M&A Associate
Stamford, CT · Hybrid
Responsibilities: * Support, track, and help manage the growing M&A pipeline across the firm ... Familiarity with wealth management or RIA M&A and its key value drivers a plus * Experience with ...
M&A Associate
Stamford, CT · Hybrid
Responsibilities: * Support, track, and help manage the growing M&A pipeline across the firm ... Familiarity with wealth management or RIA M&A and its key value drivers a plus * Experience with ...
Manager, International Tax
$140K - $177K/yr
S. tax provision/returns, optimize processes and assist in tax planning projects. What you'll do on ... Experience conducting tax research using RIA, BNA and other published sources It'd be great if you ...
Manager, International Tax
$140K - $177K/yr
S. tax provision/returns, optimize processes and assist in tax planning projects. What you'll do on ... Experience conducting tax research using RIA, BNA and other published sources It'd be great if you ...
Wealth Strategist
$150K - $190K/yr
... broader plan. * Assist clients in articulating and implementing a cohesive charitable giving ... Collaborate with investment, and other specialists across the firm to deliver integrated advice.
Wealth Strategist
$150K - $190K/yr
... broader plan. * Assist clients in articulating and implementing a cohesive charitable giving ... Collaborate with investment, and other specialists across the firm to deliver integrated advice.
Associate Attorney
Norwalk, CT · Hybrid
$124K - $125K/yr
... firm's RIA. * Monitor evolving laws and regulations relevant to the company's operations and advise on compliance strategies. * Assist in developing internal policies and procedures. Commercial ...
Quick apply
Associate Attorney
Norwalk, CT · Hybrid
$124K - $125K/yr
... firm's RIA. * Monitor evolving laws and regulations relevant to the company's operations and advise on compliance strategies. * Assist in developing internal policies and procedures. Commercial ...
Assistant Ria Firm information
What is the difference between Assistant Ria Firm vs Financial Advisor Assistant?
| Aspect | Assistant Ria Firm | Financial Advisor Assistant |
|---|---|---|
| Credentials | Typically requires a FINRA Series 7 or 66 license, relevant financial certifications | Often requires similar licenses, with emphasis on client service and administrative skills |
| Work Environment | Located within RIA firms, supporting financial advisors in investment management | Works in financial advisory firms, assisting advisors with client interactions and administrative tasks |
| Industry Usage | Commonly used in registered investment advisory firms | Widely used across financial planning and advisory firms |
Both roles support financial professionals, often requiring similar licenses and working in similar environments. The main difference lies in the specific firm type—RIA firms versus broader financial advisory firms—though the responsibilities and credentials overlap significantly.
What are the key skills and qualifications needed to thrive as an Assistant at an RIA (Registered Investment Advisor) firm, and why are they important?
To thrive as an Assistant at an RIA firm, you need strong organizational skills, attention to detail, and a foundational understanding of financial services, often supported by a degree in finance or business. Familiarity with portfolio management systems, CRM software, and compliance platforms is typically required, and certifications like the Series 65 can be advantageous. Excellent communication, discretion, and client service orientation help you stand out in this client-facing, confidential environment. These skills and qualities ensure accurate administrative support, regulatory compliance, and a positive client experience, all of which are vital for a successful advisory practice.
What are some common challenges faced by an Assistant at a Registered Investment Advisor (RIA) firm, and how can they be addressed?
Assistants at RIA firms often manage multiple tasks simultaneously, from client communications to scheduling and document processing, which can make prioritization a challenge. Staying organized and proactive in communication is key to handling urgent requests and supporting advisors efficiently. Additionally, assistants must become familiar with industry regulations and firm-specific processes to ensure compliance and accuracy in client interactions. Building strong relationships with both the advisory team and clients helps facilitate smooth operations and contributes to a positive work environment.
What are Assistant RIA Firm roles?
Assistant RIA Firm roles typically involve providing administrative and operational support within a Registered Investment Advisor (RIA) firm. Responsibilities can include assisting financial advisors with client communications, preparing reports, managing schedules, processing paperwork, and maintaining compliance records. These assistants help ensure that the firm runs smoothly, allowing advisors to focus on client service and investment management. Strong organizational skills, attention to detail, and knowledge of financial industry regulations are valuable for success in this role.
What are the most commonly searched types of Ria Firm jobs in Connecticut? The most popular types of Ria Firm jobs in Connecticut are:
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Full-time
Posted 7 days ago
Job description
Job Summary:
The M&A Associate position with NewEdge Capital Group is a role that will have direct exposure to the company’s senior management. The M&A Associate will join the acquisition team and spend the majority of the time on corporate development initiatives with some additional work on FP&A projects as needed.
Location: This position is a hybrid role working 3+ days per week in our Stamford, CT office.
Responsibilities:
- Support, track, and help manage the growing M&A pipeline across the firm
- Support the coordination and execution of due diligence of potential targets including working closely with senior team members, other internal points of contact and external representatives, such as target company management, advisors, legal counsel, etc. to ensure relevant deal information flow amongst the cross-functional M&A team
- Quantify and track historical transaction KPIs such as synergies and any contractual purchase price adjustments including working capital and contingent payments
- Build detailed M&A analyses to support the evaluation of opportunities, including standalone target valuation, synergy value, deal structuring alternatives, IRR, and proforma impacts to EdgeCo
- Own and maintain the financial model and associated analysis for assigned transactions from initial screen through close
- Assist in the development of presentations and investment materials for the Executive Committee, Board of Directors, and Lending Group
- Support the senior management team and department heads with as required data-driven analysis
- Support the deal team in executing all aspects of the M&A process
- Other ad hoc projects as needed
Skills/Abilities:
- 4+ years of relevant work experience in investment banking, private equity, consulting, FP&A, and/or corporate finance
- Undergraduate degree in Business or Finance
- Confident self-starter, with the competence and experience to work directly with executives and senior management
- Finance background with experience analyzing financial statements
- Advanced skills in Excel including creation of complex financial models used to evaluate acquisitions (valuation, present value, corporate impact)
- Strong analytical skills, strategic thinking and decision-making ability
- Highly organized with strong attention to detail; ability to work in a conscientious, consistent, and thorough manner
- Ability to effectively operate with high energy and flexibility in a fast-paced, constantly evolving team environment
- High level of interpersonal skills & ability to collaborate across departments
- Commitment to data integrity and continuous improvement of data quality and QC processes
- Advanced skills in PowerPoint
- Strong verbal and written communication skills with clear delivery in presentations
- Familiarity with wealth management or RIA M&A and its key value drivers a plus
- Experience with live transactions from LOI through close