Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking ... Brokers (IBs), Swap Dealers (SDs), and no-action letter requests. * Collaborate with attorneys ...
Quick apply
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking ... Brokers (IBs), Swap Dealers (SDs), and no-action letter requests. * Collaborate with attorneys ...
Quick apply
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking ... Brokers (IBs), Swap Dealers (SDs), and no-action letter requests. * Collaborate with attorneys ...
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking ... Brokers (IBs), Swap Dealers (SDs), and no-action letter requests. * Collaborate with attorneys ...
Quick apply
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking ... Brokers (IBs), Swap Dealers (SDs), and no-action letter requests. * Collaborate with attorneys ...
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking ... Brokers (IBs), Swap Dealers (SDs), and no-action letter requests. * Collaborate with attorneys ...
Quick apply
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking ... Brokers (IBs), Swap Dealers (SDs), and no-action letter requests. * Collaborate with attorneys ...
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking ... Brokers (IBs), Swap Dealers (SDs), and no-action letter requests. * Collaborate with attorneys ...
Quick apply
Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking ... Brokers (IBs), Swap Dealers (SDs), and no-action letter requests. * Collaborate with attorneys ...
New York, NY · On-site
$175K/yr
Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, Credit Support ... ISDA Master Agreements, physical commodity agreements, and related credit support documentation.
New York, NY · On-site
$175K/yr
Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, Credit Support ... ISDA Master Agreements, physical commodity agreements, and related credit support documentation.
$175K/yr
Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, Credit Support ... ISDA Master Agreements, physical commodity agreements, and related credit support documentation.
$175K/yr
Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements, Credit Support ... ISDA Master Agreements, physical commodity agreements, and related credit support documentation.
West Des Moines, IA · Hybrid
$65K - $85K/yr
... commodity finance and more. Position Purpose and Impact: The Trade Execution Associate - Green ... Build and maintain a close relationship with our partners such as suppliers, customers, brokers ...
West Des Moines, IA · Hybrid
$65K - $85K/yr
... commodity finance and more. Position Purpose and Impact: The Trade Execution Associate - Green ... Build and maintain a close relationship with our partners such as suppliers, customers, brokers ...
Miami, FL · Hybrid
$65K - $85K/yr
... commodity finance and more. Position Purpose and Impact: The Trade Execution Associate - Green ... Build and maintain a close relationship with our partners such as suppliers, customers, brokers ...
Miami, FL · Hybrid
$65K - $85K/yr
... commodity finance and more. Position Purpose and Impact: The Trade Execution Associate - Green ... Build and maintain a close relationship with our partners such as suppliers, customers, brokers ...
Kansas City, MO · Hybrid
$65K - $85K/yr
... commodity finance and more. Position Purpose and Impact: The Trade Execution Associate - Green ... Build and maintain a close relationship with our partners such as suppliers, customers, brokers ...
Kansas City, MO · Hybrid
$65K - $85K/yr
... commodity finance and more. Position Purpose and Impact: The Trade Execution Associate - Green ... Build and maintain a close relationship with our partners such as suppliers, customers, brokers ...
Seattle, WA · Hybrid
$65K - $85K/yr
... commodity finance and more. Position Purpose and Impact: The Trade Execution Associate - Green ... Build and maintain a close relationship with our partners such as suppliers, customers, brokers ...
Seattle, WA · Hybrid
$65K - $85K/yr
... commodity finance and more. Position Purpose and Impact: The Trade Execution Associate - Green ... Build and maintain a close relationship with our partners such as suppliers, customers, brokers ...
Chicago, IL · On-site
$60K - $90K/yr
The Group provides access to the world's major commodity markets, covering a broad range of clients ... Acting as the central liaison between clients, executing brokers, and clearinghouses, the ...
Chicago, IL · On-site
$60K - $90K/yr
The Group provides access to the world's major commodity markets, covering a broad range of clients ... Acting as the central liaison between clients, executing brokers, and clearinghouses, the ...
