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Broker Dealer Jobs in Boca Raton, FL (NOW HIRING)

MarineMax

Brokerage Consultant

Pompano Beach, FL · On-site

OVERVIEW: The Broker Consultant will produce profit through the brokerage of used boats by ... Introduce customers to the dealership team to emphasize quality and efficiency of dealership ...

Wells Fargo

Part-Time Client Associate

Weston, FL · On-site

In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be associated with a FINRA-registered broker-dealer. Successful candidates must also meet ...

Wells Fargo

Registered Client Associate

Palm Beach, FL · On-site

In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be associated with a FINRA-registered broker-dealer. Successful candidates must also meet ...

MarineMax

Brokerage Consultant

West Palm Beach, FL · On-site

OVERVIEW: The Broker Consultant will produce profit through the brokerage of used boats by ... Introduce customers to the dealership team to emphasize quality and efficiency of dealership ...

Aplaro Ltd

Macro Compliance Associate

West Palm Beach, FL · On-site

$125 - $175/hr

Minimum of 3 years of compliance experience supporting macro or trading businesses at a hedge fund, asset manager, or broker-dealer * Demonstrated experience overseeing compliance for macro products ...

New York Life Insurance

Be Seen First

Real Estate Agents

Fort Lauderdale, FL · On-site

$60K - $285K/yr

You will be required to hold securities licenses and FINRA registrations to offer investment products through our broker-dealer, NYLIFE Securities LLC. Phase 2: Transition to Associate Partner ...

Noble Capital Markets, Inc.

Sales Representative

Boca Raton, FL · On-site

$80K - $100K/yr (+ commission)

As a FINRA and SEC licensed and registered broker-dealer Noble provides institutional-quality equity research, merchant and investment banking, wealth management and order execution services. In 2018 ...

New York Life Insurance

Be Seen First

Financial Services Manager

Sunrise, FL · On-site

$60K - $285K/yr

You will be required to hold securities licenses and FINRA registrations to offer investment products through our broker-dealer, NYLIFE Securities LLC. Phase 2: Transition to Associate Partner ...

New York Life Insurance

Be Seen First

Real Estate Agents

Fort Lauderdale, FL · On-site

$60K - $285K/yr

You will be required to hold securities licenses and FINRA registrations to offer investment products through our broker-dealer, NYLIFE Securities LLC. Phase 2: Transition to Associate Partner ...

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Showing results 21-40

All JobsBroker Dealer JobsBroker Dealer Jobs in Boca Raton, FL

Broker Dealer information

See Boca Raton, FL salary details

$5

$33

$62

How much do broker dealer jobs pay per hour?

As of Sep 6, 2026, the average hourly pay for broker dealer in Boca Raton, FL is $33.07, according to ZipRecruiter salary data. Most workers in this role earn between $24.62 and $24.62 per hour, depending on experience, location, and employer.

What is a broker dealer?

Broker dealers are individuals or firms that are in the business of buying and selling securities on behalf of clients (as brokers) and for their own accounts (as dealers). They play a key role in financial markets by facilitating trades, providing liquidity, and sometimes offering investment advice. Broker dealers must register with regulatory authorities like the SEC and FINRA in the United States, and they are subject to strict rules to protect investors. They can work with individual investors, institutional clients, or both, depending on their business model.

What are the most common challenges faced by broker dealers when managing client relationships?

Broker dealers often face the challenge of balancing regulatory compliance with providing tailored investment advice to clients. Maintaining transparent communication, addressing clients’ evolving financial needs, and staying updated on changing market conditions are crucial aspects of the role. Additionally, broker dealers must ensure all recommendations and transactions align with both the client’s objectives and strict industry regulations, which can be demanding in a fast-paced environment. Building trust and long-term relationships requires ongoing education, responsiveness, and adaptability.

What are the key skills and qualifications needed to thrive as a broker dealer, and why are they important?

To thrive as a Broker Dealer, a strong background in finance, securities regulations, and market analysis is essential, typically supported by a relevant degree and FINRA licenses (such as Series 7 and 63). Familiarity with trading platforms, risk management software, and compliance systems is crucial for daily operations and regulatory adherence. Exceptional communication, ethical judgment, and client relationship management skills help professionals excel in this role. These competencies ensure legal compliance, effective client service, and successful navigation of complex financial markets.

What is the difference between Broker Dealer vs Registered Representative?

