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Branch Examiner Jobs (NOW HIRING)

Allied Capital Title

Title Examiner

Champaign, IL · On-site

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Branch Manager / Director of Title & Escrow Status: Full-Time, Non-Exempt Position Summary The Title Examiner is responsible for the thorough examination of title searches and the preparation of ...

Allied Capital Title

Title Examiner

Pinckneyville, IL · On-site

$17 - $19/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Branch Manager / Director of Title & Escrow Status: Full-Time, Non-Exempt Position Summary The Title Examiner is responsible for the thorough examination of title searches and the preparation of ...

Allied Capital Title

Title Examiner

Carbondale, IL · On-site

$17 - $19/hr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Branch Manager / Director of Title & Escrow Status: Full-Time, Non-Exempt Position Summary The Title Examiner is responsible for the thorough examination of title searches and the preparation of ...

Raymondjames

Branch Operations Manager

Greenwood, IN

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

Summary Under branch manager direction manage the overall operational efficiency of the branch ... Examination - Financial Industry Regulatory Authority (FINRA), s7 - General Securities ...

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How much do branch examiner jobs pay per year?

As of Aug 14, 2026, the average yearly pay for branch examiner in the United States is $82,499.00, according to ZipRecruiter salary data. Most workers in this role earn between $78,500.00 and $86,500.00 per year, depending on experience, location, and employer.

What are some common challenges faced by branch examiners during on-site inspections?

Branch Examiners often encounter challenges such as limited access to complete documentation, time constraints in reviewing large volumes of records, and the need to adapt to varying operational practices across different branches. Effective communication with branch staff is crucial to clarify procedures and ensure compliance. Additionally, maintaining objectivity and confidentiality while identifying and reporting potential irregularities is essential for success in this role.

What does a branch examiner do?

A branch examiner or bank examiner is an auditor that reviews and monitors the operations of financial institutions, such as banks, savings & loan associations, and credit unions. Your duties in this career are to review the procedures and activities of the financial institution and ensure compliance with all government regulations. To complete these responsibilities, you must research laws and regulations related to the financial industry and perform audits on institutions. As a branch examiner, you typically work for the federal government in agencies such as the U.S. Department of Treasury. However, there are many positions at the state level with bank reserves and similar agencies.

What is the difference between Branch Examiner vs Loan Processor?

AspectBranch ExaminerLoan Processor
Required CredentialsTypically requires a background in banking, finance, or related certificationsRequires knowledge of loan documentation and sometimes mortgage licensing
Work EnvironmentPrimarily in bank branches or financial institutionsOffice setting, often working with loan applications and documentation
Employer & Industry UsageUsed mainly in banking and financial sectorsCommon in mortgage, banking, and lending industries
Comparison Search IntentUnderstanding roles related to bank branch oversightUnderstanding loan processing and application management

While both roles are involved in banking operations, a Branch Examiner focuses on evaluating branch compliance and operations, whereas a Loan Processor handles the preparation and review of loan applications. They serve different functions within the financial industry but often work closely in the lending process.

What is a branch examiner?

Branch examiners are professionals who assess and review the operations, compliance, and financial practices of branch offices within banks or other financial institutions. Their primary responsibility is to ensure that each branch adheres to internal policies, regulatory guidelines, and industry standards. They conduct audits, examine records, identify potential risks, and make recommendations for improvements. Branch examiners play a crucial role in maintaining the integrity and effectiveness of a financial institution's operations.

What are the key skills and qualifications needed to thrive as a branch examiner, and why are they important?

To thrive as a Branch Examiner, you need a solid understanding of financial regulations, auditing principles, and risk assessment, typically supported by a degree in finance, accounting, or a related field. Familiarity with audit management software, Microsoft Excel, and knowledge of regulatory compliance systems are commonly required. Attention to detail, analytical thinking, and strong communication skills help you effectively identify issues and convey findings. These skills are vital to ensure branches comply with standards, minimize risks, and maintain financial integrity.
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Branch Examiner jobs near you
Infographic showing various Branch Examiner job openings in the United States as of August 2026, with employment types broken down into 88% Full Time, 10% Part Time, 1% Temporary, and 1% Contract. Highlights an 95% Physical, 1% Hybrid, and 4% Remote job distribution, with an average salary of $82,499 per year, or $39.7 per hour.

