Compliance Analyst - Branch Exams
OR ยท On-site +1
Compliance Analyst - Branch Exams The Compliance Analyst - Branch Exams conducts audits of ... Bachelor's or Associate's degree in Business, Finance, Accounting, or Economics * 10+ years of ...
OR ยท On-site +1
Compliance Analyst - Branch Exams The Compliance Analyst - Branch Exams conducts audits of ... Bachelor's or Associate's degree in Business, Finance, Accounting, or Economics * 10+ years of ...
OR ยท On-site +1
Compliance Analyst - Branch Exams The Compliance Analyst - Branch Exams conducts audits of ... Bachelor's or Associate's degree in Business, Finance, Accounting, or Economics * 10+ years of ...
OR ยท On-site +1
Compliance Analyst - Branch Exams The Compliance Analyst - Branch Exams conducts audits of ... Bachelor's or Associate's degree in Business, Finance, Accounting, or Economics * 10+ years of ...
OR ยท On-site +1
Compliance Analyst - Branch Exams The Compliance Analyst - Branch Exams conducts audits of ... Bachelor's or Associate's degree in Business, Finance, Accounting, or Economics * 10+ years of ...
OR ยท On-site +1
As the Associate Compliance Manager - Complaints, you will help strengthen and mature Upstart ... Analyze complaint data, trends, and emerging risk indicators to identify systemic issues and ...
OR ยท On-site +1
As the Associate Compliance Manager - Complaints, you will help strengthen and mature Upstart ... Analyze complaint data, trends, and emerging risk indicators to identify systemic issues and ...
Portland, OR ยท On-site +1
$65K - $95K/yr
Ability to successfully complete and support the work outlined for the Compliance Associate roles ... Strong analytical and problem-solving skills * Strong attention to detail and the ability to ...
Portland, OR ยท On-site +1
$65K - $95K/yr
Ability to successfully complete and support the work outlined for the Compliance Associate roles ... Strong analytical and problem-solving skills * Strong attention to detail and the ability to ...
OR ยท On-site +1
$75K - $140K/yr
As the Associate Compliance Manager, Fair & Responsible Banking, you'll play a critical role in ... From conducting risk assessments to analyzing lending data and monitoring emerging risks, you'll ...
OR ยท On-site +1
$75K - $140K/yr
As the Associate Compliance Manager, Fair & Responsible Banking, you'll play a critical role in ... From conducting risk assessments to analyzing lending data and monitoring emerging risks, you'll ...
OR ยท On-site +1
$70K - $126K/yr
Education/Experience: * A Bachelor's Degree in Related Field or Associates with 5 years of ... analyzing and interpreting State and Federal laws, rules and regulations required. Preferred ...
OR ยท On-site +1
$70K - $126K/yr
Education/Experience: * A Bachelor's Degree in Related Field or Associates with 5 years of ... analyzing and interpreting State and Federal laws, rules and regulations required. Preferred ...
Primary responsibilities will involve performing clinical compliance audits, conducting internal investigations under direction of associate and chief compliance officer, reviewing and analyzing ...
Primary responsibilities will involve performing clinical compliance audits, conducting internal investigations under direction of associate and chief compliance officer, reviewing and analyzing ...
Irving, TX ยท Hybrid
$90K - $120K/yr
Performing analytics and reporting for the global GRA team. Performing anti-financial crimes ... associates or relatives that is protected under applicable federal, state, or local law.
Irving, TX ยท Hybrid
$90K - $120K/yr
Performing analytics and reporting for the global GRA team. Performing anti-financial crimes ... associates or relatives that is protected under applicable federal, state, or local law.
Overview As our Associate Technical Program Analyst, you'll help drive Concora Credit's Mission to ... Interface with the Operations, Compliance, and Risk teams as needed on audits. * Other duties as ...
Overview As our Associate Technical Program Analyst, you'll help drive Concora Credit's Mission to ... Interface with the Operations, Compliance, and Risk teams as needed on audits. * Other duties as ...
Overview As our Associate Technical Program Analyst, you'll help drive Concora Credit's Mission to ... Interface with the Operations, Compliance, and Risk teams as needed on audits. * Other duties as ...
Overview As our Associate Technical Program Analyst, you'll help drive Concora Credit's Mission to ... Interface with the Operations, Compliance, and Risk teams as needed on audits. * Other duties as ...
