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Compliance In Banking Jobs in Rhode Island (NOW HIRING)

Veterans Sourcing Group

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Banking Operations Analyst - Account Maintenance

Johnston, RI · On-site

$26.38/hr

  • Medical

  • Dental

  • Vision

Experience in banking, financial services, operations, collections, recovery, or customer servicing. * Knowledge of account maintenance, recovery operations, or regulatory compliance processes. Work ...

New

Berkshire Bank

Personal Banking Rep

Warwick, RI · On-site

$20 - $28.90/hr

... in outbound business development, including prospecting and community involvement. • Support bank-wide initiatives and contribute to the overall success of the bank. Branch Operations & Compliance ...

New

First Citizens Bank

Business Data Analyst III

Carolina, RI · Remote

$99K - $132K/yr

... integrity and compliance with applicable laws, regulations, and Bank policies that assist ... Qualifications Bachelor's Degree and 4 years of experience in Banking, financial or other directly ...

First Citizens Bank

Business Data Analyst III

Carolina, RI · Remote

$99K - $132K/yr

... integrity and compliance with applicable laws, regulations, and Bank policies that assist ... Qualifications Bachelor's Degree and 4 years of experience in Banking, financial or other directly ...

Moneycorp

Compliance Manager

Providence, RI · On-site

  • Medical

  • Dental

  • Vision

  • Retirement

With over 45 years of market experience, two banking licences and offices in 11 countries,our ... The Compliance Manager is responsible for leading and overseeing all First Line Compliance ...

Moneycorp

Compliance Manager

Providence, RI · On-site

  • Medical

  • Dental

  • Vision

  • Retirement

With over 45 years of market experience, two banking licences and offices in 11 countries, our ... The Compliance Manager is responsible for leading and overseeing all First Line Compliance ...

Moneycorp

Compliance Manager

Providence, RI · On-site +1

  • Medical

  • Dental

  • Vision

  • Retirement

With over 45 years of market experience, two banking licences and offices in 11 countries, our ... The Compliance Manager is responsible for leading and overseeing all First Line Compliance ...

Moneycorp

Compliance Manager

Providence, RI

  • Medical

  • Dental

  • Vision

  • Retirement

With over 45 years of market experience, two banking licences and offices in 11 countries, our ... The Compliance Manager is responsible for leading and overseeing all First Line Compliance ...

Citizens

Transaction Processing Analyst

Johnston, RI · Hybrid

$17 - $21/hr

... compliance requirements in banking operations Prior experience supporting production support/testing environments Hours & Work Schedule * Hours per Week: 40 Hours * Work Schedule: 8:30am-5:00pm ...

Citizens

Transaction Processing Analyst

Johnston, RI · Hybrid

$17 - $21/hr

... compliance requirements in banking operations Prior experience supporting production support/testing environments Hours & Work Schedule * Hours per Week: 40 Hours * Work Schedule: 8:30am-5:00pm ...

Citizens Bank

Manager, Endpoint Engineering

Johnston, RI · On-site

$134K - $179K/yr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

This is an opportunity to shape an integrated endpoint operations model that connects device management, security, patch compliance, and colleague experience in a highly regulated banking environment.

Berkshire Bank

Universal Banker

Warwick, RI · On-site

$20 - $27.13/hr

Participate in outbound calling campaigns, branch initiatives and community involvement to develop ... Ensure compliance with all banking regulations, policies and procedures, including BSA/AML. * Act ...

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Compliance In Banking information

What does a compliance in banking do?

A compliance professional in banking ensures that the financial institution adheres to laws, regulations, and internal policies to prevent fraud, money laundering, and other financial crimes. They develop and implement compliance programs, conduct audits, and monitor transactions using tools like compliance software to maintain regulatory standards.

What are the key skills and qualifications needed to thrive as a compliance professional in banking?

To thrive as a Compliance professional in banking, you need strong knowledge of financial regulations, risk assessment, and audit procedures, often backed by a degree in finance, law, or a related field. Familiarity with compliance management systems, regulatory reporting tools, and certifications such as CAMS or CRCM are typically required. Attention to detail, analytical thinking, and effective communication are vital soft skills for interpreting regulations and advising internal teams. These skills and qualities ensure that banks operate within legal frameworks, minimize risk, and maintain trust with regulators and clients.

What is the difference between Compliance In Banking vs Compliance Officer?

AspectCompliance In BankingCompliance Officer
CertificationsCAMs, CRCM, or similar banking compliance certificationsCAMs, CRCM, or similar certifications
Work EnvironmentBanking institutions, financial services firmsFinancial institutions, regulatory agencies, corporations
Employer & Industry UsageCommonly used in banking and financial sectorsUsed across various industries, including banking
Search & Comparison IntentHigh overlap in job duties and qualificationsRelated but broader role, less specific to banking

Compliance In Banking focuses specifically on regulatory adherence within banking institutions, ensuring compliance with financial laws and regulations. A Compliance Officer may work across multiple industries, including banking, but their role is broader, covering various compliance functions beyond banking alone. Both roles require similar certifications and work environments, but Compliance In Banking is specialized for the financial sector.

