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Compliance Audit Manager Jobs (NOW HIRING)

LendingClub Bank

Compliance Audit Manager

San Francisco, CA · On-site

$119K - $157K/yr

We're looking for an experienced and adaptable Compliance Audit Manager who thrives in a dynamic environment and embraces change. In this role, the candidate will bring internal audit and financial ...

Lendingclub Corporation

Compliance Audit Manager

Lehi, UT

$94K - $125K/yr

We're looking for an experienced and adaptable Compliance Audit Manager who thrives in a dynamic environment and embraces change. In this role, the candidate will bring internal audit and financial ...

Medtronic

Senior Compliance/Audit Manager

Memphis, TN

... compliance with applicable regulatory requirements and quality management standards. This role provides strategic leadership for internal audits aligned with the Medical Device Single Audit Program ...

Medtronic

Senior Compliance/Audit Manager

Memphis, TN · On-site

... compliance with applicable regulatory requirements and quality management standards. This role provides strategic leadership for internal audits aligned with the Medical Device Single Audit Program ...

UBS

Americas Compliance Audit Manager

New York, NY · On-site

$100K - $140K/yr

Your expertise • ideally 5+ years within internal audit, compliance or internal risk management areas within the financial services industry. This experience could have been gained at a consulting ...

Medtronic

Senior Compliance/Audit Manager

Irvine, CA

... compliance with applicable regulatory requirements and quality management standards. This role provides strategic leadership for internal audits aligned with the Medical Device Single Audit Program ...

Medtronic

Senior Compliance/Audit Manager

Irvine, CA · On-site

... compliance with applicable regulatory requirements and quality management standards. This role provides strategic leadership for internal audits aligned with the Medical Device Single Audit Program ...

Td

Audit Manager II (US) - Compliance

New York, NY

$92K - $149K/yr

Audit The Audit Manager II is a senior-level leader within the U.S. Compliance Audit function, providing specialized in-depth subject matter expertise and responsible for contributing to the planning ...

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Compliance Audit Manager information

See salary details

$38.5K

$95.1K

$157K

How much do compliance audit manager jobs pay per year?

As of Jul 14, 2026, the average yearly pay for compliance audit manager in the United States is $95,103.00, according to ZipRecruiter salary data. Most workers in this role earn between $70,000.00 and $116,500.00 per year, depending on experience, location, and employer.

What is the difference between Compliance Audit Manager vs Compliance Auditor?

AspectCompliance Audit ManagerCompliance Auditor
CertificationsCPA, CIA, CISACPA, CIA, CISA
Work EnvironmentOversees audit teams, manages compliance programsConducts audits, reviews policies
Employer & Industry UsageFinancial, healthcare, corporate sectorsFinancial institutions, government agencies
Search & Comparison IntentUnderstanding managerial roles in compliance auditsDetails on audit responsibilities and procedures

The Compliance Audit Manager and Compliance Auditor roles share similar certifications and work environments but differ mainly in scope and responsibility. The manager oversees audit teams and compliance programs, while the auditor conducts individual audits. Both roles are vital in ensuring organizational compliance across various industries.

What are the key skills and qualifications needed to thrive as a Compliance Audit Manager, and why are they important?

To thrive as a Compliance Audit Manager, you need deep knowledge of compliance regulations, auditing standards, and risk management, usually supported by a degree in finance, accounting, or related fields, and relevant certifications such as CISA or CPA. Familiarity with audit management software, data analytics tools, and regulatory systems is typically required. Strong analytical thinking, attention to detail, and effective communication skills help in leading teams and presenting findings to stakeholders. These skills and qualifications are crucial to ensure organizational adherence to regulations, minimize risk, and maintain operational integrity.

How does a Compliance Audit Manager typically collaborate with other departments within an organization?

A Compliance Audit Manager works closely with various departments such as Legal, Finance, Operations, and IT to ensure that regulatory requirements and internal policies are consistently met. This collaboration often involves coordinating audits, sharing findings, and working together to develop effective corrective action plans. Regular communication and cross-functional meetings are essential to understand departmental processes, address compliance gaps, and foster a culture of transparency and accountability. Building strong relationships across teams is key to successfully implementing compliance initiatives and maintaining an effective control environment.

