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Compliance In Banking Jobs in California (NOW HIRING)

Hope Bank

Premier Banking Officer

San Diego, CA · On-site

$23.56 - $24.04/hr

Assists in training new colleagues, ensuring compliance with bank policies, regulations, and client relationship deepening best practices. * Work with Ops staff for teller-line referral. Job ...

Bank of Hope

Premier Banking Officer

San Diego, CA · On-site

$23.56 - $24.04/hr

Assists in training new colleagues, ensuring compliance with bank policies, regulations, and client relationship deepening best practices. * Work with Ops staff for teller-line referral. Job ...

West Monroe

Manager, Banking

Los Angeles, CA · On-site

Bachelor's degree in relevant field preferred, or equivalent experience required * 5-10 years ... compliance * A commitment to inclusion and diversity, and openness to new ideas and perspectives

Wells Fargo

Wealth Banking Specialist (SAFE)

Irvine, CA · Hybrid

  • Medical

  • Life

  • Retirement

  • PTO

In this role, you will: * Manage and service a low to moderately complex affluent client ... As such, this position requires compliance with the S.A.F.E. Mortgage Licensing Act of 2008 and all ...

Robert Half

Commercial Compliance Analyst

Los Angeles, CA · On-site

$47.50 - $52.50/hr

Responsibilities: * Manage loan compliance and digitization for commercial loans, including ... At least three years of experience in banking, commercial lending operations, or loan servicing ...

CommerceWest Bank

Compliance Analyst

Irvine, CA · On-site

$50K - $65K/yr

The Compliance Analyst's role is to support the BSA & Compliance Officer and assist in the implementation and maintenance of the bank's compliance program. You will be responsible for monitoring and ...

CommerceWest Bank

Compliance Analyst

Irvine, CA

The Compliance Analyst's role is to support the BSA & Compliance Officer and assist in the implementation and maintenance of the bank's compliance program. You will be responsible for monitoring and ...

CommerceWest Bank

Compliance Analyst

Irvine, CA · On-site

$50K - $65K/yr

The Compliance Analyst's role is to support the BSA & Compliance Officer and assist in the implementation and maintenance of the bank's compliance program. You will be responsible for monitoring and ...

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Compliance In Banking information

What does a compliance in banking do?

A compliance professional in banking ensures that the financial institution adheres to laws, regulations, and internal policies to prevent fraud, money laundering, and other financial crimes. They develop and implement compliance programs, conduct audits, and monitor transactions using tools like compliance software to maintain regulatory standards.

What are the key skills and qualifications needed to thrive as a compliance professional in banking?

To thrive as a Compliance professional in banking, you need strong knowledge of financial regulations, risk assessment, and audit procedures, often backed by a degree in finance, law, or a related field. Familiarity with compliance management systems, regulatory reporting tools, and certifications such as CAMS or CRCM are typically required. Attention to detail, analytical thinking, and effective communication are vital soft skills for interpreting regulations and advising internal teams. These skills and qualities ensure that banks operate within legal frameworks, minimize risk, and maintain trust with regulators and clients.

What is the difference between Compliance In Banking vs Compliance Officer?

AspectCompliance In BankingCompliance Officer
CertificationsCAMs, CRCM, or similar banking compliance certificationsCAMs, CRCM, or similar certifications
Work EnvironmentBanking institutions, financial services firmsFinancial institutions, regulatory agencies, corporations
Employer & Industry UsageCommonly used in banking and financial sectorsUsed across various industries, including banking
Search & Comparison IntentHigh overlap in job duties and qualificationsRelated but broader role, less specific to banking

Compliance In Banking focuses specifically on regulatory adherence within banking institutions, ensuring compliance with financial laws and regulations. A Compliance Officer may work across multiple industries, including banking, but their role is broader, covering various compliance functions beyond banking alone. Both roles require similar certifications and work environments, but Compliance In Banking is specialized for the financial sector.

What is the highest paying job in compliance in banking?

The highest paying roles in banking compliance typically include Chief Compliance Officer (CCO) and Director of Compliance, with salaries often exceeding $150,000 annually. These positions require extensive experience, leadership skills, and often professional certifications such as CAMS or CRCM.

What are some common challenges faced by compliance professionals in banking, and how can they be managed effectively?

Compliance professionals in banking often encounter challenges such as keeping up with rapidly changing regulations, managing large volumes of data, and ensuring all departments adhere to policies. These professionals must regularly update their knowledge of local and international banking laws, and establish effective communication channels across teams to promote a culture of compliance. Leveraging technology, such as compliance management software, and participating in ongoing training can help manage these challenges and ensure the bank remains compliant and audit-ready.

