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Brokerage Operations Associate Jobs in Raleigh, NC

... brokerage, advisory, and direct investments including mutual fund accounts and third-party advisory accounts which will require the associate to become a subject matter expert on all lines of ...

In this role, you will help protect clients, advisors, and the firm by ensuring brokerage, advisory ... Implementation and management of operational and supervisory procedures for the firm. * Ability to ...

Just ask any of our over 27,000 associates who work at Five Below and they'll tell you there's no ... broker teams & Manager of Analytics/Senior Real Estate Manager to develop, refine and execute ...

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Brokerage Operations Associate information

See Raleigh, NC salary details

$10

$25

$51

How much do brokerage operations associate jobs pay per hour?

As of Sep 15, 2026, the average hourly pay for brokerage operations associate in Raleigh, NC is $25.51, according to ZipRecruiter salary data. Most workers in this role earn between $17.31 and $29.42 per hour, depending on experience, location, and employer.

What is a brokerage operations associate?

Brokerage Operations Associates are professionals who support the day-to-day activities of a brokerage firm. They are responsible for processing trades, maintaining client accounts, ensuring regulatory compliance, and resolving discrepancies or issues related to transactions. Their work ensures the smooth settlement of trades and accurate record-keeping, which is essential for client trust and the proper functioning of financial markets. They often collaborate with brokers, clients, and other departments to ensure all operations run efficiently.

What are the key skills and qualifications needed to thrive as a brokerage operations associate?

To thrive as a Brokerage Operations Associate, you need a solid understanding of financial markets, trade processing, securities settlement, and a bachelor’s degree in finance or a related field. Familiarity with trade management platforms (such as DTCC, Bloomberg, or SWIFT), and sometimes FINRA Series 7 or Series 63 certification, is typically required. Strong attention to detail, analytical thinking, and effective communication skills help ensure accuracy and efficiency when resolving issues and interacting with clients or internal teams. These skills are crucial for minimizing risk, maintaining compliance, and ensuring smooth and timely execution of brokerage operations.

What are some common challenges faced by brokerage operations associates, and how can they be addressed?

Brokerage Operations Associates often encounter challenges such as managing high transaction volumes, ensuring regulatory compliance, and resolving discrepancies between trades and settlements. Staying organized and detail-oriented is crucial, as even small errors can have significant impacts. Proactively communicating with internal teams and external partners, and leveraging technology tools, can help streamline processes and minimize errors. Continuous learning about industry regulations and best practices also helps Associates stay ahead of compliance requirements.

What are popular job titles related to Brokerage Operations Associate jobs in Raleigh, NC?

For Brokerage Operations Associate jobs in Raleigh, NC, the most frequently searched job titles are:

What job categories do people searching Brokerage Operations Associate jobs in Raleigh, NC look for?

The top searched job categories for Brokerage Operations Associate jobs in Raleigh, NC are:

What cities near Raleigh, NC are hiring for Brokerage Operations Associate jobs?

Cities near Raleigh, NC with the most Brokerage Operations Associate job openings:

Infographic showing various Brokerage Operations Associate job openings in Raleigh, NC as of September 2026, with employment types broken down into 1% As Needed, 75% Full Time, 17% Part Time, 1% Temporary, 5% Contract, and 1% Nights. Highlights an 88% Physical, 2% Hybrid, and 10% Remote job distribution, with an average salary of $53,061 per year, or $25.5 per hour.

Client Specialist

Raleigh, NC • Hybrid

Delta Dental Of North Carolina
Insurance Services • 11 - 50 employees

Full-time

Re-posted 5 days ago


Key responsibilities

  • Assists client managers or account executives with support service requests related to employer groups, brokers, and consultants.

  • Supports new client implementations by gathering information, evaluating submissions, and submitting documentation to Underwriting and Group Administration.

  • Prepares and transmits periodic reports for clients and brokers, and participates in client meetings to discuss service results and address concerns.


Job description

Job Title:

Client Specialist

Number of Positions:

1

Location:

Raleigh, NC

Location Specifics:

Hybrid Position

Description:

At Delta Dental of North Carolina, our mission is to improve the oral health and the overall well-being of the communities we serve. We believe that everyone - and we meaneveryone- deserves a healthy smile. We are the fastest growing Delta Dental in the nation. Named as a Best Employer in North Carolina, we are proud of our diverse workforce and our commitment to the continued development and recognition of our associates. If you share our passion, come join our team and help us continue our growth trajectory

Primary Job Responsibilities:

Assists assigned client managers or account executives with employer group, broker and/or consultants with support service requests. This role supports all market segments - small, large and national accounts.

Essential Duties & Responsibilities

  • Provides assistance to Account Managers and/or Account Executives to provide eective and timely service to clients and brokers through research and resolution of questions or issues with eligibility, claims, customer service or other operational matters. Accurately completes internal documentation for service resolution as required. Communicates resolution to the client and/or broker by phone and/or email and accurately documents to le.

  • Provides assistance to Account Executives to gather and submit documents, census, and other required information to Underwriting through Sales Force and/or Producer Toolkit to generate proposals.

  • Assists with new client implementations when assigned, working with the Account Manager and/or Account Executive, Group Administration, the client and broker, as necessary. Responsibilities may include gathering required information from clients, evaluating the submission for completeness and compliance with request, and submission by established processes to Underwriting and/or Group Administration.

  • Prepares periodic standard and special reports as requested for clients and brokers. Transmits the reports by required due dates.

  • Participates as requested in periodic client status meetings with Account Managers and/or Account Executives to deliver reports, discusses service results and addresses any client service concerns.

  • Communicates signicant service or client and broker concerns to the Account Manager and/or Account Executive, and if necessary, the Director of Client Management, immediately.

  • Represents the company at client enrollment meetings, health fairs or other activities to present benets and advantages of enrolling with Delta Dental.

  • Perform other related assigned duties as necessary to complete the Primary Job Responsibilities as described above.

#LI-Hybrid

Minimum Requirements:

Education and Experience:

  • Position requires a bachelor's degree in marketing, business administration, or related eld and six months' of work experience in sales, customer service or administration.

  • A North Carolina health license or the ability to obtain one within 6 months of employment is preferred. Will accept any suitable combination of education, training or experience.

Other Skills/Abilities

  • Position requires excellent communication and interpersonal skills, and the ability to manage time to meet short deadlines for multiple, simultaneous tasks

  • Prociency with Microsoft Oce Applications (Word/Excel)

  • Additional requirements include basic technology analytical and critical thinking skills

  • Ability to communicate with ease to brokers and clients; resolve somewhat complex problems and use independent judgment.

  • Position also requires the ability to travel and a valid driver's license.

Physical Requirements:

  • Prolonged periods sitting or standing at a desk and working on a computer

  • Must be able to lift up to 15 pounds

All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, pregnancy, age, ethnicity or national origin, genetic information, disability status, sex, sexual orientation, military status or any other classifications protected under federal, state or local law or ordinance