Chicago, IL · On-site
$60K - $90K/yr
The Group provides access to the world's major commodity markets, covering a broad range of clients ... Acting as the central liaison between clients, executing brokers, and clearinghouses, the ...
Chicago, IL · On-site
$60K - $90K/yr
The Group provides access to the world's major commodity markets, covering a broad range of clients ... Acting as the central liaison between clients, executing brokers, and clearinghouses, the ...
Rochester, NY · On-site
$65K - $83K/yr
... our associates are our unfair advantage. What We Value: * Honesty & Integrity * Service ... Develops broker/vendor relations to ensure the best products, pricing, and quality are available to ...
Quick apply
Rochester, NY · On-site
$65K - $83K/yr
... our associates are our unfair advantage. What We Value: * Honesty & Integrity * Service ... Develops broker/vendor relations to ensure the best products, pricing, and quality are available to ...
New York, NY · On-site
$175K/yr
ISDA Master Agreements, physical commodity agreements, and related credit support documentation ... brokerage agreements, and related credit support documentation). The role must ensure TD is ...
New York, NY · On-site
$175K/yr
ISDA Master Agreements, physical commodity agreements, and related credit support documentation ... brokerage agreements, and related credit support documentation). The role must ensure TD is ...
New York, NY · On-site
$175K/yr
ISDA Master Agreements, physical commodity agreements, and related credit support documentation ... brokerage agreements, and related credit support documentation). The role must ensure TD is ...
New York, NY · On-site
$175K/yr
ISDA Master Agreements, physical commodity agreements, and related credit support documentation ... brokerage agreements, and related credit support documentation). The role must ensure TD is ...
Seattle, WA · Hybrid
$100K - $140K/yr
... commodity trader. We are looking for an experienced Trading Associate to join our Seattle desk ... Develop and maintain counterparty relationships with brokers, banks, and trading houses * Support ...
Seattle, WA · Hybrid
$100K - $140K/yr
... commodity trader. We are looking for an experienced Trading Associate to join our Seattle desk ... Develop and maintain counterparty relationships with brokers, banks, and trading houses * Support ...
Chicago, IL · On-site
Job responsibilities * Assist Americas Commodity Futures Trading Commission (CFTC) Client Money ... broker, or market participant. * Working understanding of basic rules, regulations, and ...
Chicago, IL · On-site
Job responsibilities * Assist Americas Commodity Futures Trading Commission (CFTC) Client Money ... broker, or market participant. * Working understanding of basic rules, regulations, and ...
Job responsibilities * Assist Americas Commodity Futures Trading Commission (CFTC) Client Money ... broker, or market participant. * Working understanding of basic rules, regulations, and ...
Job responsibilities * Assist Americas Commodity Futures Trading Commission (CFTC) Client Money ... broker, or market participant. * Working understanding of basic rules, regulations, and ...
Kansas City, KS · On-site
Build relationships with recyclers, brokers, mills, and secondary market customers * Coordinate ... An Associate's or Bachelor's degree, or equivalent industry experience * Strong organizational ...
New
Quick apply
Kansas City, KS · On-site
Build relationships with recyclers, brokers, mills, and secondary market customers * Coordinate ... An Associate's or Bachelor's degree, or equivalent industry experience * Strong organizational ...
New
Chicago, IL · On-site
$64K - $87K/yr
Job responsibilities * Assist Americas Commodity Futures Trading Commission (CFTC) Client Money ... broker, or market participant. * Working understanding of basic rules, regulations, and ...
Chicago, IL · On-site
$64K - $87K/yr
Job responsibilities * Assist Americas Commodity Futures Trading Commission (CFTC) Client Money ... broker, or market participant. * Working understanding of basic rules, regulations, and ...
$5.29 - $7.21
0% of jobs
$7.21 - $9.13
0% of jobs
$9.13 - $11.06
9% of jobs
$11.06 - $12.98
2% of jobs
$14.54 is the 25th percentile. Wages below this are outliers.
$12.98 - $14.90
17% of jobs
The median wage is $15.97 / hr.
$14.90 - $16.83
40% of jobs
$17.54 is the 75th percentile. Wages above this are outliers.
