Assurance Manager - Broker Dealer/Capital Markets
$110K - $133K/yr
RSM is one of the largest assurance firms serving broker dealers across the nation ... Supervise Audit Seniors and Supervisors on engagement teams and function as an in-charge ...
$110K - $133K/yr
RSM is one of the largest assurance firms serving broker dealers across the nation ... Supervise Audit Seniors and Supervisors on engagement teams and function as an in-charge ...
$110K - $133K/yr
RSM is one of the largest assurance firms serving broker dealers across the nation ... Supervise Audit Seniors and Supervisors on engagement teams and function as an in-charge ...
Houston, TX · On-site
$100/hr
If you are proactive, take charge, assertive person we want you to help us take our company to the ... You could be representing private and institutional clients in both transactional and advisory ...
Houston, TX · On-site
$100/hr
If you are proactive, take charge, assertive person we want you to help us take our company to the ... You could be representing private and institutional clients in both transactional and advisory ...
If you are proactive, take charge, assertive person we want you to help us take our company to the ... You could be representing private and institutional clients in both transactional and advisory ...
If you are proactive, take charge, assertive person we want you to help us take our company to the ... You could be representing private and institutional clients in both transactional and advisory ...
Houston, TX · On-site
... Freight Manager and take charge of our logistics operations in Houston, TX. This exciting ... Broker freight and bid on current and potential business. * Ensure compliance with industry ...
Quick apply
Houston, TX · On-site
... Freight Manager and take charge of our logistics operations in Houston, TX. This exciting ... Broker freight and bid on current and potential business. * Ensure compliance with industry ...
Houston, TX · On-site
... Freight Manager and take charge of our logistics operations in Houston, TX. This exciting ... Broker freight and bid on current and potential business. * Ensure compliance with industry ...
Quick apply
Houston, TX · On-site
... Freight Manager and take charge of our logistics operations in Houston, TX. This exciting ... Broker freight and bid on current and potential business. * Ensure compliance with industry ...
Houston, TX · On-site
Medical
PTO
... Freight Manager and take charge of our logistics operations in Houston, TX. This exciting ... Broker freight and bid on current and potential business. * Ensure compliance with industry ...
Quick apply
Houston, TX · On-site
Medical
PTO
... Freight Manager and take charge of our logistics operations in Houston, TX. This exciting ... Broker freight and bid on current and potential business. * Ensure compliance with industry ...
San Antonio, TX · Hybrid
$25/hr
... Mortgage Brokerage, Life and Health Insurance and a Non-Profit Financial Literacy entity ... In charge - you will be responsible for marketing and communications side of business * Strong ...
San Antonio, TX · Hybrid
$25/hr
... Mortgage Brokerage, Life and Health Insurance and a Non-Profit Financial Literacy entity ... In charge - you will be responsible for marketing and communications side of business * Strong ...
Be Seen First
Dallas, TX · On-site
$60K - $70K/yr
Medical
Dental
Life
Retirement
PTO
The ideal candidate will be capable of full-charge bookkeeping with experience in all aspects of ... Experience with brokerage statements is a plus. Company Description Burds Reed & Mercer, P.C. is a ...
Quick apply
Be Seen First
Dallas, TX · On-site
$60K - $70K/yr
Medical
Dental
Life
Retirement
PTO
The ideal candidate will be capable of full-charge bookkeeping with experience in all aspects of ... Experience with brokerage statements is a plus. Company Description Burds Reed & Mercer, P.C. is a ...
Dallas, TX · Hybrid
Medical
Dental
Life
Retirement
PTO
... brokers and producers assigned within the territory in compliance with company underwriting ... charge for the exposure, determine endorsements and exclusions to address loss exposures for the ...
Dallas, TX · Hybrid
Medical
Dental
Life
Retirement
PTO
... brokers and producers assigned within the territory in compliance with company underwriting ... charge for the exposure, determine endorsements and exclusions to address loss exposures for the ...
Dallas, TX · Hybrid
Medical
Dental
Life
Retirement
PTO
... brokers and producers assigned within the territory in compliance with company underwriting ... charge for the exposure, determine endorsements and exclusions to address loss exposures for the ...
Dallas, TX · Hybrid
Medical
Dental
Life
Retirement
PTO
... brokers and producers assigned within the territory in compliance with company underwriting ... charge for the exposure, determine endorsements and exclusions to address loss exposures for the ...
Dallas, TX · On-site
Medical
Dental
Life
Retirement
PTO
... brokers and producers assigned within the territory in compliance with company underwriting ... charge for the exposure, determine endorsements and exclusions to address loss exposures for the ...
