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Compliance In Banking Jobs in Rhode Island (NOW HIRING)

Berkshire Bank

Personal Banking Rep

Warwick, RI · On-site

$20 - $28.90/hr

... in outbound business development, including prospecting and community involvement. • Support bank-wide initiatives and contribute to the overall success of the bank. Branch Operations & Compliance ...

Moneycorp

Compliance Manager

Providence, RI · On-site

With over 45 years of market experience, two banking licences and offices in 11 countries,our ... The Compliance Manager is responsible for leading and overseeing all First Line Compliance ...

Moneycorp

Compliance Manager

Providence, RI · On-site +1

With over 45 years of market experience, two banking licences and offices in 11 countries, our ... The Compliance Manager is responsible for leading and overseeing all First Line Compliance ...

Moneycorp

Compliance Manager

Providence, RI · On-site

With over 45 years of market experience, two banking licences and offices in 11 countries, our ... The Compliance Manager is responsible for leading and overseeing all First Line Compliance ...

Moneycorp

Compliance Manager

Providence, RI · On-site

With over 45 years of market experience, two banking licences and offices in 11 countries, our ... The Compliance Manager is responsible for leading and overseeing all First Line Compliance ...

Berkshire Bank

Sr. Universal Banker (Float)

Warwick, RI · On-site

$20 - $28.90/hr

... banking engagement. Ensure compliance with all bank policies, procedures, and regulatory ... Experience: • Prior teller or sales experience in a goal-oriented environment. • Proven cash ...

Citizens

Manager, Endpoint Engineering

Johnston, RI · On-site

$134K - $179K/yr

This is an opportunity to shape an integrated endpoint operations model that connects device management, security, patch compliance, and colleague experience in a highly regulated banking environment.

Citizens

Manager, Endpoint Engineering

Johnston, RI · On-site

$134K - $179K/yr

This is an opportunity to shape an integrated endpoint operations model that connects device management, security, patch compliance, and colleague experience in a highly regulated banking environment.

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Compliance In Banking information

What is compliance in banking?

Compliance in banking refers to the process of ensuring that a bank and its employees adhere to all relevant laws, regulations, and internal policies. This includes following rules related to anti-money laundering, data protection, consumer protection, and financial crime prevention. Compliance teams help identify and manage risks, train staff, and monitor activities to avoid legal penalties and protect the bank’s reputation. Their work is essential for maintaining trust with regulators, customers, and the wider financial system.

What are the key skills and qualifications needed to thrive as a compliance professional in banking?

To thrive as a Compliance professional in banking, you need strong knowledge of financial regulations, risk assessment, and audit procedures, often backed by a degree in finance, law, or a related field. Familiarity with compliance management systems, regulatory reporting tools, and certifications such as CAMS or CRCM are typically required. Attention to detail, analytical thinking, and effective communication are vital soft skills for interpreting regulations and advising internal teams. These skills and qualities ensure that banks operate within legal frameworks, minimize risk, and maintain trust with regulators and clients.

What are some common challenges faced by compliance professionals in banking, and how can they be managed effectively?

Compliance professionals in banking often encounter challenges such as keeping up with rapidly changing regulations, managing large volumes of data, and ensuring all departments adhere to policies. These professionals must regularly update their knowledge of local and international banking laws, and establish effective communication channels across teams to promote a culture of compliance. Leveraging technology, such as compliance management software, and participating in ongoing training can help manage these challenges and ensure the bank remains compliant and audit-ready.

What is the difference between Compliance In Banking vs Compliance Officer?

AspectCompliance In BankingCompliance Officer
CertificationsCAMs, CRCM, or similar banking compliance certificationsCAMs, CRCM, or similar certifications
Work EnvironmentBanking institutions, financial services firmsFinancial institutions, regulatory agencies, corporations
Employer & Industry UsageCommonly used in banking and financial sectorsUsed across various industries, including banking
Search & Comparison IntentHigh overlap in job duties and qualificationsRelated but broader role, less specific to banking

Compliance In Banking focuses specifically on regulatory adherence within banking institutions, ensuring compliance with financial laws and regulations. A Compliance Officer may work across multiple industries, including banking, but their role is broader, covering various compliance functions beyond banking alone. Both roles require similar certifications and work environments, but Compliance In Banking is specialized for the financial sector.

