ZipRecruiter

Log In

1

Brokerage Operations Associate Jobs in Everett, WA

Business Team, Inc.

Business Broker

Bellevue, WA · On-site

$50 - $150/hr

Business Team pays for operational expenses, including advertising, admin support and supplies ... Only one or two of our hundreds of associates had prior business brokerage experience before ...

Cushman & Wakefield

Associate

Seattle, WA

The Associate will work closely with senior brokers to develop business opportunities, conduct ... Collaborate with brokerage and operations team members to deliver exceptional client service and ...

Cushman & Wakefield

Associate

Seattle, WA

The Associate will work closely with senior brokers to develop business opportunities, conduct ... Collaborate with brokerage and operations team members to deliver exceptional client service and ...

Cushman & Wakefield

Associate

Seattle, WA

The Associate will work closely with senior brokers to develop business opportunities, conduct ... Collaborate with brokerage and operations team members to deliver exceptional client service and ...

Cushman & Wakefield

Associate

Seattle, WA

The Associate will work closely with senior brokers to develop business opportunities, conduct ... Collaborate with brokerage and operations team members to deliver exceptional client service and ...

Corps Team

Client Service Associate

Seattle, WA · On-site

$28 - $30/hr

Summary The SMA Client Service team partners with the portfolio management team, operations ... Work with client types including direct/retail investors, broker dealer platforms, institutions and ...

Wells Fargo

Client Associate

Bellevue, WA · On-site

Brokerage client support experience or financial services industry experience * Administrative ... Operational, Regulatory Compliance), which includes effectively following and adhering to ...

Compass

Associate Sales Manager

Bellevue, WA

$105K - $115K/yr

... operational guidance to the Company's executive team. This position is fully onsite and will ... Resolve agent and brokerage issues on an as-needed basis * Be a culture carrier who inspires and ...

Invesco

Client Service Associate

Seattle, WA · Hybrid

$80K - $85K/yr

The Client Service team partners with the portfolio management team, operations, trading and ... Work with client types including direct/retail investors, broker dealer platforms, institutions and ...

Invesco

Client Service Associate

Seattle, WA · On-site

$80K - $85K/yr

The Client Service team partners with the portfolio management team, operations, trading and ... Work with client types including direct/retail investors, broker dealer platforms, institutions and ...

Wells Fargo

Registered Client Associate

Lynnwood, WA · On-site

Brokerage client support experience * Administrative support experience in financial services ... Operational, Regulatory Compliance), which includes effectively following and adhering to ...

next page

Showing results 1-20

All JobsBrokerage Operations Associate JobsBrokerage Operations Associate Jobs in Everett, WA

Brokerage Operations Associate information

See Everett, WA salary details

$12

$28

$58

How much do brokerage operations associate jobs pay per hour?

As of Aug 27, 2026, the average hourly pay for brokerage operations associate in Everett, WA is $28.99, according to ZipRecruiter salary data. Most workers in this role earn between $19.66 and $33.46 per hour, depending on experience, location, and employer.

What is a brokerage operations associate?

Brokerage Operations Associates are professionals who support the day-to-day activities of a brokerage firm. They are responsible for processing trades, maintaining client accounts, ensuring regulatory compliance, and resolving discrepancies or issues related to transactions. Their work ensures the smooth settlement of trades and accurate record-keeping, which is essential for client trust and the proper functioning of financial markets. They often collaborate with brokers, clients, and other departments to ensure all operations run efficiently.

What are the key skills and qualifications needed to thrive as a brokerage operations associate?

To thrive as a Brokerage Operations Associate, you need a solid understanding of financial markets, trade processing, securities settlement, and a bachelor’s degree in finance or a related field. Familiarity with trade management platforms (such as DTCC, Bloomberg, or SWIFT), and sometimes FINRA Series 7 or Series 63 certification, is typically required. Strong attention to detail, analytical thinking, and effective communication skills help ensure accuracy and efficiency when resolving issues and interacting with clients or internal teams. These skills are crucial for minimizing risk, maintaining compliance, and ensuring smooth and timely execution of brokerage operations.