AspectBroker DealerRegistered Representative
CredentialsRegistered with FINRA, often holds Series 7 and Series 63 licensesRequires Series 7, Series 63, and registration with a Broker Dealer
Work EnvironmentOperates within a brokerage firm, handling client transactions and salesWorks under a Broker Dealer, directly engaging with clients to sell securities
Industry UsageLegal entity that facilitates securities transactionsIndividual sales professional working for a Broker Dealer

The main difference is that a Broker Dealer is a firm authorized to buy and sell securities, while a Registered Representative is an individual working for that firm, engaging in client sales and transactions. Both roles require similar licenses and operate within the same industry environment, but one is the company, and the other is the individual representing it.

How long does it take to become a broker-dealer?

Becoming a broker-dealer involves establishing a firm that is registered with the SEC and FINRA, which typically requires passing the Series 7 and Series 24 exams. The process can take several months to a year, depending on preparation time, licensing requirements, and regulatory approval. Additionally, individuals must meet certain experience and background standards before registration is approved.

Is being a broker dealer a high paying job?

A broker-dealer is a firm that buys and sells securities on behalf of clients and earns commissions or fees. Compensation for individuals working in broker-dealer firms varies based on experience, performance, and the specific role, with many earning above-average salaries in the financial industry. Successful brokers often have strong sales skills, industry certifications, and a thorough understanding of financial markets.

What does a broker dealer do?

A broker dealer is a financial firm or individual that buys and sells securities on behalf of clients or for their own account. They facilitate transactions in stocks, bonds, and other financial instruments, often providing investment advice and executing trades through trading platforms. Broker dealers are regulated by financial authorities and require licensing, such as FINRA registration, to operate legally.

What are popular job titles related to Broker Dealer jobs in Boca Raton, FL?

For Broker Dealer jobs in Boca Raton, FL, the most frequently searched job titles are:

What job categories do people searching Broker Dealer jobs in Boca Raton, FL look for?

The top searched job categories for Broker Dealer jobs in Boca Raton, FL are:

What cities near Boca Raton, FL are hiring for Broker Dealer jobs?

Cities near Boca Raton, FL with the most Broker Dealer job openings:

Broker Dealer jobs near you
Infographic showing various Broker Dealer job openings in Boca Raton, FL as of August 2026, with employment types broken down into 86% Full Time, 13% Part Time, and 1% Contract. Highlights an 89% Physical, 3% Hybrid, and 8% Remote job distribution, with an average salary of $68,792 per year, or $33.1 per hour.

Client Service Associate (Ft.Lauderdale, FL)

Oppenheimer

Fort Lauderdale, FL • On-site

Full-time

Posted 16 days ago

Job description

Who We Are:

Oppenheimer & Co. Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services.

Job Description

The firm is seeking a Client Service Associate to join our Private Client Division in Ft. Lauderdale, FL. The primary responsibilities include servicing clients, marketing, scheduling, prioritizing meetings, managing database, general organizational support, as well as client interaction. The ideal candidate will have a proactive mindset in order to anticipate business needs, and will assume ad hoc responsibility for project-oriented tasks. This role will handle details of a highly confidential and critical nature and collect and prepare information for use in discussions/meetings of executive staff.

Responsibilities

  • Learn and adapt to service the needs of various accounts in order to answer day-to-day questions from clients and advisors
  • Quickly develop knowledge of a variety of forms and account procedures in order to assist clients
  • Learn to utilize research and technical support tools
  • Produce quality analytical reports using various software programs
  • Promote Firm services by enhancing relationships with advisors through timely and accurate responses to questions
  • Act with integrity and respect in all situations
  • Cultivate and grow existing client relationships
  • Assist with marketing efforts and plan client events
  • Prioritize daily work, track progress of projects and deadlines, answer phones, take messages and schedule appointments
  • Demonstrate initiative and desire to increase knowledge of rules, regulations and concepts
  • Local office interaction with other support members, Financial Advisors and Management

Skills/Requirements

  • Willing to obtain FINRA Registrations: SIE, Series 7 and 63/65 (or 66)
  • Bachelors preferred
  • 1-2 years financial services/fixed Income experience would be highly beneficial
  • Possess a high degree of proficiency with technology including MS Office products (Word, Excel, PowerPoint and Outlook), and can quickly learn internal software programs
  • Must be a team player with an energetic, positive disposition seeking growth and opportunity to expand the role
  • Must be able to maintain the highest level of confidentiality
  • Demonstrate strong accuracy and thoroughness in all facets of daily work and possess superb organizational skills
  • Able to interface and articulate well with all levels of employees, management and clients in a highly professional, timely and friendly manner
  • Able to meet designated deadlines and work effectively in a pressurized environment under time constraints
  • Demonstrate the ability to handle multiple tasks to completion with little or no supervision

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