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Brokerage Associate Jobs in Iowa (NOW HIRING)

Financial Integrators

Compliance Associate

Des Moines, IA · On-site

$27 - $35/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Description We are seeking a detail-oriented, collaborative Compliance Associate to join our team ... Manage the broker-dealer onboarding process for both internal staff and network office team members.

Financial Integrators

Compliance Associate

Des Moines, IA · On-site

$27 - $35/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

We are seeking a detail-oriented, collaborative Compliance Associate to join our team. In this role ... Manage the broker-dealer onboarding process for both internal staff and network office team members.

Vision Financial Group

Compliance Associate

Des Moines, IA · On-site

$27 - $35/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

We are seeking a detail-oriented, collaborative Compliance Associate to join our team. In this role ... Manage the broker-dealer onboarding process for both internal staff and network office team members.

Maersk Company Limited

Warehouse Associate

Cedar Rapids, IA · On-site

$19 - $19.50/hr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

Warehouse Associates in Cedar Rapids, IA Maersk Ground Freight (MGF) offers transportation services like FTL (Full Truckload), LTL (Less Than Truckload), brokerage, cross-border trucking, groupage ...

InsCipher

Tax Associate

Iowa City, IA · On-site

$21 - $26/hr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

... and brokers nationwide. We're achieving that goal by enhancing every facet of our customers ... Associate or Bachelor's degree in Accounting, Finance, or related field preferred * 2+ years of ...

Holmes Murphy

Captive Associate

Waukee, IA · On-site

$13.50 - $18.25/hr

  • Medical

  • Dental

  • Vision

  • Retirement

Previous work or internship experience preferred, ideally within insurance, brokerage, or a related ... Holmes Murphy & Associates is an Equal Opportunity Employer. #LI-EG1

InsCipher

$21 - $26/hr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

... and brokers nationwide. We're achieving that goal by enhancing every facet of our customers ... Associate or Bachelor's degree in Accounting, Finance, or related field preferred * 2+ years of ...

InsCipher

Tax Associate

Clinton, IA · On-site

$21 - $26/hr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

... and brokers nationwide. We're achieving that goal by enhancing every facet of our customers ... Associate or Bachelor's degree in Accounting, Finance, or related field preferred * 2+ years of ...

InsCipher

Tax Associate

Sioux City, IA · On-site

$21 - $26/hr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

... and brokers nationwide. We're achieving that goal by enhancing every facet of our customers ... Associate or Bachelor's degree in Accounting, Finance, or related field preferred * 2+ years of ...

InsCipher

$21 - $26/hr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

... and brokers nationwide. We're achieving that goal by enhancing every facet of our customers ... Associate or Bachelor's degree in Accounting, Finance, or related field preferred * 2+ years of ...

Holmes Murphy

Captive Associate

Waukee, IA · On-site

$13.50 - $18.25/hr

  • Medical

  • Dental

  • Vision

  • Retirement

Previous work or internship experience preferred, ideally within insurance, brokerage, or a related ... Holmes Murphy & Associates is an Equal Opportunity Employer. #LI-EG1

InsCipher

Tax Associate

Cedar Rapids, IA · On-site

$21 - $26/hr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

... and brokers nationwide. We're achieving that goal by enhancing every facet of our customers ... Associate or Bachelor's degree in Accounting, Finance, or related field preferred * 2+ years of ...

InsCipher

$21 - $26/hr

  • Medical

  • Dental

  • Vision

  • Retirement

  • PTO

... and brokers nationwide. We're achieving that goal by enhancing every facet of our customers ... Associate or Bachelor's degree in Accounting, Finance, or related field preferred * 2+ years of ...

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Showing results 1-20

All JobsBrokerage Associate JobsBrokerage Associate Jobs in Iowa

Brokerage Associate information

See Iowa salary details

$28.6K

$55.5K

$79.8K

How much do brokerage associate jobs pay per year?

As of Aug 13, 2026, the average yearly pay for brokerage associate in Iowa is $55,471.00, according to ZipRecruiter salary data. Most workers in this role earn between $41,300.00 and $69,000.00 per year, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a brokerage associate?

To thrive as a Brokerage Associate, you need a solid understanding of financial markets, investment products, and regulatory compliance, typically supported by a bachelor’s degree in finance or a related field. Familiarity with trading platforms, CRM systems, and often Series 7 and 63/66 FINRA licenses is essential. Strong analytical abilities, attention to detail, and excellent interpersonal skills enable you to build client relationships and manage transactions efficiently. These skills are crucial for providing accurate advice, ensuring regulatory compliance, and delivering superior client service in a competitive financial environment.

What is the difference between Brokerage Associate vs Financial Advisor?

AspectBrokerage AssociateFinancial Advisor
Required CredentialsSeries 7, Series 63/66 licensesSeries 7, Series 66, CFP certification (optional)
Work EnvironmentSupport role in brokerage firms, assisting brokers and clientsClient-facing role providing financial planning and investment advice
Employer & Industry UsageUsed in brokerage firms, banks, and investment companiesUsed in financial planning firms, banks, and independent advisory practices

While both roles involve working with investments and require licensing, Brokerage Associates primarily support brokers and handle administrative tasks, whereas Financial Advisors focus on providing personalized financial advice and planning to clients.

How do brokerage associates typically collaborate with brokers and clients in their daily workflow?

