... teams, auditors, regulators, and external service providers. What Success Looks Like: The ... Direct experience with Registered Transfer Agent operations * Strong understanding of bond ...
... teams, auditors, regulators, and external service providers. What Success Looks Like: The ... Direct experience with Registered Transfer Agent operations * Strong understanding of bond ...
Manager, IT Audit
Wilmington, DE · On-site
$105K - $167K/yr
... the Director with the development of the annual risk assessment, audit plan and department ... External Auditor Coordination: Coordinate selected testing and control surveys to support external ...
Manager, IT Audit
Wilmington, DE · On-site
$105K - $167K/yr
... the Director with the development of the annual risk assessment, audit plan and department ... External Auditor Coordination: Coordinate selected testing and control surveys to support external ...
... auditing the medication records and chart frequently and ensuring proper documentation for ... Director #LI-CM1
... auditing the medication records and chart frequently and ensuring proper documentation for ... Director #LI-CM1
IT Audit Supervisor
Wilmington, DE · On-site
$92K - $152K/yr
The IT Audit Supervisor assists theIT AuditManager inoverseeing and directing the technology ... Keeps abreast of Company policies and procedures, current developments in IT and auditing ...
IT Audit Supervisor
Wilmington, DE · On-site
$92K - $152K/yr
The IT Audit Supervisor assists theIT AuditManager inoverseeing and directing the technology ... Keeps abreast of Company policies and procedures, current developments in IT and auditing ...
IT Audit Supervisor
Wilmington, DE · On-site
$92K - $152K/yr
The IT Audit Supervisor assists theIT AuditManager inoverseeing and directing the technology ... Keeps abreast of Company policies and procedures, current developments in IT and auditing ...
IT Audit Supervisor
Wilmington, DE · On-site
$92K - $152K/yr
The IT Audit Supervisor assists theIT AuditManager inoverseeing and directing the technology ... Keeps abreast of Company policies and procedures, current developments in IT and auditing ...
Tax Specialist (Tax Compliance Officer)
Georgetown, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Georgetown, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Newark, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Newark, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Georgetown, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Georgetown, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Newark, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Newark, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Dover, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Dover, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Dover, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Tax Specialist (Tax Compliance Officer)
Dover, DE · On-site
$74K/yr
LBI - Director Withholding Exchange/International Individual Compliance -Withholding Exchange and ... Experience auditing various types of tax returns, determining tax liability of individual taxpayers ...
Auditor / Financial Analyst II supporting US Trustee Program with Security Clearance
Wilmington, DE · On-site
Perform other legal tasks as directed by the United States Trustee or designee to include but not ... The Bankruptcy Auditor/Financial Analyst II (BAFA) shall have the following minimum qualifications:
Auditor / Financial Analyst II supporting US Trustee Program with Security Clearance
Wilmington, DE · On-site
Perform other legal tasks as directed by the United States Trustee or designee to include but not ... The Bankruptcy Auditor/Financial Analyst II (BAFA) shall have the following minimum qualifications:
Accountant
Newark, DE · On-site
We have a need for an Accountant for our direct client in Newark, DE for a 12 month contract. The ... auditors. Assist in the preparation of the FERC quarterly or annual filings. Perform account ...
Accountant
Newark, DE · On-site
We have a need for an Accountant for our direct client in Newark, DE for a 12 month contract. The ... auditors. Assist in the preparation of the FERC quarterly or annual filings. Perform account ...
Nonprofit Senior/Supervisor Accountant
Wilmington, DE · On-site
$71K - $90K/yr
Primary liaison between the client, Supervisor, and Manager or Director * Staying compliant with ... auditing
Quick apply
Nonprofit Senior/Supervisor Accountant
Wilmington, DE · On-site
$71K - $90K/yr
Primary liaison between the client, Supervisor, and Manager or Director * Staying compliant with ... auditing
Regulatory Analyst III
Dover, DE · Hybrid
External: PSC Auditors and Staff, OPC Staff, Company External Auditors, Industry Regulatory ... You have a high level of initiative and are able to be self-directed. * You possess leadership ...
Regulatory Analyst III
Dover, DE · Hybrid
External: PSC Auditors and Staff, OPC Staff, Company External Auditors, Industry Regulatory ... You have a high level of initiative and are able to be self-directed. * You possess leadership ...
Regulatory Analyst III
Dover, DE · Hybrid
External: PSC Auditors and Staff, OPC Staff, Company External Auditors, Industry Regulatory ... You have a high level of initiative and are able to be self-directed. * You possess leadership ...
