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Compliance Technology Jobs (NOW HIRING)

THREAD BANK

Compliance Analyst

Nashville, TN · On-site

Our embedded banking solution helps business technology platforms provide secure banking ... We also partner with other banks, credit unions, and FinTechs to integrate compliant financial ...

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Compliance Technology information

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$31.5K

$98.9K

$207.5K

How much do compliance technology jobs pay per year?

As of Jun 11, 2026, the average yearly pay for compliance technology in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

Is compliance hard to break into?

Breaking into compliance technology roles can be challenging due to the need for specialized knowledge of regulations, risk management, and often technical skills like data analysis or software tools. Relevant certifications such as Certified Compliance & Ethics Professional (CCEP) or experience in related fields can improve job prospects, but entry may require patience and continuous learning.

What are the key skills and qualifications needed to thrive in the Compliance Technology position, and why are they important?

To thrive in Compliance Technology, you need a solid understanding of regulatory requirements, risk management, and information systems, often supported by a degree in computer science, information security, or a related field. Familiarity with governance, risk, and compliance (GRC) platforms, data analytics tools, and certifications such as Certified Information Systems Auditor (CISA) or Certified in Risk and Information Systems Control (CRISC) is highly valued. Strong analytical thinking, effective communication, and project management skills set top performers apart in this role. These skills are essential for ensuring organizations maintain regulatory compliance, safeguard data, and efficiently address evolving industry requirements.

What is a Compliance Technology job?

A Compliance Technology job involves developing, implementing, and maintaining technological solutions to ensure regulatory compliance within an organization. Professionals in this role work at the intersection of compliance, risk management, and IT, using tools like automation, data analytics, and artificial intelligence to monitor adherence to laws and internal policies. They collaborate with compliance officers, engineers, and business teams to create systems that identify and mitigate regulatory risks. This role is essential in highly regulated industries like finance, healthcare, and cybersecurity, where technology plays a key role in maintaining compliance efficiently.

What is a compliance tech?

A compliance tech refers to technology tools and systems used by compliance professionals to monitor, manage, and ensure adherence to regulations and policies. These tools often include software for risk assessment, audit management, and reporting, and require knowledge of regulatory standards and data analysis skills.

What are some typical projects or responsibilities for professionals working in Compliance Technology?

Professionals in Compliance Technology are often involved in implementing and maintaining systems that monitor and report on regulatory compliance and data security. Their day-to-day responsibilities may include conducting risk assessments, developing automated compliance processes, and collaborating with IT and legal teams to address new regulatory requirements. They may also lead or support audits, investigate incidents or violations, and stay up to date on changing compliance standards. This role is highly collaborative, requiring regular communication with various departments to ensure enterprise-wide adherence to relevant laws and regulations.

Will compliance be replaced by AI?

Compliance professionals use AI tools to automate routine tasks such as monitoring transactions and analyzing data for regulatory adherence. While AI can enhance efficiency and accuracy, human oversight remains essential for interpreting complex regulations and making judgment-based decisions. Therefore, AI is a complement to compliance roles rather than a complete replacement.

What is the role of technology in compliance?

In compliance roles, technology is used to automate monitoring, recordkeeping, and reporting processes to ensure adherence to regulations. Compliance professionals often utilize specialized software, data analytics, and cybersecurity tools to detect violations and manage risk efficiently.
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Compliance Technology jobs near you

Compliance Associate

Fernridge Group

Los Angeles, CA

Other

Posted 11 days ago

Job description

Title: Compliance Associate

Location: Los Angeles, CA

Compensation Range: Competitive; commensurate with experience


Job Overview:


A leading investment management firm with over $20B in AUM is seeking a Compliance Associate to support the administration and enhancement of its regulatory compliance program. This role will work closely with the compliance team to support the firm’s SEC-registered investment adviser obligations and ensure adherence to regulatory requirements across the organization. The position offers broad exposure to compliance operations including Code of Ethics administration, marketing review, regulatory filings, and internal testing within a collaborative and fast-paced investment environment.


Highlights:


  • Work closely with compliance leadership and cross-functional teams
  • Hands-on experience with Code of Ethics administration and marketing rule compliance
  • Opportunity to help enhance compliance technology and processes
  • Collaborative environment with strong internal partnerships
  • Firm is huge on internal mobility/promotions


Key Responsibilities:


  • Administer the firm’s Code of Ethics, including personal trading approvals, reporting, and restricted list management
  • Assist with the review and approval of marketing and branding materials
  • Support oversight of third-party compliance vendors and technology platforms
  • Assist with annual compliance reviews, mock examinations, and focused testing
  • Support preparation of regulatory filings and documentation
  • Conduct compliance research and assist with internal projects
  • Develop compliance training materials and internal communications
  • Maintain organized compliance documentation and records
  • Monitor regulatory developments and industry best practices
  • Identify potential improvements to compliance processes and tools
  • Assist with ESG-related compliance initiatives and special projects


Qualifications:


  • Bachelor’s degree required
  • 2–3 years of compliance experience at an SEC-registered investment adviser preferred
  • Familiarity with the Investment Advisers Act of 1940 and related rules (including Rule 206(4)-1)
  • Strong written and verbal communication skills
  • Highly detail-oriented with strong organizational and analytical skills
  • Ability to manage multiple priorities in a fast-paced environment
  • Proficiency in Microsoft Excel, Word, and PowerPoint
  • Experience with compliance platforms such as ComplySci, Red Oak, Global Relay, or similar systems is a plus

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