Compliance Advisor, Branch Examinations

Lincoln Investment

Fort Washington, PA • On-site

Full-time

Re-posted 8 days ago

Job description

Lincoln Investment is recognized as one of Philadelphia's Top Workplaces for fifteen years, is an independent broker dealer and registered investment advisor that offers brokerage, investment advisory and other financial services. Lincoln has about 1,000 financial professionals nationwide and we serve over 310,000 clients representing over $60 billion in assets. We are a majority family-owned financial services firm that regards our employees as integral players in our continuous growth. Lincoln Investment's success is built upon our dedication to helping people retire well and promoting a work environment that fosters success. Our financial strength and profitability are natural results of "helping people, having fun, and enjoying success." Lincoln Investment offers a competitive compensation and benefits package. Our Home Office is conveniently located in Fort Washington, PA, just outside of Philadelphia.
Basic Function: Position involves conducting Compliance Examinations of Branch Offices and other Lincoln business locations. Effective July 1, 2024, FINRA Rule 3110.18 established a voluntary, three-year remote inspections pilot program to allow eligible member firms to fulfill their inspection obligation of qualified branch offices, including OSJs and non-branch locations remotely, without an on-site visit to such offices or locations, subject to specified terms, which Lincoln has affirmatively elected to participate in. Under normal circumstances, this person may spend a large amount of time on the road, and overnight travel will be necessary. Position will also include providing consultation and training to Designated Supervisors and Financial Professionals, Branch Administrators/Sales Assistants and Home Office Employees on FINRA/SEC compliance rules and regulations relating to Broker-Dealer and investment advisory business. In addition, Compliance Advisor may be given other responsibilities relating to the oversight, detection and prevention of violations of such businesses' rules and regulations.
Responsibilities:
  • Conduct announced and unannounced Annual, Semi-Annual and/or Periodic Compliance Examinations of Branch Offices and other Lincoln Investment business locations.
  • Evaluate adherence to FINRA, SEC, MSRB, and applicable state regulations, as well as Firm policies, procedures, and supervisory requirements, including:
    • Recordkeeping obligations
    • Sales practices and client interactions
  • Prepare clear and concise written Exit Interview report of the inspection identifying deficiencies and required corrective actions.
  • Communicate findings effectively, both verbally and in writing, and provide remediation guidance to branch personnel.
  • Review and assess branch's formal written responses to Exit Interview reports to confirm adequacy of remediation and closure.
  • Plan and prepare for examinations, including pre-audit review, scheduling, and travel coordination in accordance with departmental budgets and Firm travel policies.
  • Manage multiple examinations and projects simultaneously.
  • Present and articulate examination findings and supporting workpapers to regulators and others, when necessary.
  • Stay abreast of changing regulations that impact the firm and remain current with the firm's written policies and procedures.
  • Support departmental and enterprise-wide compliance initiatives, including providing guidance to Designated Supervisors, Financial Professionals, branch personnel, and Home Office staff.
  • Assist with new branch onboarding, set-up, and training, as needed.
  • Provide cross-functional support to other Compliance team members, as needed

Knowledge/Experience:
  • Required:
    • Strong working knowledge of FINRA, SEC, MSRB, and applicable state regulatory frameworks governing Broker-Dealers and Registered Investment Advisers.
    • Intermediate to advanced knowledge of securities and insurance products as well as investment advisory services.
    • Strong communication skills, including clear, concise written communication and professional, effective verbal presentation abilities.
    • Intermediate to advanced computer skills, including proficiency in Microsoft Office - Word, Excel, and Outlook as well as Adobe Acrobat and web-based applications.
  • Preferred:
    • 3+ years of Compliance focused auditing experience in a Broker-Dealer and/or Registered Investment Adviser environment.
    • Experience using Quest CE, SunGard/FIS, Pershing NetX360 and other third-party vendor systems.
  • Helpful:
    • Registered representative or branch administrative background or Broker-Dealer operations experience. Lincoln Investment operations experience a plus.

Skills
  • Strong interpersonal, verbal and written communication skills.
  • Effective time management, organizational and follow-through capabilities.
  • Ability to independently manage multiple tasks and deliver within defined timelines.
  • Maintain focus and develop a prioritization system to provide exceptional customer service levels in a dynamic environment.
  • Exceptional attention to detail and accuracy.
  • Strong investigative, analytical, and interviewing capabilities.
  • Compelling and effective at communicating, presenting and building consensus on compliance issues across all levels within the organization.
  • Collaborative team player with the ability to work independently with minimal supervision.
  • Exercises strong independent judgment and discretion in determining compliance with applicable regulations and company guidelines.

Education/Training
  • Bachelor's degree in a related field or the equivalent combination of education and/or experience.

Certification/Licenses
  • FINRA Series 7, 24 and 65 or 66 registrations are required. (Successful candidates who do not possess principal's registration at time of hire will have 6 months to obtain). Additional registrations, licenses and/or professional designations a plus.

Physical/Other Requirements
  • Domestic travel could represent 50% or more of time.
  • Periods of fast pace are normal particularly when working to meet deadlines.

Lincoln Investment is an equal opportunity employer. Lincoln Investment prohibits discrimination and harassment of any type and affords equal employment opportunities to employees and applicants without regard to race, color, religion, sex, sexual orientation, gender identity or expression, pregnancy, age, national origin, disability status, genetic information, protected veteran status, or any other characteristic protected by law. Lincoln Investment conforms to the spirit as well as to the letter of all applicable laws and regulations.

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