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Brokerage Operations Associate Jobs in Raleigh, NC

First Horizon Bank

Universal Banker-Float

Raleigh, NC

$17.50 - $21.75/hr

Operational efficiency * Assist banking center associates with all aspects of daily operations as ... brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been ...

First Horizon Bank

Pega Sr. Developer

Raleigh, NC

$54.75 - $71.75/hr

Recommend innovative solutions to improve operational efficiency and reduce costs. Qualifications ... clients, communities and associates unlock their full potential with capital and counsel.

First Horizon

Relationship Banker

Durham, NC · On-site

$16.75 - $22/hr

Operational efficiency • Assist in conducting meetings to promote sales, product knowledge and ... associates. • Assist with dual control vault responsibilities and audit controls. • Stay ...

First Horizon

Relationship Banker- Float

Durham, NC · On-site

$16.75 - $22/hr

Operational efficiency * Assist in conducting and/or participating in meetings to promote sales ... new associates. * Assist with dual control vault responsibilities and audit controls. * Stay ...

First Horizon Bank

Relationship Banker- Float

Durham, NC

$16.75 - $22/hr

Operational efficiency * Assist in conducting and/or participating in meetings to promote sales ... new associates. * Assist with dual control vault responsibilities and audit controls. * Stay ...

First Horizon Bank

Relationship Banker

Durham, NC

$16.75 - $22/hr

Operational efficiency • Assist in conducting meetings to promote sales, product knowledge and ... associates. • Assist with dual control vault responsibilities and audit controls. • Stay ...

First Horizon Bank

Relationship Banker

Raleigh, NC

$16.25 - $21.50/hr

Operational efficiency * Assist in conducting and/or participating in meetings to promote sales ... new associates. * Assist with dual control vault responsibilities and audit controls. * Stay ...

First Horizon Bank

Relationship Banker- Float

Durham, NC · On-site

$16.75 - $22/hr

Operational efficiency * Assist in conducting and/or participating in meetings to promote sales ... new associates. * Assist with dual control vault responsibilities and audit controls. * Stay ...

First Horizon

Relationship Banker

Raleigh, NC · On-site

$16.25 - $21.50/hr

Operational efficiency * Assist in conducting and/or participating in meetings to promote sales ... new associates. * Assist with dual control vault responsibilities and audit controls. * Stay ...

First Horizon Bank

Relationship Banker

Durham, NC

$16.75 - $22/hr

Operational efficiency • Assist in conducting meetings to promote sales, product knowledge and ... associates. • Assist with dual control vault responsibilities and audit controls. • Stay ...

First Horizon Bank

Relationship Banker

Raleigh, NC

$16.25 - $21.50/hr

Operational efficiency * Assist in conducting and/or participating in meetings to promote sales ... new associates. * Assist with dual control vault responsibilities and audit controls. * Stay ...

First Horizon Bank

Teller-Float

Cary, NC

$15 - $18.75/hr

Operational efficiency * Handle a cash drawer; ensuring proper control of cash drawer; follow all ... clients, communities and associates unlock their full potential with capital and counsel.

First Horizon Bank

Teller-Float

Cary, NC

$15 - $18.75/hr

Operational efficiency * Handle a cash drawer; ensuring proper control of cash drawer; follow all ... clients, communities and associates unlock their full potential with capital and counsel.

First Horizon Bank

Teller

Durham, NC · On-site

$14.50 - $18.25/hr

Operational efficiency * Handle a cash drawer; ensuring proper control of cash drawer; follow all ... clients, communities and associates unlock their full potential with capital and counsel.

MyEyeDr.

Real Estate Coordinator

Raleigh, NC · On-site

Working closely with internal stakeholders, landlords, brokers, vendors, and other external ... About You * Associate degree or equivalent experience required; Bachelor's degree preferred.

MyEyeDr.

Real Estate Coordinator

Raleigh, NC · Hybrid

Working closely with internal stakeholders, landlords, brokers, vendors, and other external ... About You * Associate degree or equivalent experience required; Bachelor's degree preferred.

Duke University

PARALEGAL

Durham, NC · On-site

$61K - $95K/yr

Preferred Associate Degree in NC Paralegal Studies and broad general knowledge in the legal field ... Coordinate workflows across legal, investment, engineering and operations teams * Support ...

Duke University

PARALEGAL

Durham, NC

$61K - $95K/yr

Preferred Associate Degree in NC Paralegal Studies and broad general knowledge in the legal field ... Coordinate workflows across legal, investment, engineering and operations teams * Support ...

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Brokerage Operations Associate information

See Raleigh, NC salary details

$10

$25

$51

How much do brokerage operations associate jobs pay per hour?

As of Jul 15, 2026, the average hourly pay for brokerage operations associate in Raleigh, NC is $25.51, according to ZipRecruiter salary data. Most workers in this role earn between $17.31 and $29.42 per hour, depending on experience, location, and employer.

What are Brokerage Operations Associates?

Brokerage Operations Associates are professionals who support the day-to-day activities of a brokerage firm. They are responsible for processing trades, maintaining client accounts, ensuring regulatory compliance, and resolving discrepancies or issues related to transactions. Their work ensures the smooth settlement of trades and accurate record-keeping, which is essential for client trust and the proper functioning of financial markets. They often collaborate with brokers, clients, and other departments to ensure all operations run efficiently.