Dallas, TX · On-site
Medical
Dental
Life
Retirement
PTO
... brokers and producers assigned within the territory in compliance with company underwriting ... charge for the exposure, determine endorsements and exclusions to address loss exposures for the ...
Dallas, TX · Hybrid
$135K/yr
Medical
Life
... charge" attitude to develop quality business relationships with geographically assigned brokers and ... In addition to base salary, employees may also be eligible to participate in an incentive program.
Dallas, TX · Hybrid
$135K/yr
Medical
Life
... charge" attitude to develop quality business relationships with geographically assigned brokers and ... In addition to base salary, employees may also be eligible to participate in an incentive program.
San Antonio, TX · On-site
Medical
Dental
Vision
Life
Retirement
PTO
... brokerage in the country. What You'll Do As a Senior Carrier Account Representative, your key ... Park your car for free on site plus covered parking and electric vehicle charging stations! * Start ...
San Antonio, TX · On-site
Medical
Dental
Vision
Life
Retirement
PTO
... brokerage in the country. What You'll Do As a Senior Carrier Account Representative, your key ... Park your car for free on site plus covered parking and electric vehicle charging stations! * Start ...
... brokerage in the country. What You'll Do As a Senior Carrier Account Representative, your key ... Park your car for free on site plus covered parking and electric vehicle charging stations! * Start ...
Quick apply
... brokerage in the country. What You'll Do As a Senior Carrier Account Representative, your key ... Park your car for free on site plus covered parking and electric vehicle charging stations! * Start ...
$18.50 - $24.75/hr
Medical
Dental
Vision
Retirement
PTO
In Investment, it specialize in Solar /BESS, EV- DC Fast Charging Infrastructure solution ... Harmonized tariff schedules must be checked and verified with custom broker and other resources as ...
$18.50 - $24.75/hr
Medical
Dental
Vision
Retirement
PTO
In Investment, it specialize in Solar /BESS, EV- DC Fast Charging Infrastructure solution ... Harmonized tariff schedules must be checked and verified with custom broker and other resources as ...
Houston, TX · On-site
$18.50 - $24.75/hr
Medical
Dental
Vision
Retirement
PTO
In Investment, it specialize in Solar /BESS, EV- DC Fast Charging Infrastructure solution ... Harmonized tariff schedules must be checked and verified with custom broker and other resources as ...
Quick apply
Houston, TX · On-site
$18.50 - $24.75/hr
Medical
Dental
Vision
Retirement
PTO
In Investment, it specialize in Solar /BESS, EV- DC Fast Charging Infrastructure solution ... Harmonized tariff schedules must be checked and verified with custom broker and other resources as ...
Irving, TX · On-site
$15.25 - $18.50/hr
Foster speed, efficiency and effectiveness in brokerage operations through collaboration with all ... charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an ...
Irving, TX · On-site
$15.25 - $18.50/hr
Foster speed, efficiency and effectiveness in brokerage operations through collaboration with all ... charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an ...
Dallas, TX · On-site
$135K/yr
Medical
Life
In addition, the Sales Representative is responsible for partnering with other Field Office roles ... charge" attitude to develop quality business relationships with geographically assigned brokers and ...
Dallas, TX · On-site
$135K/yr
Medical
Life
In addition, the Sales Representative is responsible for partnering with other Field Office roles ... charge" attitude to develop quality business relationships with geographically assigned brokers and ...
Take charge of adjuster hiring and training, encouraging a culture of performance and continuous ... Communicate with clients, carriers, and brokers in a professional, positive, and proactive manner.
Take charge of adjuster hiring and training, encouraging a culture of performance and continuous ... Communicate with clients, carriers, and brokers in a professional, positive, and proactive manner.
Medical
Retirement
PTO
... in programs that empower each of us to take charge of our own future. What's in it for you ... Lincoln Financial Distributors, a broker-dealer, is the wholesale distribution organization of ...
Medical
Retirement
PTO
... in programs that empower each of us to take charge of our own future. What's in it for you ... Lincoln Financial Distributors, a broker-dealer, is the wholesale distribution organization of ...
$13.6K - $23.3K
9% of jobs
$23.3K - $33K
9% of jobs
$41K is the 25th percentile. Wages below this are outliers.
$33K - $42.7K
10% of jobs
$42.7K - $52.3K
20% of jobs
The median wage is $58.1K / yr.
$52.3K - $62K
5% of jobs
$62K - $71.7K
11% of jobs
$71.7K - $81.3K
1% of jobs
$90.6K is the 75th percentile. Wages above this are outliers.