Brokerage Associates play a key support role by coordinating communication between brokers and clients, preparing necessary documentation, and assisting with property listings or transaction processes. They often participate in client meetings, help manage schedules, and ensure all compliance requirements are met. Strong organizational and interpersonal skills are essential, as the role involves juggling multiple priorities while maintaining a professional and client-focused approach. Collaboration is frequent, making teamwork and clear communication vital to success.

Is being a brokerage associate a high paying job?

Brokerage associates typically earn a median annual salary that varies based on experience, location, and the firm they work for, with many earning between $40,000 and $70,000. Compensation can increase with commissions, bonuses, and industry certifications, making it potentially lucrative for successful professionals in the field.

What does a brokerage associate do?

A Brokerage Associate assists clients with buying, selling, and managing financial assets such as stocks, bonds, or real estate. They support senior brokers by conducting market research, preparing reports, handling administrative tasks, and communicating with clients. Their role often involves maintaining client accounts, processing transactions, and ensuring compliance with industry regulations. Brokerage Associates help ensure smooth and efficient operations within brokerage firms and provide valuable support to both clients and brokers.

What are the most commonly searched types of Brokerage jobs in Iowa?

The most popular types of Brokerage jobs in Iowa are:

What are popular job titles related to Brokerage Associate jobs in Iowa?

For Brokerage Associate jobs in Iowa, the most frequently searched job titles are:

What job categories do people searching Brokerage Associate jobs in Iowa look for?

The top searched job categories for Brokerage Associate jobs in Iowa are:

What cities in Iowa are hiring for Brokerage Associate jobs?

Cities in Iowa with the most Brokerage Associate job openings:

Brokerage Associate jobs near you

Associate Regional Director - Supervision Principal

Cambridge Investment Research, Inc.

Fairfield, IA • Hybrid

Full-time

Medical, Dental, Vision, Life, Retirement, PTO

Re-posted 10 days ago

Job description

Job SummaryWe are seeking an Associate Regional Director to join our Advocacy and Supervision team. In this role, you will support financial professionals and their offices by providing practical supervisory guidance, relationship management, and compliance-focused support. You will partner with Advocacy and Supervision leadership to help ensure assigned activities align with firm policies, procedures, and regulatory expectations while contributing to a collaborative, service-oriented team environment. This opportunity is ideal for someone who brings sound judgment, strong communication skills, and the ability to balance flexibility, accountability, and compliance in a fast-paced broker-dealer environment.Key Deliverables and Responsibilities

    • Serve as an Office of Supervisory Jurisdiction (OSJ) designee by reviewing and approving correspondence, securities activities, licensing items, Outside Business Activity reports, daily trade blotters, and other supervisory reports for assigned regions.

    • Supervise and collaborate with direct reports, including oversight of securities activities, Special Supervisory Plans, licensing requirements, sales activity, policy communication, and follow-up related to firm procedures.

    • Support the recruiting and financial professional approval process by reviewing complex business model structures, U4 matters, special exceptions, and other items requiring supervisory judgment.

    • Support the supervisory visit process by gathering relevant information, documenting follow-up items, and helping ensure visit-related standards are met.

    • Respond to requests for assistance from existing financial professionals, new financial professionals, recruits, staff, sponsor partners, and other stakeholders by troubleshooting issues and identifying practical solutions.

    • Process exception reporting, document trends, and elevate insights for review by Advocacy and Supervision leadership.

    • Maintain working knowledge of key industry topics, internal programs, departmental procedures, and relevant firm resources.

    • Support and collaborate with direct reports to review supervisory activities and practice efficiency for those under their supervision.

    • Participate in special projects, committees, working groups, and firmwide initiatives that advance strategic goals and process improvements.

    What We Are Looking For

    • Minimum of 4 years of experience in FINRA compliance, securities supervision, or a related broker-dealer supervisory function.

    • Active FINRA Series 7 and Series 24 registrations required.

    • Series 51, Series 53, and/or Series 4 registrations preferred.

    • Strong understanding of supervisory review, regulatory documentation, licensing requirements, correspondence review, exception reporting, and escalation practices.

    • Proficiency with Microsoft Office and Adobe Acrobat required; experience with Tableau or similar reporting tools preferred.

    • Demonstrated ability to adopt technology, use data and reporting tools effectively, and incorporate AI or automation responsibly to improve daily work activities.

    Location: Phoenix, AZ, or Fairfield, IA - Hybrid in-office 3 days/week

    Why Cambridge?

    Cambridge has competitive benefits and promotes a work/life balance to encourage individual success.

    • Premium benefit package including medical, vision, dental, life and long-term disability insurance

    • Vacation/sick time

    • 401K retirement plan with company matching program

    • Eleven paid holidays

    You can find more details about our comprehensive benefits packagehere.

    Company Overview:

    At Cambridge, our purpose is simple: to make a difference in the lives of our financial advisors, their clients, and our associates. Founded in 1981, we have 45 years of experience supporting independent financial advisors with industry-leading tools, compliance, and transition services. Guided by our core values-integrity, commitment, flexibility, and kindness-we put financial advisors first in every decision we make.

    Cambridge is an internally controlled, growth-focused independent broker-dealer, ranked among the largest and fastest-growing firms in the industry. With home offices in Fairfield, Iowa, and Phoenix, Arizona, and a nationwide reach, our 900 associates maintain a 4:1 advisor-to-associate ratio to ensure personalized service.

    Our community of over 4,000 producing financial advisors includes diverse business models-RIA, corporate RIA, hybrid, fee-only, and brokerage-and offers a broad selection of investment solutions with no proprietary products.

    For further information about Cambridge, please visit https://www.joincambridge.com/

    Apply