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Compliance Exchange Group Jobs (NOW HIRING)

With revenues over $500 million, the Branham Group has recognized Procom as the 3rd largest ... Management & Compliance Business Continuity & Disaster Recovery Security & Privacy Specialties ...

Compliance Analyst

Chicago, IL · Hybrid

$80K - $85K/yr

... Group is made up of four business segments that offer endless potential for progression and growth ... It may also include monitoring position transfers, exchange for related position trades, suspense ...

Compliance Analyst

Chicago, IL · On-site

$85K/yr

... Group is made up of four business segments that offer endless potential for progression and growth ... It may also include monitoring position transfers, exchange for related position trades, suspense ...

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Compliance Exchange Group information

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$234K

How much do compliance exchange group jobs pay per year?

As of Aug 6, 2026, the average yearly pay for compliance exchange group in the United States is $148,042.00, according to ZipRecruiter salary data. Most workers in this role earn between $126,000.00 and $169,000.00 per year, depending on experience, location, and employer.

What are some common challenges faced by professionals working in a compliance exchange group, and how can they be addressed?

Professionals in a compliance exchange group often face challenges such as staying current with rapidly evolving regulations, managing large volumes of data, and ensuring effective communication across departments. To address these, many teams implement ongoing training programs, utilize compliance management software, and establish clear communication protocols with legal, audit, and operational teams. Collaboration and adaptability are key, as regulations can change quickly and require immediate action to maintain organizational compliance.

What is Compliance Exchange Group?

Compliance Exchange Group is a company that provides compliance solutions and services, primarily for the financial industry. They help firms meet regulatory requirements by offering technology, consulting, and operational support. Their services often include trade surveillance, compliance monitoring, and regulatory reporting to ensure firms adhere to industry standards. Working with Compliance Exchange Group enables organizations to manage risk and maintain compliance more efficiently.

What are the key skills and qualifications needed to thrive as a compliance officer, and why are they important?

To thrive as a Compliance Officer, you need strong knowledge of regulatory frameworks, risk assessment, and auditing practices, typically supported by a degree in law, finance, or business. Familiarity with compliance management systems, regulatory databases, and certifications such as Certified Compliance & Ethics Professional (CCEP) is highly valuable. Outstanding attention to detail, ethical judgment, and effective communication skills help you navigate complex regulations and collaborate with various departments. These skills are essential to ensure organizational adherence to laws, mitigate risks, and uphold a culture of integrity.

What is the difference between Compliance Exchange Group vs Compliance Analyst?

AspectCompliance Exchange GroupCompliance Analyst
CertificationsVaries, often includes industry-specific compliance certificationsTypically requires certifications like CCEP, CAMS, or CRCM
Work EnvironmentCorporate, consulting, or regulatory agenciesFinancial institutions, healthcare, or corporate compliance teams
Industry UsageUsed across multiple industries for compliance managementPrimarily in finance, healthcare, and regulated sectors
Job FocusOverseeing compliance programs, consulting, or managing compliance projectsMonitoring, auditing, and ensuring adherence to regulations

Compliance Exchange Group often provides compliance consulting and management services, while Compliance Analysts focus on executing compliance tasks within organizations. Both roles require similar certifications and work in regulated industries, but their responsibilities differ in scope and focus.

More about Compliance Exchange Group jobs
What cities are hiring for Compliance Exchange Group jobs? Cities with the most Compliance Exchange Group job openings:
What states have the most Compliance Exchange Group jobs? States with the most job openings for Compliance Exchange Group jobs include:
Infographic showing various Compliance Exchange Group job openings in the United States as of August 2026, with employment types broken down into 73% Full Time, 20% Part Time, and 7% Nights. Highlights an 80% In-person, and 20% Remote job distribution, with an average salary of $148,042 per year, or $71.2 per hour.

Senior Associate Americas Fixed Income Origination

London Stock Exchange Group

New York, NY

$96K - $160K/yr

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 8 days ago


Job description

Overview

Fixed Income Primary Markets is responsible the London Stock Exchange's markets for 1,300 global borrowers in over 60 countries that raise $500-600 billion annually. The division's International Securities Market and Sustainable Bond Market have been key engines of growth!!

The team's activities include business development with a pipeline of global borrowers, building managing sales and after-sales processes, relationship management, working closely with colleagues in product, marketing, regulations, government relations, compliance and operations to create effective and efficient markets. Thematic areas that the team covers include sustainable finance, Islamic finance, local currency finance, project and infrastructure bonds, structured finance, emerging tech and digital bonds in capital markets and development finance.