$16.83 - $18.75
20% of jobs
$18.75 - $20.67
6% of jobs
$20.67 - $22.60
2% of jobs
$22.60 - $24.52
2% of jobs
$24.52 - $26.44
2% of jobs
$5
$16
$26
| Aspect | Associate Commodity Broker | Commodity Broker |
|---|---|---|
| Credentials | Entry-level license, often requires passing the Series 3 exam | Advanced license, typically holds Series 3 and Series 7 licenses |
| Work Environment | Supports senior brokers, performs research, client support | Executes trades, manages client accounts, develops client relationships |
| Industry Usage | Entry to mid-level role in commodities trading firms | Full trading responsibilities, often senior or lead roles |
The main difference between an Associate Commodity Broker and a Commodity Broker lies in experience, responsibilities, and licensing. Associates typically support senior brokers and handle research, while commodity brokers actively execute trades and manage client portfolios. The associate role is an entry point, whereas the commodity broker role involves more independence and client interaction.

Sacramento, CA
$310K/yr
Full-time
Medical, Dental, Vision, Life, Retirement
Posted 6 days ago
Direct Counsel is seeking a CFTC Regulatory Associate Attorney to join the Strategic Advisory & Government Enforcement practice of a prestigious Am Law firm in one of the following offices: Austin, Boston, Charlotte, Chicago, Houston, Irvine (Orange County), Los Angeles, Miami, New York City, Portland, Sacramento, San Francisco, Santa Monica, Seattle, Silicon Valley (Menlo Park), or Washington, D.C. Preference will be given to candidates based in Washington, D.C.
This is an outstanding opportunity for an attorney with at least 3 years of Commodity Futures Trading Commission (CFTC) regulatory experience to join a growing practice advising clients on complex commodities, derivatives, and digital asset regulatory matters. The role offers exposure to cutting-edge issues involving the Commodity Exchange Act, emerging financial markets, digital assets, and cross-disciplinary regulatory matters.
ResponsibilitiesAdvise clients on compliance with the Commodity Exchange Act (CEA) and CFTC regulations.
Conduct legal research and prepare memoranda addressing CFTC regulations, regulatory developments, and enforcement trends.
Review business models and proposed registrants for compliance with applicable commodities laws and regulations.
Advise clients operating in emerging markets, including digital assets and cryptocurrency.
Prepare and assist with regulatory filings, including registrations for Designated Contract Markets (DCMs), Derivatives Clearing Organizations (DCOs), Futures Commission Merchants (FCMs), Introducing Brokers (IBs), Swap Dealers (SDs), and no-action letter requests.
Collaborate with attorneys across transactional, litigation, gaming, and other regulatory practices on multidisciplinary matters.
Participate in client meetings, presentations, business development initiatives, and regulatory counseling.
J.D. from an ABA-accredited law school.
Active membership in the state bar of the office where the attorney will be located.
At least 3 years of experience advising on CFTC and Commodity Exchange Act matters at a law firm, in-house legal department, or relevant regulatory agency.
Experience with CFTC regulatory matters, including market oversight, market participants, or clearing and risk issues.
Experience advising on Designated Contract Market (DCM) compliance, including prediction markets.
Knowledge of digital asset and cryptocurrency regulatory frameworks.
Strong legal research, drafting, analytical, and writing skills.
Excellent organizational skills with the ability to manage multiple priorities in a fast-paced environment.
Outstanding interpersonal and communication skills.
Experience with SEC regulatory matters is a plus.
Strong academic credentials and a demonstrated commitment to exceptional client service.
Salary: Starting at $310,000, commensurate with experience and qualifications.
Comprehensive benefits package, including:
Medical, dental, vision, and life insurance
Mental health and wellness programs
Child, family, elder, and pet care benefits
Short- and long-term disability coverage
Industry-leading parental leave
Health Savings Account (HSA) and Flexible Spending Account (FSA) options
401(k) retirement plan
Flexible Time Off (FTO) and paid holidays
Annual discretionary performance bonus eligibility