Is banking compliance a good career?

Banking compliance is a stable and growing field that involves ensuring financial institutions adhere to laws and regulations. It requires strong attention to detail, knowledge of financial laws, and often certification such as CAMS or CRCM. Many professionals find it a rewarding career with opportunities for advancement and specialization.

What does a compliance in banking do?

A compliance professional in banking ensures that the financial institution adheres to laws, regulations, and internal policies to prevent fraud, money laundering, and other financial crimes. They develop and implement compliance programs, conduct audits, and monitor transactions using tools like compliance software to maintain regulatory standards.

What are popular job titles related to Compliance In Banking jobs in Rhode Island?

For Compliance In Banking jobs in Rhode Island, the most frequently searched job titles are:

What job categories do people searching Compliance In Banking jobs in Rhode Island look for?

The top searched job categories for Compliance In Banking jobs in Rhode Island are:

Compliance In Banking jobs near you
Infographic showing various Compliance In Banking job openings in Rhode Island as of August 2026, with employment types broken down into 86% Full Time, and 14% Contract. Highlights an 100% In-person job distribution.

Senior Compliance Analyst

CENTREVILLE BANK

West Warwick, RI • On-site

Full-time

Posted 19 days ago

Job description

Description

The Senior Compliance Analyst supports the VP, Compliance Officer and performs various tasks and monitoring to ensure adherence with the Bank's Compliance Management System. The Senior Compliance Analyst duties include, but are not limited to, serving as a subject-matter expert for the Bank with an emphasis on deposit-related regulations, training employees on industry standards, assisting in developing policies, evaluating regulatory compliance laws and regulations, and communicating effectively new compliance policy and procedures as needed. 

  • Maintains current knowledge of all compliance regulations, with a particular emphasis on deposit-related regulations, as well as Bank policies and procedures.
  • Serves as a subject matter expert on deposit-related regulations for the Bank's business lines.
  • Conducts internal Monitoring Reviews, Bank-wide, to evaluate internal operational and procedural compliance. Reports results to the Enterprise Risk Committee.
  • Periodically reviews deposit and loan disclosures for regulatory compliance.
  • Reviews and approves Bank marketing/advertising in accordance with the Bank's Marketing Initiative Lifecycle approval process.
  • Assists with internal compliance audits and exams (document preparation, information gathering, etc.)
  • Oversight of the Complaint Management System.
  • Keeps abreast of compliance requirements as well as changes/amendments to regulations. Effectively communicates changes across the Bank's business lines as needed.
  • Assists the VP, Compliance Officer in compiling the quarterly Enterprise Risk Management Committee package.


Requirements

  • Bachelor's Degree, in Finance, Business Administration, or related field; or equivalent work experience in banking compliance or specialized coursework in a banking compliance related field. Certified Regulatory Compliance Manager (CRCM) certification is preferred.
  • Proven work experience as a compliance analyst with strong understanding of regulatory requirements, more specifically, deposit-related regulations.
  • Strong analytical skills, attention to detail, and the ability to communicate complex regulations clearly.
  • Familiarity with industry specific regulations.
  • Strong verbal and written communication skills, including relationship building skills.
  • Capable of working in a fast-paced environment and managing multiple tasks simultaneously.
  • Ability to identify compliance issues and develop effective solutions.
  • Ability to read, analyze and comprehend government regulations applicable state law and other instruction manuals.
  • Ability to work independently and provide supervisors with regular, written and/or verbal updates and feedback, as well as timely communication of obstacles. 
  • Ability to use various office equipment including the ability to utilize applicable software including Ncontracts HMDA, CRA & Fair Lending data collection and reporting software, Encompass, COCC Insight or similar software and Microsoft Office Suite and Visio.
  • Ability to work predominantly in the Bank's West Warwick, RI Main Office required; however, travel to other Centreville Bank locations may be required.


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