Program Support & Parameter Calibration * Assist management in the ongoing maintenance and optimization of surveillance procedures, alert logic, and parameter settings within vendor platforms.
Program Support & Parameter Calibration * Assist management in the ongoing maintenance and optimization of surveillance procedures, alert logic, and parameter settings within vendor platforms.
Maintain documentation of system configurations, patch schedules, alert logic, dashboards, and procedures to support audit readiness and change control WHAT YOU'LL NEED TO SUCCEED : * EXPERIENCE ...
Maintain documentation of system configurations, patch schedules, alert logic, dashboards, and procedures to support audit readiness and change control WHAT YOU'LL NEED TO SUCCEED : * EXPERIENCE ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Springfield, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Springfield, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Alexandria, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Alexandria, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Fort Belvoir, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Fort Belvoir, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Mount Vernon, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Mount Vernon, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Annandale, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Annandale, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Fairfax, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Fairfax, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Lorton, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Systems Engineer - Microsoft 365 Security & Compliance / Endpoint Security Engineer (GCC)
Lorton, VA · On-site
$107K - $195K/yr
Tune audit retention, analytic rules, and alert logic to improve signal quality and investigation readiness. Incident response & operational support / collaboration * Provide Tier 3 troubleshooting ...
Software Engineer - UI (TS/SCI Clearance Requiredwith agreement with Security Clearance
Springfield, VA · On-site
$108K - $145K/yr
... logic, middleware, authentication, validation, and integration with backend services and data ... Create alert
Software Engineer - UI (TS/SCI Clearance Requiredwith agreement with Security Clearance
Springfield, VA · On-site
$108K - $145K/yr
... logic, middleware, authentication, validation, and integration with backend services and data ... Create alert
You should be comfortable writing structured, reusable detection logic, working with infrastructure ... for alert enrichment, summarization, and classification. - Build and maintain AI-augmented ...
You should be comfortable writing structured, reusable detection logic, working with infrastructure ... for alert enrichment, summarization, and classification. - Build and maintain AI-augmented ...
Key Responsibilities - Design and implement detection logic across SIEM/SOAR platforms, including ... for alert enrichment, summarization, and classification. - Build and maintain AI-augmented ...
Key Responsibilities - Design and implement detection logic across SIEM/SOAR platforms, including ... for alert enrichment, summarization, and classification. - Build and maintain AI-augmented ...
Perform exposure analysis on identified vulnerabilities, zero-day, alert telemetry, threat ... logic and improved coverage. AI-Enabled Security Operations * Build and maintain SOAR workflows ...
Perform exposure analysis on identified vulnerabilities, zero-day, alert telemetry, threat ... logic and improved coverage. AI-Enabled Security Operations * Build and maintain SOAR workflows ...
... CMOS Logic Design 5. Electrical design 6. Electrical testing 7. VLSI 8. Electrical Schematic ... AI alert : Candidates are encouraged to use AI tools to enhance their resume and/or application ...
... CMOS Logic Design 5. Electrical design 6. Electrical testing 7. VLSI 8. Electrical Schematic ... AI alert : Candidates are encouraged to use AI tools to enhance their resume and/or application ...
Senior DRAM Product Engineer
Manassas, VA · On-site
... CMOS Logic Design 5. Electrical design 6. Electrical testing 7. VLSI 8. Electrical Schematic ... AI alert : Candidates are encouraged to use AI tools to enhance their resume and/or application ...
Senior DRAM Product Engineer
Manassas, VA · On-site
... CMOS Logic Design 5. Electrical design 6. Electrical testing 7. VLSI 8. Electrical Schematic ... AI alert : Candidates are encouraged to use AI tools to enhance their resume and/or application ...
SOC Analyst IV with Security Clearance
Hampton, VA · On-site
$120K - $140K/yr
... logic, and operational procedures. When the most sophisticated threats emerge, you will be the ... Provide Tier III support for SIEM alert triage, forensic analysis, and escalation, handling the ...
SOC Analyst IV with Security Clearance
Hampton, VA · On-site
$120K - $140K/yr
... logic, and operational procedures. When the most sophisticated threats emerge, you will be the ... Provide Tier III support for SIEM alert triage, forensic analysis, and escalation, handling the ...
Threat Hunter
Herndon, VA · On-site
Provide first-line SOC support, including alert monitoring, triage, routing, escalation and ... Tune and develop SIEM correlation rules and detection logic and rapidly build detection use cases ...
Threat Hunter
Herndon, VA · On-site
Provide first-line SOC support, including alert monitoring, triage, routing, escalation and ... Tune and develop SIEM correlation rules and detection logic and rapidly build detection use cases ...
What "Driving Operations" Means in This Role This position goes well beyond alert triage. You'll be ... Engineer, test, and deploy new detection logic, alerting mechanisms, behavioral analytics, and ATT ...
What "Driving Operations" Means in This Role This position goes well beyond alert triage. You'll be ... Engineer, test, and deploy new detection logic, alerting mechanisms, behavioral analytics, and ATT ...
What "Driving Operations" Means in This Role This position goes well beyond alert triage. You'll be ... Engineer, test, and deploy new detection logic, alerting mechanisms, behavioral analytics, and ATT ...
What "Driving Operations" Means in This Role This position goes well beyond alert triage. You'll be ... Engineer, test, and deploy new detection logic, alerting mechanisms, behavioral analytics, and ATT ...
