Assists with administrative tasks. \n \n \n \n \n \n Volcker Rule Responsible Officer (Secondary) \n \n \n Helps to ensure compliance with all applicable Volcker Rule requirements. \n \n \n \n \n \n ...
Assists with administrative tasks. \n \n \n \n \n \n Volcker Rule Responsible Officer (Secondary) \n \n \n Helps to ensure compliance with all applicable Volcker Rule requirements. \n \n \n \n \n \n ...
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
Chief Compliance Officer
San Juan Capistrano, CA ยท On-site
$185K/yr
Chief Compliance Officer Contractor - 1099 Senior Management San Juan Capistrano, CA, US 30+ days ... Advise on HIPAA Privacy and Security Rule compliance, including guidance on breach response, risk ...
Chief Compliance Officer
San Juan Capistrano, CA ยท On-site
$185K/yr
Chief Compliance Officer Contractor - 1099 Senior Management San Juan Capistrano, CA, US 30+ days ... Advise on HIPAA Privacy and Security Rule compliance, including guidance on breach response, risk ...
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
Mount Laurel, NJ ยท On-site
$115K - $186K/yr
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
Mount Laurel, NJ ยท On-site
$115K - $186K/yr
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
$185K/yr
Chief Compliance Officer Contractor - 1099 Senior Management San Juan Capistrano, CA, US 30+ days ... Advise on HIPAA Privacy and Security Rule compliance, including guidance on breach response, risk ...
$185K/yr
Chief Compliance Officer Contractor - 1099 Senior Management San Juan Capistrano, CA, US 30+ days ... Advise on HIPAA Privacy and Security Rule compliance, including guidance on breach response, risk ...
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
Manhattan, NY ยท On-site
$115K - $186K/yr
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
Manhattan, NY ยท On-site
$115K - $186K/yr
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
New York, NY ยท On-site
$115K - $186K/yr
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
New York, NY ยท On-site
$115K - $186K/yr
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
New York, NY ยท On-site
$115K - $186K/yr
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
Senior Compliance Business Oversight Manager, (U.S.) Corporate Office Compliance
New York, NY ยท On-site
$115K - $186K/yr
Corporate Office Compliance programs and laws, rules, and regulations within the function's scope, including Regulation O, Regulation W, the Volcker Rule, and related governance, monitoring ...
Chief Compliance Officer
Milwaukee, WI ยท On-site
$150K - $250K/yr
The Chief Compliance Officer (CCO) is responsible for the design, implementation, and ongoing ... Act Rule 206(4)-7. * Manage all CFTC/NFA obligations, including CPO-PQR, CTA-PR, disclosure ...
Chief Compliance Officer
Milwaukee, WI ยท On-site
$150K - $250K/yr
The Chief Compliance Officer (CCO) is responsible for the design, implementation, and ongoing ... Act Rule 206(4)-7. * Manage all CFTC/NFA obligations, including CPO-PQR, CTA-PR, disclosure ...
Chief Compliance Officer
San Juan Capistrano, CA ยท On-site
$185K/yr
... Compliance Officer, providing independent contractor (1099) compliance advisory services for ... Advise on HIPAA Privacy and Security Rule compliance, including guidance on breach response, risk ...
Quick apply
Chief Compliance Officer
San Juan Capistrano, CA ยท On-site
$185K/yr
... Compliance Officer, providing independent contractor (1099) compliance advisory services for ... Advise on HIPAA Privacy and Security Rule compliance, including guidance on breach response, risk ...
Chief Compliance Officer
Winter Park, FL ยท On-site
The Chief Compliance Officer ("CCO") is responsible for the design, implementation, administration ... Administer the policies and procedures required under Rule 206(4)-7 of the Investment Advisers Act.
Chief Compliance Officer
Winter Park, FL ยท On-site
The Chief Compliance Officer ("CCO") is responsible for the design, implementation, administration ... Administer the policies and procedures required under Rule 206(4)-7 of the Investment Advisers Act.
Financial Regulatory & Compliance Associate (Senior Level) - San Diego
San Diego, CA ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Quick apply
Financial Regulatory & Compliance Associate (Senior Level) - San Diego
San Diego, CA ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Financial Regulatory & Compliance Associate (Senior Level) - Dallas
Dallas, TX ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Quick apply
Financial Regulatory & Compliance Associate (Senior Level) - Dallas
Dallas, TX ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Financial Regulatory & Compliance Associate (Senior Level) - New York
New York, NY ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Quick apply
Financial Regulatory & Compliance Associate (Senior Level) - New York
New York, NY ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Compliance Officer
Coral Gables, FL ยท On-site
... Chief Compliance Officer (CCO) for the broker-dealer, providing principal-level supervision ... The role exists to satisfy the two-principal requirement of FINRA Rule 1210.01, to provide ...
Compliance Officer
Coral Gables, FL ยท On-site
... Chief Compliance Officer (CCO) for the broker-dealer, providing principal-level supervision ... The role exists to satisfy the two-principal requirement of FINRA Rule 1210.01, to provide ...