Serving issuers in the Americas debt market has been identified as a key area of growth for the Exchange. The fixed income origination manager is responsible for the global business development of the North America (US/Canada) and Latin America. The candidate is expected to identify and develop key relationships with FIG, SSA, EM issuers, bankers , law firms and advisors involved in the issuance of transactions, attend industry events and conferences with a focus on financial institutions in order to grow LSE's business. The senior associate is also expected to collaborate with the broader capital markets team including market research and intelligence, assist with internal reporting for LSEG management and work with colleagues in structured finance in LSEG FX and the Data & Analytics division.

An ideal candidate will have knowledge of primary debt capital markets, gained through an analyst/ associate role in capital markets and/or investment banking coverage. The candidate must be capable of working independently, proactively building and managing a pipeline of debt issuers, and be accustomed to serving clients in a fastpaced, highly regulated environment.

The role will be based in NYC and will report to the Head of Fixed Income Origination, Capital Markets also based in NYC office

Main responsibilities

  • Responsible for developing relationships with treasurers, heads of funding, origination and syndication professionals, capital markets lawyers and investors to drive the admissions of bond transactions to the London Stock Exchange's debt markets

  • Responsible for building strategies to expand the Americas market and generate revenue growth for the LSE's debt markets

  • Execute market research and intelligence, competitive analysis and assist with internal reporting for LSEG management and ad-hoc reporting

  • Proactively promoting client engagement and collaborating with other LSEG teams including Issuer Services, FTSE Russell, Admissions, Regulation, RNS, LSEG FX and Data & Analytics, Technical support and Operations teams to find appropriate solutions to customer queries

  • Liaise and work closely with marketing to drive initiatives such as social media campaign, external reports to clients to raise visibility of LSE as a listing venue for debt across the Americas

  • Represent London Stock Exchange Group at global industry events and position London Stock Exchange Group as the premiere Fixed Income listing destination and a thought leader in Debt Capital Market

  • Support the development of the origination strategy, and the analytics that drive this and customer success

Required Skills, Behaviors and Experience

  • Responsible for driving revenue growth from the Americas

  • Previous experience working within Debt Capital Markets or investment banking

  • And/or experience in DCM origination, syndications, transaction management, credit analysis or treasury

  • Good knowledge of fixed income markets with the ability to develop understanding of capital market issuance process

  • Excellent presentation skills, confident and with the ability to interact with clients and market participants

  • Strong verbal communicator, team player with the ability to collaborate with key internal stakeholders

  • Ability to work independently in a fast-paced environment

  • Able to develop solutions that demonstrate an understanding of the external environment e.g. legal / regulatory framework, competitor offerings etc.

Career Stage:

Senior Associate

Compensation/Benefits Information:

LSEG is committed to offering competitive Compensation and Benefits. The anticipated base salary for this position is $96,400 - $160,600.Please be aware base salary ranges may vary by geographic location, city and state. In addition to our offered base salary, this role is eligible for our Annual Incentive Plan (AIP/"bonus plan"). Target AIP rates will be commensurate with role level and posted career stage. Individual salary will be reflective of job related knowledge, skills and equivalent experience. LSEG roles (excluding internships and part-time roles of less than 20 hours per week) are typically eligible for inclusion in our LSEG Benefits program, which includes offerings of: Annual Wellness Allowance, Paid time-off, Medical, Dental, Vision, Flex Spending & Health Savings Options, Prescription Drug plan, 401(K) Savings Plan and Company match. LSEG's Benefits plan also includes basic life insurance, disability benefits, emergency backup dependent care, adoption assistance commuter assistance etc.

London Stock Exchange Group (LSEG) Information:

Join us and be part of a team that values innovation, quality, and continuous improvement. If you're ready to take your career to the next level and make a significant impact, we'd love to hear from you.

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.

Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce.

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone's race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

You will be part of a collaborative and creative culture where we encourage new ideas. We are committed to sustainability across our global business and we are proud to partner with our customers to help them meet their sustainability objectives. Our charity, the LSEG Foundation provides charitable grants to community groups that help people access economic opportunities and build a secure future with financial independence. Colleagues can get involved through fundraising and volunteering.

LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.

Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it's used for, and how it's obtained, your rights and how to contact us as a data subject.

If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.