Quick apply
Regulatory Analyst III
Dover, DE · Hybrid
External: PSC Auditors and Staff, OPC Staff, Company External Auditors, Industry Regulatory ... You have a high level of initiative and are able to be self-directed. * You possess leadership ...
IT Audit Manager - Institutional Services and Wealth Management (ISWM) Domain
Wilmington, DE · Hybrid
... auditors on ISWM technologies. * Partner with the Audit leadership team on staffing, performance evaluations, promotions, compensation recommendations, and performance management for direct reports.
IT Audit Manager - Institutional Services and Wealth Management (ISWM) Domain
Wilmington, DE · Hybrid
... auditors on ISWM technologies. * Partner with the Audit leadership team on staffing, performance evaluations, promotions, compensation recommendations, and performance management for direct reports.
Regulatory Analyst III
Dover, DE · On-site
External: PSC Auditors and Staff, OPC Staff, Company External Auditors, Industry Regulatory ... You have a high level of initiative and are able to be self-directed. * You possess leadership ...
Regulatory Analyst III
Dover, DE · On-site
External: PSC Auditors and Staff, OPC Staff, Company External Auditors, Industry Regulatory ... You have a high level of initiative and are able to be self-directed. * You possess leadership ...
IT Audit Manager - Institutional Services and Wealth Management (ISWM) Domain
Wilmington, DE · Hybrid
... auditors on ISWM technologies. * Partner with the Audit leadership team on staffing, performance evaluations, promotions, compensation recommendations, and performance management for direct reports.
IT Audit Manager - Institutional Services and Wealth Management (ISWM) Domain
Wilmington, DE · Hybrid
... auditors on ISWM technologies. * Partner with the Audit leadership team on staffing, performance evaluations, promotions, compensation recommendations, and performance management for direct reports.
Submarine Quality Assurance Specialist
Wilmington, DE · On-site
$90K - $124K/yr
... direct interface and reporting to NAVY stakeholders. Primary Duties and Responsibilities ... Certified Auditor Qualification or certification as a Quality Auditor (e.g., internal, lead, or ...
Submarine Quality Assurance Specialist
Wilmington, DE · On-site
$90K - $124K/yr
... direct interface and reporting to NAVY stakeholders. Primary Duties and Responsibilities ... Certified Auditor Qualification or certification as a Quality Auditor (e.g., internal, lead, or ...
Auditing Director information
What is an auditing director?
What are the key skills and qualifications needed to thrive as an auditing director?
What are some common challenges faced by an auditing director when managing cross-functional audit teams?
What is the difference between Auditing Director vs Internal Audit Manager?
| Aspect | Auditing Director | Internal Audit Manager |
|---|---|---|
| Responsibilities | Oversees entire audit functions, sets strategic direction, manages teams, and reports to executive leadership. | Manages internal audit projects, supervises staff, and ensures compliance with policies and standards. |
| Required Credentials | CPA or CIA certifications often preferred, extensive experience in auditing or finance. | CPA or CIA certifications common, with several years of audit experience. |
| Work Environment | Executive-level setting, collaborating with senior management and board members. | Operational environment within the internal audit department, reporting to senior management. |
The main difference is that the Auditing Director holds a strategic, leadership role overseeing the entire audit function, while the Internal Audit Manager focuses on managing day-to-day audit activities and team supervision. Both roles require similar credentials and work within the same industry, but the director has broader responsibilities and a higher level of oversight.
What are the most commonly searched types of Auditing jobs in Delaware?
The most popular types of Auditing jobs in Delaware are:
What job categories do people searching Auditing Director jobs in Delaware look for?
The top searched job categories for Auditing Director jobs in Delaware are:
What cities in Delaware are hiring for Auditing Director jobs?
Cities in Delaware with the most Auditing Director job openings:

Full-time
Re-posted 15 days ago
M&T Bank rating
7.8
Based on 187 frontline employees who took The Breakroom Quiz
78th of 175 rated banks
Job description
Banking Services is seeking an experienced operational leader to oversee a critical function that supports our Institutional Services business within Wilmington Trust. This role leads multiple teams responsible for bond servicing operations, transfer agency activities, and the execution of complex, high-value financial transactions for institutional clients. As Director, Institutional Operations & Transfer Agency Services, you will be responsible for ensuring the accurate, timely, and compliant processing of transactions involving millions, and at times billions, of dollars. You will provide strategic and operational leadership across several specialized teams supporting bondholder recordkeeping, principal and interest payments, security transfers, high-risk wire processing, reconciliations, control reporting, and workflow administration. This is a highly visible leadership role that combines operational excellence, regulatory oversight, risk management, talent leadership, and continuous process improvement. The successful candidate will serve as a key partner to executive leadership, compliance, audit, and regulatory agencies while driving operational efficiency and maintaining a strong control environment.
