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Bank Broker Jobs (NOW HIRING)

United Financial

Be Seen First

Independent Mortgage Broker

Los Angeles, CA · Remote

$100K - $300K/yr

Mortgage Brokers United Financial | Remote + Hybrid Options | Nationwide Ready to run your own ... Access to Non-QM, Bank Statement, and full Agency suite. * Low Costs: Credit pulls are reimbursed ...

United Financial

Be Seen First

Independent Mortgage Broker

Los Angeles, CA · Remote

$100K - $300K/yr

Mortgage Brokers United Financial | Remote + Hybrid Options | Nationwide Ready to run your own ... Access to Non-QM, Bank Statement, and full Agency suite. * Low Costs: Credit pulls are reimbursed ...

The EMAC Group LLC

Senior Loan Originator

Chicago, IL

$36K/yr

Whether you're currently with a bank, broker, or IMB, this is your chance to align with a well-capitalized lender offering the product depth, pricing, and support you need to win. What Sets Us Apart ...

The EMAC Group LLC

Senior Loan Originator

Chicago, IL · On-site

$36K/yr

Whether you're currently with a bank, broker, or IMB, this is your chance to align with a well-capitalized lender offering the product depth, pricing, and support you need to win. What Sets Us Apart ...

HomeTrust Bank

Financial Advisor

Alpharetta, GA · On-site

Maintain compliance with all applicable bank, broker/dealer, and state and federal regulations associated with the sale of investment and insurance products. * Provide leads to branch personnel for ...

Real Estate Exchange

Mortgage Broker

Woodland Hills, CA · On-site

Ensure compliance with relevant banking and finance laws * Explain legal aspects of the loan to the ... Licensed mortgage broker with 3+ years of mortgage broker experience * Sound knowledge of the real ...

HomeTrust Bank

Financial Advisor

Alpharetta, GA

Maintain compliance with all applicable bank, broker/dealer, and state and federal regulations associated with the sale of investment and insurance products. * Provide leads to branch personnel for ...

Millennium Management LLC

Compliance Analyst

New York, NY · On-site

$70K - $160K/yr

Experience at a regulatory authority, bank/broker or buy-side firm * Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and ...

TeamSoft

Wealth Management Operations Analyst

New York, NY · On-site

$50 - $57/hr

... bank, broker-dealer, or investment firm) * Experience with client account opening and KYC/AML requirements * Familiarity with financial products such as securities, cash transactions, or FX * Strong ...

epilepsypralid

Self-Direction Broker

Syracuse, NY

$22 - $26/hr

Generous PTO bank * Parental leave * Referral program Essential Functions: * Follow and adhere to all regulatory guidelines as published by the New York State Office for People with Developmental ...

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Bank Broker information

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$25.5K

$66.7K

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How much do bank broker jobs pay per year?

As of Jun 20, 2026, the average yearly pay for bank broker in the United States is $66,677.00, according to ZipRecruiter salary data. Most workers in this role earn between $48,000.00 and $75,000.00 per year, depending on experience, location, and employer.

How much do bank brokers make?

Bank brokers, also known as financial or securities brokers working within banks, typically earn a base salary plus commissions, with average annual earnings ranging from $50,000 to $150,000 or more depending on experience, location, and performance. Successful brokers with strong client networks can earn significantly higher incomes through commissions and bonuses. Certifications such as FINRA licenses can also impact earning potential.

What are some common challenges Bank Brokers face when balancing client interests with regulatory compliance?

Bank Brokers often navigate the challenge of serving clients’ financial goals while strictly adhering to regulatory and ethical standards. This requires staying up to date with financial regulations, performing thorough due diligence, and maintaining transparent communication with clients about investment risks and product suitability. Bank Brokers must also manage potential conflicts of interest, ensuring their recommendations are in the client's best interest while meeting organizational guidelines. Success in this aspect relies on strong ethical judgment, detailed record-keeping, and continuous professional development.