As our Associate Technical Program Analyst, you'll help drive Concora Credit's Mission to enable ... Interface with the Operations, Compliance, and Risk teams as needed on audits. * Other duties as ...
As our Associate Technical Program Analyst, you'll help drive Concora Credit's Mission to enable ... Interface with the Operations, Compliance, and Risk teams as needed on audits. * Other duties as ...
Overview As our Associate Technical Program Analyst, you'll help drive Concora Credit's Mission to ... Interface with the Operations, Compliance, and Risk teams as needed on audits. * Other duties as ...
Overview As our Associate Technical Program Analyst, you'll help drive Concora Credit's Mission to ... Interface with the Operations, Compliance, and Risk teams as needed on audits. * Other duties as ...
Heppner, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Heppner, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Hermiston, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Hermiston, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Hermiston, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Hermiston, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Portland, OR ยท On-site
Company Description Tradewin is a leading international trade compliance consulting firm. We ... Associate degree or bachelor's degree preferred * Demonstrated customer service skills and proven ...
Portland, OR ยท On-site
Company Description Tradewin is a leading international trade compliance consulting firm. We ... Associate degree or bachelor's degree preferred * Demonstrated customer service skills and proven ...
Company Description Tradewin is a leading international trade compliance consulting firm. We ... Associate degree or bachelor's degree preferred * Demonstrated customer service skills and proven ...
Company Description Tradewin is a leading international trade compliance consulting firm. We ... Associate degree or bachelor's degree preferred * Demonstrated customer service skills and proven ...
Hermiston, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Hermiston, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Stanfield, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Stanfield, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Hermiston, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
Hermiston, OR ยท On-site
$65K - $98K/yr
... associate compliance to policies and procedures distributing and maintaining procedures and ... analysis balances short and longterm priorities and considers our customers fellow associates ...
$16.77 - $20.68
3% of jobs
$20.68 - $24.58
7% of jobs
$24.58 - $28.49
13% of jobs
$28.94 is the 25th percentile. Wages below this are outliers.
$28.49 - $32.39
16% of jobs
The median wage is $34.81 / hr.
$32.39 - $36.30
18% of jobs
$36.30 - $40.20
18% of jobs
$40.30 is the 75th percentile. Wages above this are outliers.
$40.20 - $44.11
11% of jobs
$44.11 - $48.01
5% of jobs
$48.01 - $51.92
4% of jobs
$51.92 - $55.82
3% of jobs
$55.82 - $59.73
2% of jobs
$16
$37
$59
| Aspect | Associate Compliance Analyst | Compliance Analyst |
|---|---|---|
| Required Credentials | Bachelor's degree, certifications like CCEP or CAMS often preferred | Bachelor's degree, similar certifications, sometimes more experience required |
| Work Environment | Entry-level, supporting compliance programs, often in financial or healthcare sectors | Mid-level, responsible for monitoring, reporting, and implementing compliance policies |
| Employer & Industry Usage | Financial services, healthcare, corporate compliance teams | Financial institutions, healthcare organizations, regulatory agencies |
The main difference is that an Associate Compliance Analyst is typically an entry-level role supporting compliance functions, while a Compliance Analyst has more experience and responsibility in monitoring and enforcing compliance policies. Both roles require similar credentials and are used across similar industries, but the Compliance Analyst usually handles more complex tasks.
The most popular types of Compliance Analyst jobs in Oregon are:
For Associate Compliance Analyst jobs in Oregon, the most frequently searched job titles are:
The top searched job categories for Associate Compliance Analyst jobs in Oregon are:
Cities in Oregon with the most Associate Compliance Analyst job openings:
Full-time
Posted 6 days ago
Compliance Analyst - Branch Exams
The Compliance Analyst - Branch Exams conducts audits of brokerdealer and advisory branch offices to assess compliance with FINRA, SEC, and applicable state regulatory requirements, as well as firm policies and procedures. This role plays a critical part in building trusted partnerships between the Audit team, firm leadership, field supervisors, and financial professionals.
This position reports directly to an Audit Manager and is fully remote, with periodic travel required.
What You'll Do
What You Need to Have:
What's Nice to Have:ย
Compensation:ย
The base annual salary range for this role is $85,000 to $95,000, plus a competitive performance-based bonus. ย Base annual salary depends on a wide array of factors, including but not limited to skill set, years and depth of experience, certifications, and location. Base annual salary may also differ significantly due to geography and cost of labor considerations.ย
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