Primary Responsibilities:
- Provide strategic leadership for multiple operational teams supporting Wilmington Trust's Institutional Services business and Registered Transfer Agent functions.
- Oversee the timely and accurate execution of bond servicing activities, including bondholder recordkeeping, principal and interest payments, security transfers, account maintenance, reconciliations, and related operational processes.
- Lead teams responsible for high-risk and high-value financial transactions, ensuring adherence to regulatory requirements, internal controls, and service level commitments.
- Foster a culture of operational excellence, accountability, and continuous improvement while developing and coaching both managers and individual contributors.
- Serve as a primary contact during regulatory examinations, internal audits, and external audits, effectively communicating business processes, controls, operational risks, and remediation efforts.
- Ensure compliance with SEC Registered Transfer Agent requirements, SEC Rule 17Ad regulations, and other applicable regulatory and audit standards.
- Monitor operational performance through metrics, reporting, and business intelligence tools, identifying trends, risks, and opportunities for process optimization.
- Partner with executive leadership to address operational challenges, recommend solutions, and implement strategic initiatives that improve efficiency, scalability, and risk management.
- Lead cross-functional initiatives, system enhancements, and process improvement efforts that strengthen the control environment and enhance client service delivery.
- Manage departmental budgets, resource planning, business continuity efforts, and operational risk programs.
- Oversee the resolution of complex operational issues, exceptions, and escalations while maintaining a client-focused approach.
- Build and maintain strong partnerships with business leaders, compliance, risk management, technology teams, auditors, regulators, and external service providers.
What Success Looks Like:
The successful leader will thrive in a fast-paced, highly regulated environment where precision, responsiveness, and sound judgment are critical. You will be comfortable balancing strategic leadership with hands-on operational involvement, helping teams navigate complex challenges while ensuring high levels of client service, regulatory compliance, and operational effectiveness. You will be a trusted advisor to senior leadership, capable of identifying risks, solving complex operational problems, driving change, and influencing decisions that strengthen the organization.
Ideal Candidate Profile:
We're seeking a leader who brings a combination of institutional operations expertise, risk management experience, and strong people leadership skills.
- Strategic and operational leadership
- Risk management and regulatory acumen
- Process improvement and continuous improvement mindset
- Executive presence and communication skills
- Complex problem-solving and critical thinking
- Change leadership and influence
- Talent development and team engagement
- Strong stakeholder management skills
- Ability to perform effectively under pressure while managing competing priorities
Education and Experience Required:
- Bachelor's degree or equivalent combination of education and experience
- 9+ years of relevant experience (financial services, operations, or institutional services experience)
- 3+ years of leadership experience (ideally managing managers and/or large operational teams)
Education and Experience Preferred:
- Advanced degree (MBA or Master's degree)
- Significant experience within wealth management, trust, capital markets, or institutional services environments
- Leadership experience within institutional operations, trust operations, transfer agency, securities operations, custody, wealth management, capital markets, or related financial services environments
- Direct experience with Registered Transfer Agent operations
- Strong understanding of bond servicing, securities processing, money movement activities, and wire transfer operations
- Experience supporting or overseeing relationships with organizations such as DTCC (Depository Trust and Clearing Company) and other financial market infrastructure providers
- Experience leading through regulatory examinations, audits, and compliance reviews
- Proven success managing operational risk, controls, reconciliations, and exception management processes
- Experience driving process improvements, operational efficiencies, and large-scale change initiatives
- Demonstrated ability to use reporting, analytics, and business intelligence tools to improve decision-making and operational performance
- Familiarity with systems such as TranStar, GPP, ACS, SEI or similar transaction processing and operations platforms is highly desirable
Work Location & Work Model:
- Eligible candidates must live within reasonable commuting distance to 1100 North Market Street, Wilmington, DE 19801
- This is a hybrid role requiring four days per week in the office
#LI-111
M&T Bank is committed to fair, competitive, and market-informed pay for our employees. The pay range for this position is $141,800.00 - $236,400.00 Annual (USD). The successful candidate's particular combination of knowledge, skills, and experience will inform their specific compensation.
Location
Wilmington, Delaware, United States of America
About M&T Bank
Sourced by ZipRecruiter
Industry
Finance and insurance
Company size
10,000+ Employees
Headquarters location
Buffalo, NY, US
Year founded
1856