Financial Regulatory & Compliance Associate (Senior Level) - Chicago
Chicago, IL ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Quick apply
Financial Regulatory & Compliance Associate (Senior Level) - Chicago
Chicago, IL ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Financial Services Regulatory & Compliance Associate (Senior Level) - Los Angeles
Los Angeles, CA ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Quick apply
Financial Services Regulatory & Compliance Associate (Senior Level) - Los Angeles
Los Angeles, CA ยท On-site +1
$260K - $365K/yr
Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw ... Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital/liquidity risk, and ...
Director, Bank & Prudential Regulatory Compliance
Manhattan, NY ยท On-site
$130K - $211K/yr
... and the Volcker Rule; * Support with the development of the regulatory process to identify ... with Business Compliance Officers; * Providing expert opinion on the impact of applicable ...
Director, Bank & Prudential Regulatory Compliance
Manhattan, NY ยท On-site
$130K - $211K/yr
... and the Volcker Rule; * Support with the development of the regulatory process to identify ... with Business Compliance Officers; * Providing expert opinion on the impact of applicable ...
Compliance Officer
New York, NY ยท On-site
$110K - $130K/yr
We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will ... Familiarity with regulatory filings (Form ADV, Rule 13F Reports, etc.) * Highly organized with ...
Compliance Officer
New York, NY ยท On-site
$110K - $130K/yr
We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will ... Familiarity with regulatory filings (Form ADV, Rule 13F Reports, etc.) * Highly organized with ...
Compliance Officer
New York, NY ยท On-site
$110K - $130K/yr
We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will ... Familiarity with regulatory filings (Form ADV, Rule 13F Reports, etc.) * Highly organized with ...
Compliance Officer
New York, NY ยท On-site
$110K - $130K/yr
We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will ... Familiarity with regulatory filings (Form ADV, Rule 13F Reports, etc.) * Highly organized with ...
Volcker Rule Compliance Officer information
See salary details
$31.5K - $47.5K
10% of jobs
$60.4K is the 25th percentile. Wages below this are outliers.
$47.5K - $63.5K
19% of jobs
$63.5K - $79.5K
19% of jobs
The median wage is $81.5K / yr.
$79.5K - $95.5K
17% of jobs
$106.4K is the 75th percentile. Wages above this are outliers.
$95.5K - $111.5K
15% of jobs
$111.5K - $127.5K
6% of jobs
$127.5K - $143.5K
5% of jobs
$143.5K - $159.5K
3% of jobs
$159.5K - $175.5K
2% of jobs
$175.5K - $191.5K
2% of jobs
$191.5K - $207.5K
1% of jobs
$31.5K
$98.9K
$207.5K
How much do volcker rule compliance officer jobs pay per year?
What are popular job titles related to Volcker Rule Compliance Officer jobs?
For Volcker Rule Compliance Officer jobs, the most frequently searched job titles are:

Compliance & Operations Risk Analyst - Bilingual Japanese
Manhattan, NY โข On-site
Full-time
Re-posted 12 days ago
Job description
Compliance & Operations Risk Analyst ย <\/span>$120k\-140k<\/span><\/b>\n
<\/p>\n
ย <\/span>\n
<\/p>\n
Prestigious International Banking<\/span> <\/span><\/u>Organization seeks bilingual Japanese Risk Management Analyst to structure regarding compliance and operational risks within the Global Markets Unit (GMU to cover FX, Fixed Income and Derivatives products trading).<\/span><\/span>\n
\n <\/span><\/p>\n
ย <\/span><\/span>\n
\n <\/span><\/p>\n
ย <\/span><\/span>\n
\n <\/span><\/p>\n
Performs tasks concerning credit line management, BSA\/AML, corporate and FATCA compliance matters, and regulatory matters, ย Prepares Customer \/ Account Profiles (existing and new accounts), performs account maintenance and assists traders with necessary risk management and infrastructure management. ย Liaison with Head Office. Assists with administrative tasks.ย <\/span><\/span>\n
\n <\/span><\/p>\n
ย <\/span><\/span>\n
\n <\/span><\/p>\n
Volcker Rule Responsible Officer (Secondary)<\/span><\/span><\/u><\/b>\n
\n <\/span><\/p>\n
Helps to ensure compliance with all applicable Volcker Rule requirements.<\/span><\/span>\n
\n <\/span><\/p>\n
ย <\/span><\/span>\n
\n <\/span><\/p>\n
Duties and Responsibilities:<\/span><\/span><\/u>\n
\n <\/span><\/p>\n
1.<\/span> <\/span><\/span><\/span><\/span>Primarily responsible for preparing Customer \/ Account Profile for all GMU existing Customers and uploads on Surety system.<\/span><\/span>\n