What is compliance in banking?

Compliance in banking refers to the process of ensuring that a bank and its employees adhere to all relevant laws, regulations, and internal policies. This includes following rules related to anti-money laundering, data protection, consumer protection, and financial crime prevention. Compliance teams help identify and manage risks, train staff, and monitor activities to avoid legal penalties and protect the bank’s reputation. Their work is essential for maintaining trust with regulators, customers, and the wider financial system.

What are popular job titles related to Compliance In Banking jobs in California?

For Compliance In Banking jobs in California, the most frequently searched job titles are:

What job categories do people searching Compliance In Banking jobs in California look for?

The top searched job categories for Compliance In Banking jobs in California are:

What cities in California are hiring for Compliance In Banking jobs?

Cities in California with the most Compliance In Banking job openings:

Compliance In Banking jobs near you
Infographic showing various Compliance In Banking job openings in California as of August 2026, with employment types broken down into 1% As Needed, 82% Full Time, 12% Part Time, 2% Temporary, and 3% Contract. Highlights an 93% Physical, 3% Hybrid, and 4% Remote job distribution.

Senior Financial Analyst in Banking

Bank of the Orient

San Francisco, CA • On-site

$87K - $110K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 6 hours ago

Job description

Senior Financial Analyst

Bank of the Orient is an independent Asian Community Bank that has proudly served the financial needs of multiple Bay Area communities for over 55 years and Texas. We are well known for our commitment to providing the highest level of personal service to our customers; we take a personal interest in our communities' unique banking needs, we are dedicated to providing integrity in banking and financial services, we provide high quality dependable service by being accessible and reliable. We are committed to excellence in everything we do.

We have an opening for a Senior Financial Analyst and the position supports the CFO and senior management in financial planning, forecasting, capital strategy, and ALCO analysis. The ideal candidate combines strong analytical and modeling skills with a deep understanding of banking financials, capital management. Key skills include advanced financial modeling, data analysis, and proficiency with relevant software and financial statements.

ESSENTIAL DUTIES:

1. Perform annual budget, monthly variance analysis, quarterly forecasts and multi-year financial projections and evaluate current and future performance trajectory. Performs financial planning and analysis (FP&A) involving budget and other financial forecasting analyzing business performance, and making recommendations for performance improvements.

2. Manage the budget process by reviewing and explaining budget variances with responsible executives/senior managers

3. Support the CFO and Controller with monthly ALCO packages, including NIM, rate sensitivity, and liquidity analysis.

4. Prepare management and board – level financial reports summarizing profitability, liquidity, and capital metric.

5. Build and maintain dynamic financial models for loan and deposit growth, margin projections, and capital metrics.

6. Conduct yield and cost-of-funds analysis across market regions to inform deposit and funding strategy. This includes leading deposit analytics to support pricing strategy and modeling Asset-Liability-Management(ALM) strategies.

7. Contribute to capital planning, stress testing, and public-company readiness initiatives. Evaluate financial performance of the Bank’s various lines of business(LOB) and assist with decision making by synthesizing key trends, assessing current and future business risks, and preparing, analyzing, and reporting on financial results and key metrics.

8. Provide ad-hoc financial analysis and recommendations to support strategic initiatives.

9. Perform liquidity planning and cash forecasting for the Bank

10. Forecast and manage liquidity needs through daily cast flow analysis, to support the bank’s daily operations and balance sheet strategy.

REQUIREMENTS:

1. Bachelor’s degree in Finance, or Accounting, MBA, CPA preferred.

2. 3-5 years of progressive experience in FP&A, within a bank or financial institution.

3. Advanced Excel modeling skills; familiarity with Power BI, SQL, or similar tools a plus, and banking working knowledge; and knowledge of generally accepted accounting principles.

4. Competency in application of regulatory compliance rules and laws.

5. Demonstrated ability to read and analyze financial and procedural data and to recognize potential conflicts.

6. Ability to use knowledge, experience, discretion and independent judgment in resolving problems.

7. Demonstrated ability to manage multiple priorities and meet deadlines in a fast-paced environment.

8. Demonstrated knowledge of computer programs – i.e., MS Word, Excel, and familiarization with accounting programs.

9. Strong analytical, communication, and presentation skills.

The candidate will be subject to investigation through credit checks, reference checks, background checks and fingerprinting checks performed at the time permissible under relevant law.

Visit our website at: www.bankorient.com for additional information.

Bank of the Orient is proud to be an Affirmative Action, Equal Opportunity Employer.