What does a Compliance Audit Manager do?

A Compliance Audit Manager oversees and coordinates audits to ensure that a company complies with internal policies, regulatory requirements, and industry standards. They design audit plans, evaluate the effectiveness of current compliance controls, and identify areas of risk or non-compliance. Additionally, they prepare detailed reports, recommend improvements, and work with different departments to implement corrective actions. Their role is critical in preventing legal issues, reducing risks, and promoting ethical business practices within an organization.
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Compliance Audit Manager jobs near you
Infographic showing various Compliance Audit Manager job openings in the United States as of July 2026, with employment types broken down into 100% Full Time. Highlights an 80% In-person, and 20% Remote job distribution, with an average salary of $95,103 per year, or $45.7 per hour.
Compliance Audit Manager

Compliance Audit Manager

LEGACY PROFESSIONALS LLP

Westchester, IL • On-site, Remote

$103K - $135K/yr

Other

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 23 days ago

Job description

About Us:

We are a Chicagoland-based CPA firm with offices in Westchester, IL, Edina, MN and Schererville, IN. Our firm specializes in audit, accounting and tax services to employee benefit plans, labor organizations, not-for-profits organizations and governmental entities. We value our employees and offer a hybrid work environment to ensure a healthy work/life balance. Interns will have the opportunity to work from employer locations, Legacy offices and remotely, as scheduling allows.

Position Overview:

The Compliance Audit Manager is responsible for leading the planning, execution, and oversight of compliance audit engagements for fringe benefit funds. This role ensures employers are accurately reporting and contributing in accordance with Collective Bargaining Agreements and related plan documents.

The Manager oversees multiple engagements of varying complexity while maintaining audit quality, consistency, and timeliness. This position also manages and develops audit staff, coordinates workflow, and serves as a key liaison between internal teams, fund offices, and legal counsel.

Success in this role requires balancing audit quality with operational efficiency, including effective use of resources, technology, and audit tools to continuously improve processes and outcomes.

Job Responsibilities:

  • Oversee all phases of compliance audit engagements from planning through final report issuance
  • Review complex or high-risk audits to ensure accuracy, completeness, and adherence to fund requirements and collection policies
  • Assign and manage audit workload across staff to ensure timely completion and proper resource utilization
  • Supervise, mentor, and develop audit staff, including performance feedback, coaching, and training
  • Monitor engagement progress, deadlines, and overall team productivity
  • Identify issues requiring expanded scope or escalation and coordinate with fund office, collections, and legal counsel as needed
  • Serve as a primary point of contact for employers, addressing questions, discrepancies, and sensitive matters professionally
  • Prepare and review billing related to audit engagements
  • Analyze performance metrics and identify trends to improve audit effectiveness and coverage
  • Support process improvements, including implementation of audit tools, automation, and standardized procedures
  • Contribute to the development of audit practices, training materials, and long-term departmental strategies

Qualifications

  • Bachelor's degree in Accounting, Finance, Business Administration, or a related field required
  • Minimum of six years of compliance audit experience, preferably within union, fringe benefit fund, or payroll-based environments
  • Proven experience managing audit teams and reviewing complex engagements
  • Strong understanding of Collective Bargaining Agreements, collection policies, and related plan documents
  • Advanced proficiency in Microsoft Excel and familiarity with audit/data analysis tools
  • Excellent analytical, problem-solving, and organizational skills with the ability to manage multiple priorities
  • Strong written and verbal communication skills, including the ability to present findings and handle sensitive discussions
  • Demonstrated leadership, decision-making, and accountability
  • Detail-oriented with the ability to manage multiple engagements in a deadline-driven environment
  • Valid driver's license and reliable transportation required; local and occasional out-of-state travel required

Benefits

  • Great opportunity for growth within the firm
  • Opportunity to work closely with entire compliance audit department
  • Competitive benefits package including vacation time, sick leave, holidays, medical, dental, vision, 401(k), long/short-term disability, life insurance and a flexible spending account program
  • Paid Parental leave
  • Dress for your day attire - jeans in the office and professional attire at clients
  • Reimbursement for CFE review course and exam fees
  • Bonus when successfully completing the CFE exam
  • Payment for professional membership costs
  • Employee referral bonus
  • Fun firm sponsored social events

Apply