What does a broker do in banking?

A bank broker facilitates financial transactions between clients and financial institutions, helping clients find suitable banking products such as loans, accounts, or investment services. They analyze client needs, provide advice, and often work with banking software and compliance standards to ensure proper service delivery.

How to become a broker for a bank?

To become a bank broker, you typically need to obtain relevant licenses such as the Series 7 and Series 63 or 66, which require passing exams administered by the Financial Industry Regulatory Authority (FINRA). Additionally, a bachelor's degree in finance, economics, or a related field is often preferred, along with relevant sales or financial experience. Employers may also require background checks and ongoing continuing education to maintain licensing.

What jobs pay 2000 a day?

High-paying jobs that can pay around $2,000 a day typically include roles such as investment bankers, specialized surgeons, corporate lawyers, and certain high-level consultants. These positions often require advanced education, significant experience, and sometimes licensing or certification, and they usually involve demanding schedules and high responsibility levels.

What are bank brokers?

Bank brokers are financial professionals who act as intermediaries between clients and banks, helping customers find and secure financial products such as loans, mortgages, or investment opportunities. They analyze clients' financial situations and recommend suitable banking solutions, often comparing offers from multiple banks to ensure the best fit. Bank brokers are knowledgeable about market trends, interest rates, and financial regulations, allowing them to provide valuable advice to both individuals and businesses. Their services can save clients time and money by navigating complex banking products and negotiating favorable terms.

What are the key skills and qualifications needed to thrive as a Bank Broker, and why are they important?

To thrive as a Bank Broker, you need a solid understanding of financial markets, investment products, and regulatory compliance, typically supported by a relevant degree and required financial licenses (such as Series 7 or 63). Proficiency with trading platforms, portfolio management software, and financial analysis tools is essential. Strong interpersonal skills, negotiation abilities, and ethical judgment help build client trust and drive successful transactions. These skills and qualities ensure effective client service, regulatory adherence, and profitable portfolio management in the fast-paced banking sector.
More about Bank Broker jobs
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Bank Broker jobs near you
Infographic showing various Bank Broker job openings in the United States as of June 2026, with employment types broken down into 1% As Needed, 97% Full Time, 1% Part Time, and 1% Temporary. Highlights an 95% Physical, 3% Hybrid, and 2% Remote job distribution, with an average salary of $66,677 per year, or $32.1 per hour.

Compliance Officer - Quant Trading

Millennium Management LLC

Old Greenwich, CT • On-site

Full-time

Posted 4 hours ago

Millennium Management rating

7.7

Company rating: 7.7 out of 10

Based on 11 frontline employees who took The Breakroom Quiz

Job description

Compliance Officer - Quant Trading
Position Details
  • Provide ongoing compliance advisory to the Firm's largest portfolio manager
  • Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms
  • Address trading matters related to fully automated trading
  • Assist with the administration of the Firm's global Quantitative Trading Compliance program
  • Monitor regulatory changes, updates and industry-wide compliance initiatives
  • Assist with regulatory examinations, inquiries, investigations and projects, as necessary
  • Assist with drafting and amending compliance related policies and procedures
  • Ability to create presentation materials for senior management
  • Prepare and conduct compliance trainings
  • Conduct ongoing compliance reviews

Qualifications/Skills Required
  • 8+ years of experience
  • Experience at a regulatory authority, bank/broker or buy-side firm addressing compliance issues within Algorithmic/Systematic trading is preferred
  • Bachelor's degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
  • Strong analytical / conceptual problem-solving skills with great attention to detail
  • Strong sense of ownership and personal responsibility, with the ability to prioritize, multi-task, and manage deadlines
  • Strong written and verbal communication skills with the ability to coordinate efforts across teams
  • Strong project management skills with an understanding of financial markets and the investment lifecycle
  • Good team player with a strong willingness to participate and help others

What Millennium Management employees say

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