What are the key skills and qualifications needed to thrive as a Brokerage Operations Associate, and why are they important?

To thrive as a Brokerage Operations Associate, you need a solid understanding of financial markets, trade processing, securities settlement, and a bachelor’s degree in finance or a related field. Familiarity with trade management platforms (such as DTCC, Bloomberg, or SWIFT), and sometimes FINRA Series 7 or Series 63 certification, is typically required. Strong attention to detail, analytical thinking, and effective communication skills help ensure accuracy and efficiency when resolving issues and interacting with clients or internal teams. These skills are crucial for minimizing risk, maintaining compliance, and ensuring smooth and timely execution of brokerage operations.

What are some common challenges faced by Brokerage Operations Associates, and how can they be addressed?

Brokerage Operations Associates often encounter challenges such as managing high transaction volumes, ensuring regulatory compliance, and resolving discrepancies between trades and settlements. Staying organized and detail-oriented is crucial, as even small errors can have significant impacts. Proactively communicating with internal teams and external partners, and leveraging technology tools, can help streamline processes and minimize errors. Continuous learning about industry regulations and best practices also helps Associates stay ahead of compliance requirements.
What are popular job titles related to Brokerage Operations Associate jobs in Raleigh, NC? For Brokerage Operations Associate jobs in Raleigh, NC, the most frequently searched job titles are:
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Brokerage Operations Associate jobs near you
Universal Banker-Float

Universal Banker-Float

First Horizon Bank

Raleigh, NC

$17.50 - $21.75/hr

Full-time

Medical, Dental, Vision, Retirement

Posted 28 days ago

First Horizon Bank rating

8.3

Company rating: 8.3 out of 10

Based on 31 frontline employees who took The Breakroom Quiz

34th of 149 rated banks

Job description

Location: On site at location listed in job posting
Schedule: Monday through Friday; 9:00AM to 5:00PM
Provide quality, accurate and timely customer service involving daily processing of financial transactions and opening accounts in a retail banking environment. Introduce bank products and services through outreach to prospects and provide tailored recommendations to existing clients to deepen relationships. Perform related duties i.e. outbound sales calls as required to achieve banking center goals (meet/exceed sales goals/referral goals), and provide support to banking center management.
Essential Duties and Responsibilities
Sales and service
  • Provide both teller and platform support as needed to keep client wait times to a minimum and to provide quality customer service. Teller support includes performing daily processing of financial transactions, i.e. deposits, handling currency, coin, and cashing checks. Platform support includes opening checking accounts, savings accounts, and provide all other deposit product services.
  • Identify client needs through consultative conversations and recommend appropriate products and services to meet those needs.
  • Open and process new demand and time deposit accounts including savings accounts, IRAs, certificates of deposit, and money market accounts.
  • Cross-sell and make referrals to bank partners to generate new business and deepen existing client relationships.
  • Conduct regular outbound calls to clients and prospects, including participating in client/prospect calling activities during special deposit/loan campaigns.
  • Assist client with loan application for personal/retail consumer needs and "handing off" the processing of these applications to the appropriate associate.

Client experience
  • Research and resolve problems and respond to client inquiries on account status.
  • Deliver excellent client experiences consistently and promptly resolve client issues effectively.
  • Enhance individual knowledge to better serve clients by attending relevant sales, service, and product knowledge meetings, training classes, and web-based learning.

Compliance and risk management
  • Expected compliance with bank regulations, policies, procedures, risk management, internal controls, and the First Horizon code of ethics.

Operational efficiency
  • Assist banking center associates with all aspects of daily operations as needed, including audit controls.
  • Assist banking center management with "on the job training" of new associates.
  • Stay informed of all operational updates and changes to ensure compliance with all current guidelines.

Perform all other job related duties as assigned
Qualifications
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The qualifications listed below are representative of the knowledge, skill, and/or ability required and may be substituted with an equivalent combination of education and experience.
  • High school diploma or general education degree (GED) and 1 year of experience as a Teller preferred.

As part of the employment process for this position, you will have to meet the requirements of a background credit check. This position requires compliance with the S.A.F.E Mortgage Licensing Act of 2008 and all related regulations. Ongoing employment is contingent upon meeting all such requirements
DeGarmo Behavioral Assessment Requirement
  • All candidates must complete the DeGarmo Retail Behavioral Assessment to be considered for this position
  • The assessment takes approximately 12-15 minutes to complete
  • Assessment results must be submitted prior to having your application evaluated by Talent Acquisition

About Us
First Horizon Corporation is a leading regional financial services company, dedicated to helping our clients, communities and associates unlock their full potential with capital and counsel. Headquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized as one of the nation's best employers by Fortune and Forbes magazines and a Top 10 Most Reputable U.S. Bank. More information is available at www.FirstHorizon.com .
Benefit Highlights
• Medical with wellness incentives, dental, and vision
• HSA with company match
• Maternity and parental leave
• Tuition reimbursement
• Mentor program
• 401(k) with 6% match
• More -- FirstHorizon.com/First-Horizon-National-Corporation/Careers/Our-Benefits
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