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Brokerage Operations Associate Jobs in Raleigh, NC

Duke Health

Liability Insurance Manager

Durham, NC

... with brokers at all levels to obtain coverage, renew coverage, and revise coverage as needed ... Associate in Risk Management (ARM), or Certified Property and Casualty Underwriter (CPCU ...

Duke Health

Liability Insurance Manager

Durham, NC · On-site

... with brokers at all levels to obtain coverage, renew coverage, and revise coverage as needed ... Associate in Risk Management (ARM), or Certified Property and Casualty Underwriter (CPCU ...

First Horizon Bank

Universal Banker- Float

Raleigh, NC · On-site

$17.50 - $21.75/hr

Operational efficiency * Assist banking center associates with all aspects of daily operations as ... brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been ...

First Horizon Bank

Universal Banker

Cary, NC

$16.75 - $21/hr

Operational efficiency * Assist banking center associates with all aspects of daily operations as ... brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been ...

First Horizon Bank

Universal Banker

Durham, NC · On-site

$17 - $21.25/hr

Operational efficiency * Assist banking center associates with all aspects of daily operations as ... brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been ...

First Horizon

Universal Banker

Cary, NC · On-site

$16.75 - $21/hr

Operational efficiency * Assist banking center associates with all aspects of daily operations as ... brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been ...

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All JobsBrokerage Operations Associate JobsBrokerage Operations Associate Jobs in Raleigh, NC

Brokerage Operations Associate information

See Raleigh, NC salary details

$10

$25

$51

How much do brokerage operations associate jobs pay per hour?

As of Jul 14, 2026, the average hourly pay for brokerage operations associate in Raleigh, NC is $25.51, according to ZipRecruiter salary data. Most workers in this role earn between $17.31 and $29.42 per hour, depending on experience, location, and employer.

What are Brokerage Operations Associates?

Brokerage Operations Associates are professionals who support the day-to-day activities of a brokerage firm. They are responsible for processing trades, maintaining client accounts, ensuring regulatory compliance, and resolving discrepancies or issues related to transactions. Their work ensures the smooth settlement of trades and accurate record-keeping, which is essential for client trust and the proper functioning of financial markets. They often collaborate with brokers, clients, and other departments to ensure all operations run efficiently.

What are the key skills and qualifications needed to thrive as a Brokerage Operations Associate, and why are they important?

To thrive as a Brokerage Operations Associate, you need a solid understanding of financial markets, trade processing, securities settlement, and a bachelor’s degree in finance or a related field. Familiarity with trade management platforms (such as DTCC, Bloomberg, or SWIFT), and sometimes FINRA Series 7 or Series 63 certification, is typically required. Strong attention to detail, analytical thinking, and effective communication skills help ensure accuracy and efficiency when resolving issues and interacting with clients or internal teams. These skills are crucial for minimizing risk, maintaining compliance, and ensuring smooth and timely execution of brokerage operations.

What are some common challenges faced by Brokerage Operations Associates, and how can they be addressed?

Brokerage Operations Associates often encounter challenges such as managing high transaction volumes, ensuring regulatory compliance, and resolving discrepancies between trades and settlements. Staying organized and detail-oriented is crucial, as even small errors can have significant impacts. Proactively communicating with internal teams and external partners, and leveraging technology tools, can help streamline processes and minimize errors. Continuous learning about industry regulations and best practices also helps Associates stay ahead of compliance requirements.
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What cities near Raleigh, NC are hiring for Brokerage Operations Associate jobs? Cities near Raleigh, NC with the most Brokerage Operations Associate job openings:
Brokerage Operations Associate jobs near you

Customer Service Associate - Warranty

KITCHEN CABINET DESIGNERS LLC

Raleigh, NC • On-site

$20/hr

Full-time

Posted 5 days ago

Job description

Job Description

Job Purpose/Objective

The post-sales support specialist is responsible for providing high-level support to KCD’s customer base for all post-sales.

Essential Job Functions

  • Evaluates and processes all customer warranty claims including photo and BOL research
  • Regularly identify repetitive warranty claims
  • Provide regular reporting to upper management on trends in warranty requests
  • Work with KCD’s third party broker to research and file freight claims
  • Collaborate with Accounting and Account Specialists on any post-billing issues
  • Manage the back-order process and collaborate with various Operation department heads on scheduling shipments
  • Assist Account Specialists with any escalated or complex issues
  • Identify areas of process improvement in all post-sales processes
  • Works intimately with inventory control to stay abreast of any fluctuations or discrepancies
  • Maintain SLAs for warranties and backorders

Qualifications

  • The ability to effectively set and manage multiple priorities as well as strong time-management skills
  • Excellent communication and interpersonal skills
  • Exceptional customer service skills; good listener, excellent follow-up and follow through and willing to support and help others
  • Diligent, efficient, motivated, extremely well organized and proactive
  • A positive can-do! attitude
  • Analytical mindset when facing complex issues
  • 1-3 successful years in a customer facing role


The above information on this description has been designed to indicate the general nature and level of work performed by an employee in this classification. It is not to be interpreted as a comprehensive inventory, or all duties, responsibilities, and qualifications of employees assigned to this job. Management has the right to add to, revise, or delete information in this description. Reasonable accommodations will be made to enable qualified individuals with disabilities to perform the essential functions of this position