What "Driving Operations" Means in This Role This position goes well beyond alert triage. You'll be ... Engineer, test, and deploy new detection logic, alerting mechanisms, behavioral analytics, and ATT ...
What "Driving Operations" Means in This Role This position goes well beyond alert triage. You'll be ... Engineer, test, and deploy new detection logic, alerting mechanisms, behavioral analytics, and ATT ...
Alert Logic information
What is the difference between Alert Logic vs Security Analyst?
| Aspect | Alert Logic | Security Analyst |
|---|---|---|
| Certifications | Security+; CISSP (preferred) | Security+; CISSP; CEH (optional) |
| Work Environment | Managed security services provider, cloud security | In-house security teams, consulting firms |
| Industry Usage | Cybersecurity service providers, cloud providers | Organizations across industries, government, finance |
| Role Focus | Monitoring, threat detection, security automation | Incident response, vulnerability assessment, policy development |
Alert Logic professionals typically work for security service providers focusing on cloud and managed security solutions, while Security Analysts are employed within organizations to monitor and respond to security threats. Both roles require similar certifications and involve cybersecurity but differ in scope and work environment.
What are the key skills and qualifications needed to thrive as an Alert Logic Security Analyst, and why are they important?
What are some common challenges faced by security analysts at Alert Logic, and how can new hires best prepare for them?
What is Alert Logic and what does the company do?

Full-time
Posted 21 days ago
Capital One rating
7.7
Based on 145 frontline employees who took The Breakroom Quiz
91st of 170 rated banks
Job description
We are seeking a highly analytical and investigative Trade Surveillance Principal Associate to play a key role in executing and enhancing Capital One's Commercial Banking market conduct surveillance program across both its institutional Broker-Dealer (BD) and Swap Dealer (SD) businesses. This individual will conduct day-to-day surveillance monitoring, lead deep-dive investigations into complex trading activity, and ensure ongoing compliance with SEC (Securities and Exchange Commission), FINRA (Financial Industry Regulatory Authority), CFTC (Commodity Futures Trading Commission) and NFA (National Futures Association) regulatory requirements and regulatory expectation.
The ideal candidate will bring strong product and market-conduct knowledge across exchange-traded futures and commodities markets. Experience with other asset classes, including Interest Rates, FX, Equities, and Fixed Income is preferred. The candidate should demonstrate robust analytical and investigative capabilities, sound judgment, and a proven track record of handling complex trade investigations within a highly regulated trading environment.
ResponsibilitiesAdvanced Market Abuse Investigation & Alert ReviewTargeted Alert Dispositioning: Execute daily surveillance reviews and complex alert analyses for both Broker-Dealer and Swap Dealer trading activities, focusing heavily on identifying potential market abuse.
Core Scenario Coverage: analyze cross-market execution data to detect, evaluate, and disposition core manipulative patterns, including:Spoofing & Layering, Wash Trading, Quote Stuffing, Front-Running: Pinging, Escalation Management:
Formally escalate high-risk trading anomalies and potential regulatory breaches to Compliance management in accordance with the firm's escalation matrix.
Assist management in the ongoing maintenance and optimization of surveillance procedures, alert logic, and parameter settings within vendor platforms.
Participate in lookback reviews, scenario testing, and calibration exercises to reduce false positives while maintaining robust risk coverage.
Perform periodic data completeness and accuracy checks for both BD and SD surveillance feeds.
Conduct reconciliations between trading systems of record and the trade surveillance platform, identifying and tracking data gaps or ingestion exceptions to resolution.
Support User Acceptance Testing (UAT) for new surveillance models, system upgrades, and product launches.
Maintain comprehensive, audit-ready documentation of all alert reviews, ensuring defensive closing rationales and rigorous evidentiary trails.
Assist in the aggregation of weekly and monthly surveillance metrics and reporting for senior management.
Gather documentation and perform initial analysis to support responses for internal audits and regulatory inquiries/examinations (SEC, FINRA, CFTC, NFA).
Collaborate effectively with Compliance Advisory, Product, Technology, Risk, and Line of Business to resolve compliance issues.
Bachelor's Degree in Finance, Economics, Business, Mathematics, Statistics, Science, Engineering, Quantitative field, or military experience
At least 3 years of trade surveillance, or market regulation, or At least 3 years of compliance experience within a Broker-Dealer or Swap-Dealer environment.
Regulatory Knowledge: Strong understanding of SEC, FINRA, CFTC, and NFA rules governing market conduct, manipulation, and trade reporting.
Systems Experience: Hands-on experience utilizing rule-based surveillance platforms (NICE Actimize, Eventus Validus, FIS Protegent).
Product Depth: Familiarity with OTC swaps (IRS, FX, Commodities) and traditional securities (Equities, Fixed Income).
Certifications: Relevant industry certifications or progress toward them (FINRA Series 7, NFA Swap Dealer Associated Person proficiency testing).
Skills: Excellent analytical problem-solving skills, strong written communication for drafting investigative summaries, leveraging AI and emerging technologies to optimize surveillance workflows and the ability to manage multiple priorities in a fast-paced environment.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean, VA: $120,800 - $137,900 for Compliance Advisory Specialist IIICandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.
This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City's Fair Chance Act; Philadelphia's Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com
Capital One does not provide, endorse nor guarantee and is not liable for third-party products, services, educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
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