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Volcker Rule Compliance Officer Jobs (NOW HIRING)

$185K/yr

Chief Compliance Officer Contractor - 1099 Senior Management San Juan Capistrano, CA, US 30+ days ... Advise on HIPAA Privacy and Security Rule compliance, including guidance on breach response, risk ...

... Chief Compliance Officer (CCO) for the broker-dealer, providing principal-level supervision ... The role exists to satisfy the two-principal requirement of FINRA Rule 1210.01, to provide ...

Compliance Officer

New York, NY ยท On-site

$110K - $130K/yr

We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will ... Familiarity with regulatory filings (Form ADV, Rule 13F Reports, etc.) * Highly organized with ...

Compliance Officer

New York, NY ยท On-site

$110K - $130K/yr

We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will ... Familiarity with regulatory filings (Form ADV, Rule 13F Reports, etc.) * Highly organized with ...

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Volcker Rule Compliance Officer information

See salary details

$31.5K

$98.9K

$207.5K

How much do volcker rule compliance officer jobs pay per year?

As of Sep 12, 2026, the average yearly pay for volcker rule compliance officer in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What are popular job titles related to Volcker Rule Compliance Officer jobs?

For Volcker Rule Compliance Officer jobs, the most frequently searched job titles are:

Infographic showing various Volcker Rule Compliance Officer job openings in the United States as of August 2026, with employment types broken down into 1% As Needed, 84% Full Time, 11% Part Time, and 4% Contract. Highlights an 89% Physical, 2% Hybrid, and 9% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

Compliance & Operations Risk Analyst - Bilingual Japanese

Manhattan, NY โ€ข On-site

BizTek People, Inc.
Recruiting and Staffing Servicesย โ€ขย 51 - 200 employees

Full-time

Re-posted 12 days ago


Job description

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Compliance & Operations Risk Analyst ย <\/span>$120k\-140k<\/span><\/b>\n
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Prestigious International Banking<\/span> <\/span><\/u>Organization seeks bilingual Japanese Risk Management Analyst to structure regarding compliance and operational risks within the Global Markets Unit (GMU to cover FX, Fixed Income and Derivatives products trading).<\/span><\/span>\n
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ย <\/span><\/span>\n
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ย <\/span><\/span>\n
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Performs tasks concerning credit line management, BSA\/AML, corporate and FATCA compliance matters, and regulatory matters, ย Prepares Customer \/ Account Profiles (existing and new accounts), performs account maintenance and assists traders with necessary risk management and infrastructure management. ย Liaison with Head Office. Assists with administrative tasks.ย <\/span><\/span>\n
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ย <\/span><\/span>\n
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Volcker Rule Responsible Officer (Secondary)<\/span><\/span><\/u><\/b>\n
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Helps to ensure compliance with all applicable Volcker Rule requirements.<\/span><\/span>\n
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ย <\/span><\/span>\n
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Duties and Responsibilities:<\/span><\/span><\/u>\n
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1.<\/span> <\/span><\/span><\/span><\/span>Primarily responsible for preparing Customer \/ Account Profile for all GMU existing Customers and uploads on Surety system.<\/span><\/span>\n
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2.<\/span> <\/span><\/span><\/span><\/span>Primarily responsible for on\-boarding account opening process for adding proposed GMU Customers<\/span><\/span>\n
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3.<\/span> <\/span><\/span><\/span><\/span>ย <\/span><\/span>\n
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4.<\/span> <\/span><\/span><\/span><\/span>Performs transactions \/ counterparties review and prepares monthly reports<\/span><\/span>\n
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5.<\/span> <\/span><\/span><\/span><\/span>Performs \/ assists as a trading system administrator and reviews permission functions<\/span><\/span>\n
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6.<\/span> <\/span><\/span><\/span><\/span>Acts as the designated responsible officer and ensures BSA\/AML, corporate and FATCA compliance by performing tasks stipulated in Treasury Compliance Procedures manuals and related manuals.<\/span><\/span>\n
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7.<\/span> <\/span><\/span><\/span><\/span>Performs operational risk management, manages various project teams as assigned, as well as developing better internal controls.<\/span><\/span>\n
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8.<\/span> <\/span><\/span><\/span><\/span>Assists with regulatory updates for GMU<\/span><\/span>\n
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9.<\/span> <\/span><\/span><\/span><\/span>Assists with legal documentation for GMUย <\/span><\/span>\n
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10.<\/span> <\/span><\/span><\/span><\/span>Maintains GMU's procedure manuals up to date, and track changes.<\/span><\/span>\n
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11.<\/span> <\/span><\/span><\/span><\/span>Assists with internal audit, FRB \/ NYSDFS examinations, and manages compliance testing.ย <\/span><\/span>\n
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12.<\/span> <\/span><\/span><\/span><\/span>Ensures proper credit line and counterparty management.<\/span><\/span>\n
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13.<\/span> <\/span><\/span><\/span><\/span>Liaison with Head Office.<\/span><\/span>\n
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14.<\/span> <\/span><\/span><\/span><\/span>Abides by all compliance related procedures<\/span><\/span>\n
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15.<\/span> <\/span><\/span><\/span><\/span>Performs other duties and responsibilities as assigned by management.<\/span><\/span>\n
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ย <\/span><\/span>\n
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Volcker Rule Responsible Officer (Secondary)<\/span><\/span><\/u><\/b>\n
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1.<\/span>ย ย ย  <\/span><\/span><\/span><\/span>Act as the secondary Volcker Rule Responsible Officer for GMU.<\/span><\/span>\n
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2.<\/span>ย ย ย  <\/span><\/span><\/span><\/span>Responsible for (i) ensuring that all trading desks' activities are in compliance with the Volcker Rule; (ii) keeping up with any changes and new developments related to Volcker Rule provisions affecting the activities of GMU; and (iii) ensuring that the Market Making Desk, ALM Desk and Investment Desk Policies and Procedures remain in compliance with the applicable requirements of the Volcker Rule.<\/span><\/span>\n
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3.<\/span>ย ย ย  <\/span><\/span><\/span><\/span>Performs other duties and responsibilities as assigned byย General Counsel, Americas\/Senior Executive Vice President.<\/span><\/span>\n
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ย <\/span><\/span>\n
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\n \n Requirements<\/h3>\n

Knowledge, Skills, and Abilities:<\/span><\/span><\/u>\n
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1.<\/span>ย ย ย  <\/span><\/span><\/span><\/span>Bachelor's degree or equivalent, in finance, economics, data processing and programming preferred withย 5+ years of related experience.<\/span><\/span>\n
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2.<\/span>ย ย ย  <\/span><\/span><\/span><\/span>Bilingual oral and written skills on a business level in both English and Japanese.<\/span><\/span>\n
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3.<\/span>ย ย ย  <\/span><\/span><\/span><\/span>Advanced in Microsoft 365 (Excel, Word, and Outlook).. Good knowledge of Visual Basic Application, Access, and Power Point preferred.<\/span><\/span>\n
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4.<\/span>ย ย ย  <\/span><\/span><\/span><\/span>Knowledge and experience of FX, Derivatives, and other market products and services, preferred.<\/span><\/span>\n
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5.<\/span>ย ย ย  <\/span><\/span><\/span><\/span>Knowledge of ISDA and CSA, preferred.<\/span><\/span>\n
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6.<\/span>ย ย ย  <\/span><\/span><\/span><\/span>Prior work experience in a financial institution, preferred.<\/span><\/span>\n
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\n \n Benefits<\/h3>\n
Full benefit package<\/div>\n <\/span>\n
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