Quick apply
Associate Wealth Advisor
Tampa, FL ยท On-site
Sequoia Financial Group is a growing Registered Investment Advisor (RIA), headquartered in ... Coordination with outside vendors as needed and directed by Advisors(s) (Long Road, Valmark, etc.
Associate Wealth Advisor
Pensacola, FL ยท On-site
We aren't your typical wealth management firm. Our intense client focus is at the center of ... In this role, you will have a high degree of direct communication with clients, wealth advisors ...
Associate Wealth Advisor
Pensacola, FL ยท On-site
We aren't your typical wealth management firm. Our intense client focus is at the center of ... In this role, you will have a high degree of direct communication with clients, wealth advisors ...
Associate Wealth Advisor
Pensacola, FL ยท On-site
We aren't your typical wealth management firm. Our intense client focus is at the center of ... In this role, you will have a high degree of direct communication with clients, wealth advisors ...
Associate Wealth Advisor
Pensacola, FL ยท On-site
We aren't your typical wealth management firm. Our intense client focus is at the center of ... In this role, you will have a high degree of direct communication with clients, wealth advisors ...
... large-firm strategic bets against overall platform coherence and engineering capacity. * Partner ... Experience in wealth management, RIA custody, or advisor technology, or working with custodial ...
... large-firm strategic bets against overall platform coherence and engineering capacity. * Partner ... Experience in wealth management, RIA custody, or advisor technology, or working with custodial ...
... large-firm strategic bets against overall platform coherence and engineering capacity. * Partner ... Experience in wealth management, RIA custody, or advisor technology, or working with custodial ...
... large-firm strategic bets against overall platform coherence and engineering capacity. * Partner ... Experience in wealth management, RIA custody, or advisor technology, or working with custodial ...
Director Ria Firm information
What is the difference between Director Ria Firm vs Financial Advisor?
| Aspect | Director Ria Firm | Financial Advisor |
|---|---|---|
| Credentials | Series 7, 63, 65/66, and possibly CFP or CFA | Series 7, 63, 65/66, CFP or similar certifications |
| Work Environment | Leadership role managing RIA firm operations | Client-facing, providing personalized financial advice |
| Employer & Industry Usage | Typically employed by or managing an RIA firm | Employed by firms or independent, serving individual clients |
The main difference is that a Director Ria Firm oversees the firm's operations and compliance, while a Financial Advisor focuses on advising clients on investments and financial planning. Both roles often hold similar certifications, but their responsibilities and work environments differ significantly.
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For Director Ria Firm jobs in Florida, the most frequently searched job titles are:
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Trading Associate-Options
Palm Beach Gardens, FL โข On-site
Other
Posted 26 days ago
Job description
The Tidal Financial Group is a leading ETF investment technology platform dedicated to creating, operating, and growing ETFs. We combine expertise and innovative partnership approaches to offer comprehensive, value-generating ETF solutions.
Our platform offers best-in-class strategic guidance, product planning, trust and fund services, legal support, operations support, marketing and research, and sales and distribution services.
About the role
Tidal is seeking a highly skilled Trading Associate responsible for supporting the implementation and management of various Exchange-Traded Fund (ETF) portfolios. This role requires a deep understanding of financial markets, strong analytical skills, and a proven track record in managing portfolios within relevant risk -reward frameworks. The ETF Portfolio Management team provides portfolio management and execution services for ETF issuers.
The firm manages both active and index -based portfolios and covers most major global asset classes. This position will be closely involved in the day-to-day portfolio management functions of ETF products. The ideal candidate will have a strong background in trading equities and options. This role requires experience in using Bloomberg or other institutional trading platforms, as well as a background in financial services and back/middle office operations.
What you'll do
- Execute and manage trades across equities and options.
- Execute day-to-day duties in the Trading Operations Team, including but not limited to trade allocation, position settlement, and reconciliation of all trading.
- Utilize Bloomberg or other institutional trading platforms for efficient trade execution.
- Assist the team with rebalances, new fund launches, and custom in-kind baskets prior to taking on these tasks independently.
- Working closely with Prime Brokers and Market Makers to ensure trading best execution and fund efficiencies.
- Stay updated with market trends, economic developments, and trading strategies.
- Accountable for performance and adherence to fund objectives and delivering superior returns against direct competitors.
- Strong familiarity with Microsoft Excel and other Office applications.
- Partner with Investment/Portfolio Management team to continually improve and enhance the trading process and procedures.
- Work closely with our Operations Team to understand their needs and to build solutions that enable them to execute transactions and other operational processes effectively.
- A relentless focus on quality and ability to produce accurate information independently without extensive support/QA from others.
- Continually analyzing, reviewing and improving our operations and service as the trading business evolves.
- The individual will be expected to interact and build strong relationships with stakeholders.
- Bachelor's degree, preferably in business or quantitative related, or relevant experience
- 2 or more years of experience in trading equities and options with a strong emphasis on option trading
- Institutional/RIA trading experience
- Proficiency with Bloomberg or similar institutional trading platforms
- Strong understanding of financial markets and trading strategies
- Excellent communication and customer service skills
- Ability to work in a fast-paced and dynamic environment
- Demonstrated history of solving complex problems
- Proficient with MS Office Suite
- Very high level of competency in Excel
- Experience with trading platforms, order management systems (OMS), and post-trade processing
- Experience working for a firm that manages 40 Act products
- Familiarity with regulatory requirements related to trading activities
- Proximity to Palm Beach Gardens or Chicago preferred
The pay range for this role is:
85,000 - 120,000 USD per year (W. Palm Beach Office)
About Tidal Financial Group
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
11 - 50 Employees
Headquarters location
Massapequa, NY, US
Year founded
2015