What is the highest paying job in compliance in banking?

The highest paying roles in banking compliance typically include Chief Compliance Officer (CCO) and Director of Compliance, with salaries often exceeding $150,000 annually. These positions require extensive experience, leadership skills, and often professional certifications such as CAMS or CRCM.

What are some common challenges faced by compliance professionals in banking, and how can they be managed effectively?

Compliance professionals in banking often encounter challenges such as keeping up with rapidly changing regulations, managing large volumes of data, and ensuring all departments adhere to policies. These professionals must regularly update their knowledge of local and international banking laws, and establish effective communication channels across teams to promote a culture of compliance. Leveraging technology, such as compliance management software, and participating in ongoing training can help manage these challenges and ensure the bank remains compliant and audit-ready.

What is compliance in banking?

Compliance in banking refers to the process of ensuring that a bank and its employees adhere to all relevant laws, regulations, and internal policies. This includes following rules related to anti-money laundering, data protection, consumer protection, and financial crime prevention. Compliance teams help identify and manage risks, train staff, and monitor activities to avoid legal penalties and protect the bank’s reputation. Their work is essential for maintaining trust with regulators, customers, and the wider financial system.

What are popular job titles related to Compliance In Banking jobs in Rhode Island?

For Compliance In Banking jobs in Rhode Island, the most frequently searched job titles are:

What job categories do people searching Compliance In Banking jobs in Rhode Island look for?

The top searched job categories for Compliance In Banking jobs in Rhode Island are:

Compliance In Banking jobs near you
Infographic showing various Compliance In Banking job openings in Rhode Island as of August 2026, with employment types broken down into 86% Full Time, and 14% Contract. Highlights an 100% In-person job distribution.

Banking Operations Analyst - Account Maintenance

Veterans Sourcing Group

Johnston, RI • On-site

$26.38/hr

Contractor

Medical, Dental, Vision

Posted 2 days ago

New

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Job description

JOB DESCRIPTION


Account Maintenance Analyst - Banking Operation
Location: Johnston, RI
Pay Rate: $26.38/hr W2
Duration: 6 months
Work Arrangement: 100% Onsite
Hours: 40 hours/week
Schedule: Monday–Friday, 8:30 AM–5:00 PM
Job Description
The Business Support Analyst provides operational support for the Consumer Specialty Operations Account Maintenance & Support team. This role performs critical customer-impacting activities supporting regulatory compliance, account servicing, and recovery operations.
The associate will ensure timely and accurate processing of account-related requests, correspondence, and account maintenance activities while meeting established SLAs and quality standards.
This position requires strong attention to detail, organization, confidentiality, and the ability to work effectively in a fast-paced, highly regulated environment.
Primary Responsibilities

  • Process incoming mail operations, including researching, categorizing, and distributing correspondence to multiple teams across the Collections organization.
  • Perform quality control reviews of Recovery Letters and Receipts to ensure accuracy, consistency, and compliance with company and regulatory requirements.
  • Review Power of Attorney and Authorization documents received via mail, fax, or email and perform necessary account maintenance.
  • Perform account tagging and maintenance activities to ensure customer records reflect current account instructions and restrictions.
  • Complete customer-impacting activities accurately and within established turnaround times and SLAs.
  • Maintain accurate documentation and records for audit and compliance purposes.
  • Partner with internal business partners, collections teams, compliance, legal, and customer service departments to resolve account-related inquiries.
  • Identify process improvements that increase efficiency, reduce risk, and improve the customer experience.
  • Support departmental objectives, reporting requirements, and special projects as assigned.


Required Qualifications

  • High school diploma or equivalent required; Associate's or Bachelor's degree preferred.
  • Strong attention to detail and commitment to accuracy.
  • Effective verbal and written communication skills.
  • Ability to manage multiple priorities and meet deadlines in a production-driven environment.
  • Proficiency with Microsoft Office applications and operational systems.
  • Ability to appropriately handle confidential and sensitive customer information.


Preferred Qualifications

  • Experience in banking, financial services, operations, collections, recovery, or customer servicing.
  • Knowledge of account maintenance, recovery operations, or regulatory compliance processes.


Work Schedule

  • Hours per Week: 40
  • Schedule: 8:30 AM–5:00 PM
  • Work Arrangement: Onsite
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About Veterans Sourcing Group

Sourced by ZipRecruiter

Veterans Sourcing Group is a renowned company headquartered in New York, NY, US and is committed to providing high-quality, reliable staffing solutions and advisory services. The company operates in the human resources and staffing industry, specializing in veteran hiring. They offer various solutions to meet client needs, including strategic consultancy, professional search, and contract staffing. The company was founded by Beth Vines and Bruce Madnick, respected professionals who recognized a gap in the market for veteran-focused staffing services which prompted them to establish Veterans Sourcing Group in 2011.

Industry

Recruiting and staffing services

Company size

51 - 200 Employees

Headquarters location

New York, NY, US

Social media

Facebook

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