\n <\/span><\/p>\n
2.<\/span> <\/span><\/span><\/span><\/span>Primarily responsible for on\-boarding account opening process for adding proposed GMU Customers<\/span><\/span>\n
\n <\/span><\/p>\n
3.<\/span> <\/span><\/span><\/span><\/span>ย <\/span><\/span>\n
\n <\/span><\/p>\n
4.<\/span> <\/span><\/span><\/span><\/span>Performs transactions \/ counterparties review and prepares monthly reports<\/span><\/span>\n
\n <\/span><\/p>\n
5.<\/span> <\/span><\/span><\/span><\/span>Performs \/ assists as a trading system administrator and reviews permission functions<\/span><\/span>\n
\n <\/span><\/p>\n
6.<\/span> <\/span><\/span><\/span><\/span>Acts as the designated responsible officer and ensures BSA\/AML, corporate and FATCA compliance by performing tasks stipulated in Treasury Compliance Procedures manuals and related manuals.<\/span><\/span>\n
\n <\/span><\/p>\n
7.<\/span> <\/span><\/span><\/span><\/span>Performs operational risk management, manages various project teams as assigned, as well as developing better internal controls.<\/span><\/span>\n
\n <\/span><\/p>\n
8.<\/span> <\/span><\/span><\/span><\/span>Assists with regulatory updates for GMU<\/span><\/span>\n
\n <\/span><\/p>\n
9.<\/span> <\/span><\/span><\/span><\/span>Assists with legal documentation for GMUย <\/span><\/span>\n
\n <\/span><\/p>\n
10.<\/span> <\/span><\/span><\/span><\/span>Maintains GMU's procedure manuals up to date, and track changes.<\/span><\/span>\n
\n <\/span><\/p>\n
11.<\/span> <\/span><\/span><\/span><\/span>Assists with internal audit, FRB \/ NYSDFS examinations, and manages compliance testing.ย <\/span><\/span>\n
\n <\/span><\/p>\n
12.<\/span> <\/span><\/span><\/span><\/span>Ensures proper credit line and counterparty management.<\/span><\/span>\n
\n <\/span><\/p>\n
13.<\/span> <\/span><\/span><\/span><\/span>Liaison with Head Office.<\/span><\/span>\n
\n <\/span><\/p>\n
14.<\/span> <\/span><\/span><\/span><\/span>Abides by all compliance related procedures<\/span><\/span>\n
\n <\/span><\/p>\n
15.<\/span> <\/span><\/span><\/span><\/span>Performs other duties and responsibilities as assigned by management.<\/span><\/span>\n
\n <\/span><\/p>\n
ย <\/span><\/span>\n
\n <\/span><\/p>\n
Volcker Rule Responsible Officer (Secondary)<\/span><\/span><\/u><\/b>\n
\n <\/span><\/p>\n
1.<\/span>ย ย ย <\/span><\/span><\/span><\/span>Act as the secondary Volcker Rule Responsible Officer for GMU.<\/span><\/span>\n
\n <\/span><\/p>\n
2.<\/span>ย ย ย <\/span><\/span><\/span><\/span>Responsible for (i) ensuring that all trading desks' activities are in compliance with the Volcker Rule; (ii) keeping up with any changes and new developments related to Volcker Rule provisions affecting the activities of GMU; and (iii) ensuring that the Market Making Desk, ALM Desk and Investment Desk Policies and Procedures remain in compliance with the applicable requirements of the Volcker Rule.<\/span><\/span>\n
\n <\/span><\/p>\n
3.<\/span>ย ย ย <\/span><\/span><\/span><\/span>Performs other duties and responsibilities as assigned byย General Counsel, Americas\/Senior Executive Vice President.<\/span><\/span>\n
\n <\/span><\/p>\n
ย <\/span><\/span>\n
\n <\/span><\/p>\n <\/span>\n
\n \n Requirements<\/h3>\n
Knowledge, Skills, and Abilities:<\/span><\/span><\/u>\n
<\/p>\n
1.<\/span>ย ย ย <\/span><\/span><\/span><\/span>Bachelor's degree or equivalent, in finance, economics, data processing and programming preferred withย 5+ years of related experience.<\/span><\/span>\n
<\/p>\n
2.<\/span>ย ย ย <\/span><\/span><\/span><\/span>Bilingual oral and written skills on a business level in both English and Japanese.<\/span><\/span>\n
<\/p>\n
3.<\/span>ย ย ย <\/span><\/span><\/span><\/span>Advanced in Microsoft 365 (Excel, Word, and Outlook).. Good knowledge of Visual Basic Application, Access, and Power Point preferred.<\/span><\/span>\n
<\/p>\n
4.<\/span>ย ย ย <\/span><\/span><\/span><\/span>Knowledge and experience of FX, Derivatives, and other market products and services, preferred.<\/span><\/span>\n
<\/p>\n
5.<\/span>ย ย ย <\/span><\/span><\/span><\/span>Knowledge of ISDA and CSA, preferred.<\/span><\/span>\n
<\/p>\n
6.<\/span>ย ย ย <\/span><\/span><\/span><\/span>Prior work experience in a financial institution, preferred.<\/span><\/span>\n
<\/p>\n
\n <\/div>\n <\/span>\n
\n \n Benefits<\/h3>\n
\n <\/body>\n<\/html>
About BizTek People
Sourced by ZipRecruiter
Industry
Recruiting and staffing services
Company size
51 - 200 Employees
Headquarters location
Portland, OR, US