$81.3K - $91K
12% of jobs
$91K - $100.7K
6% of jobs
$100.7K - $110.4K
12% of jobs
$110.4K - $120K
6% of jobs
$13.6K
$68K
$120K
| Aspect | Broker In Charge | Real Estate Agent |
|---|---|---|
| Credentials | Requires broker license, additional education, and experience | Requires real estate license, less experience needed |
| Work Environment | Oversees brokerage operations, manages agents | Assists clients, works under broker supervision |
| Employer & Industry Usage | Found in real estate brokerages, responsible for compliance | Works within brokerages, interacts with clients |
The main difference is that a Broker In Charge holds a broker license and manages the brokerage, while a Real Estate Agent assists clients under the supervision of a broker. The Broker In Charge has more responsibilities, including compliance and overseeing agents, whereas agents focus on client transactions.
For Broker In Charge jobs in Texas, the most frequently searched job titles are:
The top searched job categories for Broker In Charge jobs in Texas are:

$110K - $133K/yr
Full-time
Re-posted 27 days ago
We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You'll find an environment that inspires and empowers you to thrive both personally and professionally. There's no one like you and that's why there's nowhere like RSM.
RSM is looking for a Assurance Manager to join our Capital markets practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is nationally integrated and operates across geographies as a part of the firm's Financial Markets assurance service line. RSM is one of the largest assurance firms serving broker dealers across the nation.
Responsibilities:
Provide timely, high quality client service that meets or exceeds client expectations including coordinating the auditing of all required financial statements, related disclosures, and other client deliverables
Assess risk along with design and communicate audit procedures to engagement teams
Understand and utilize RSM's Audit Methodology
Manage multiple engagement teams and prepare end-of-engagement evaluations for staff
Understand skillsets and capabilities of Senior Associates and Supervisors and monitor and review work product that they prepare and report on performance while articulating coaching notes throughout the process
Supervise Audit Seniors and Supervisors on engagement teams and function as an in-charge facilitating field work by monitoring and reporting regarding productivity and adherence to work plan schedules on each assignment
Maintain contact with clients throughout the year to understand impact of significant developments in client's business and assess impact on current year audit engagements
Develop others within the Firm through facilitating levels based or industry training, advising on career development or participating in other Firm initiatives
Subscribe to and actively read industry publications and share relevant information with clients as considered applicable
Anticipate and address client concerns and escalate issues as they arise
Understand RSM's lines of businesses, availability of services and where applicable, discuss with client management of opportunities to make valuable introductions to others in the firm
Develop a strategy to utilize relationships external to the firm with different types of Centers of Influence to effectuate business growth
Manage profitability of projects
Identify and communicate accounting and auditing matters to Senior Managers and Partners
Identify performance improvement opportunities
Ensure professional development through ongoing education
Keep abreast of latest developments as they affect GAAP and the Firm's standards and policies
Willingness to travel 25% of the year, depending on your clients
Required Qualifications:
BS/BA Degree in Accounting or equivalent degree
CPA or CA Certification
5+ years of current or recent experience in a public accounting environment
Experience leading teams and mentoring associates
Understanding of audit services with knowledge of GAAP, GAAS and FASB or IFRS regulations
A proven record of building profitable, sustainable client relationships
Minimum of 4 years of team lead or in-charge experience overseeing staff on multiple engagements
Preferred Qualifications:
A successful record of directing and deploying staff and senior associates on multiple, simultaneous engagement
At RSM, we offer a competitive benefits and compensation package for all our people.We offer flexibility in your schedule, empowering you to balance life's demands, while also maintaining your ability to serve clients.Learn more about our total rewards at https://rsmus.com/careers/working-at-rsm/benefits.
All applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender; sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past, current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law.
Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/partnership.RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please call us at 800-274-3978 or send us an email at careers@rsmus.com.
RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders). If you are a recent U.S. college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying, excluding internships, you may be eligible for hire as an experienced associate.
RSM will consider for employment qualified applicants with arrest or conviction records. For those living in California or applying to a position in California, please click here for additional information.
At RSM, an employee's pay at any point in their career is intended to reflect their experiences, performance, and skills for their current role. The salary range (or starting rate for interns and associates) for this role represents numerous factors considered in the hiring decisions including, but not limited to, education, skills, work experience, certifications, location, etc. As such, pay for the successful candidate(s) could fall anywhere within the stated range.
Compensation Range: $89,800 - $170,500Individualsselected for this role will be eligible for a discretionary bonus based on firm and individual performance.