What are some common challenges faced by brokerage operations associates, and how can they be addressed?

Brokerage Operations Associates often encounter challenges such as managing high transaction volumes, ensuring regulatory compliance, and resolving discrepancies between trades and settlements. Staying organized and detail-oriented is crucial, as even small errors can have significant impacts. Proactively communicating with internal teams and external partners, and leveraging technology tools, can help streamline processes and minimize errors. Continuous learning about industry regulations and best practices also helps Associates stay ahead of compliance requirements.

What job categories do people searching Brokerage Operations Associate jobs in Everett, WA look for?

The top searched job categories for Brokerage Operations Associate jobs in Everett, WA are:

Brokerage Operations Associate jobs near you
Infographic showing various Brokerage Operations Associate job openings in Everett, WA as of August 2026, with employment types broken down into 80% Full Time, 17% Part Time, 1% Temporary, and 2% Contract. Highlights an 92% Physical, 4% Hybrid, and 4% Remote job distribution, with an average salary of $60,302 per year, or $29 per hour.

Registered Brokerage Client Service Associate - Pacific Timezone

Seattle, WA • Remote

Alpaca
See more jobs at Alpacaexternal

Full-time

Posted 8 days ago

Job description

Who We Are:

Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more.
Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts.
Our global team is a diverse group of experienced engineers, traders, and brokerage professionals who are working to achieve our mission of opening financial services to everyone on the planet. We're deeply committed to open-source contributions and fostering a vibrant community, continuously enhancing our award-winning, developer-friendly API and the robust infrastructure behind it.
Alpaca is proudly backed by $400 million in funding from top-tier global investors including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Opera Tech Ventures, SBI Group, Derayah Financial, Unbound, Peak XV, Elefund, and Y Combinator.
Our Team Members:

We're a dynamic team of 400+ globally distributed members who thrive working from our favorite places around the world, with teammates spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and beyond!
We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, we encourage you to apply.

Your Role:

This is an opportunity to join a Fintech firm specializing in many facets of the broker-dealer space, with a B2B clearing platform supporting a wide network of partner brokers and API-driven workflows.  Candidates must be comfortable working 11:30am - 8:00pm ET.


Things You Get To Do:

  • Assist clients and broker partners by being the first point of contact on service needs and issues

  • Submit and process certain operational requests as instructed by the brokerage team and/or client/broker partners. Examples include funds distributions, cash and stock journals, account updates, ACATs initiation, and other operational tasks.

  • Researching and responding to clients' issues relating to form submissions, transfers, and various other operational items.

  • Interact with several internal groups to resolve client issues. This can include the trading desk, brokerage operations, sales team, solutions team, customer success team, engineering, and product teams.

  • Ensure new business paperwork is accurately and successfully submitted.

  • Positive and Resilient demeanor to help achieve satisfaction in a fast-paced environment

  • Ability to independently make decisions within general guidelines

  • Basic understanding of KYC and client onboarding processes

Who You Are (Must-Haves):

  • Excited about Alpaca's mission and what we're building

  • One to two years of experience in the securities industry.

  • FINRA Series 7 license

  • Strong attention to detail, accuracy, and reliability with the ability to thrive in a fast-paced environment

  • Must have strong written and communication skills

  • Experience with FINRA, Federal, and SEC regulations

  • Ability to collaborate and work effectively in a remote team environment

  • Must possess the ability to adapt to a changing business and regulatory environment

  • Enjoys challenges and taking ownership of new responsibilities

 
 
 
How We Take Care of You:
  • Competitive Salary & Stock Options
  • Health Benefits
  • New Hire Home-Office Setup: One-time USD $500
  • Monthly Stipend: USD $150 per month via a Brex Card

Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.

Recruitment Privacy Policy

Apply