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Vice President Ria Firm Jobs in Kentucky (NOW HIRING)

$180 - $280/hr

Vice President, Software Engineering with Goldman Sachs & Co LLC inSeattle, Washington ... Develop, enhance, support and maintain the Firm's software solutions in support of its global ...

$150 - $200/hr

The Assistant Vice President will elevate HR operations, balance strategic vision with hands‑on ... CampusWorks Inc., as a large consulting firm, provides its employees with an opportunity to work ...

New

$180 - $250/hr

... for the firm's Risk, Controllers, Compliance, Corporate Treasury, Human Capital Management ... Your Role As a VP in the Non-Financial Risk & Controls Engineering Program Management team, you ...

$225 - $325/hr

We are seeking a Senior Vice President of Leasing, to lead and execute leasing strategies across ... Experience within a PE firm, REIT, or top-tier institutional developer is highly preferred.

New

$243 - $304/hr

## Senior Vice President, Investment OfficerApplylocations: Dallas, Texastime type: Full timeposted on ... the firm's values and ethics.* Leverage existing professional relationships and develop new ...

New

$150 - $210/hr

When you join Ayres as our next operational vice president, you'll become the leader of a diverse ... Create a divisional vision in alignment with the firm's strategic plan. * Collaborate and lead the ...

$180 - $260/hr

Vice President, Quantitative Engineering w/ Goldman Sachs & Co. LLC in Salt Lake City, Utah. Lead ... Firm. Collaborate with internal stakeholders, analyzing user needs from a scenario design ...

New

About MiddleGround Capital MiddleGround Capital is a operationally-focused private equity firm with ... The Opportunity We are looking for a Vice President, Operations to join our Amsterdam-based ...

$150 - $210/hr

Vice President, Practice Leader - Business Insurance Award-winning, inclusive, Top Workplace ... Demonstrates commitment to the firm's values and culture. * Builds and maintains strong ...

$150 - $190/hr

Vice President, Risk Governance with Goldman Sachs Services LLC in Dallas, Texas. Responsible for ... Responsible for determining, negotiating and agreeing on firm/business quality procedures ...

$150 - $175/hr

... Firm on a mission "to exceed client's expectations by delivering value added solutions one task at a time." We are looking to add an Associate VP of Construction Services, to our dynamic team. AWPM ...

$250 - $350/hr

## VP Associate General Counsel- CorporateApplylocations: Dallas-Fort Worth Metroplextime type ... S. state bar.* 10+ years of legal experience, with a background combining a major law firm and in ...

$115 - $155/hr

## Vice President, Social MediaApplyremote type: Hybridlocations: Washington, District of Columbia ... VOX Global is a bi-partisan public affairs firm and is part of the Omnicom strategic communications ...

$180 - $200/hr

Position Summary Carlyle AlpInvest's Finance & Operations team is seeking an experienced VP-level ... firm. The individual will take full ownership of assigned responsibilities and support the ...

$180 - $320/hr

Kymanox is supported by WestView Capital Partners, a Boston-based private equity firm with ... The SVP, Commercial is responsible for defining and executing the company's sales strategy to drive ...

New

$87 - $145/hr

Company Overview Asset Living is a third-party management firm with a proven partner in fostering ... Regional Vice President, Affordable Housing Operations The Regional Vice President (RVP) of ...

New

$245 - $409/hr

As VP & CFO for Retirement Solutions and Investment Management Group (IMG), you'll lead a team that ... Analyzes distribution channel and firm profitability. * Actively participates in and influences the ...

New

Showing results 21-40

Vice President Ria Firm information

What does a vice president do at a RIA firm?

A Vice President at a Registered Investment Advisor (RIA) firm typically oversees key business operations, manages client relationships, and leads teams or specific departments. Their responsibilities may include strategic planning, business development, compliance oversight, and ensuring the firm meets regulatory standards. They also play a vital role in mentoring staff, implementing firm-wide initiatives, and representing the firm in client or industry engagements. This leadership position is crucial for maintaining the firm's growth, reputation, and adherence to fiduciary responsibilities.

What are the key skills and qualifications needed to thrive as a vice president at a RIA firm?

To thrive as a Vice President at an RIA firm, you need a deep understanding of investment strategies, financial planning, SEC compliance, and a proven track record in wealth management, typically supported by a bachelor's or master's degree in finance or related field and certifications like CFP or CFA. Expertise in portfolio management software, CRM systems, and financial analysis tools is also essential. Outstanding leadership, client relationship management, and strategic communication skills set top performers apart in this role. These competencies are crucial for ensuring regulatory compliance, driving firm growth, and maintaining trusted client relationships in a highly competitive industry.

How does a vice president at a RIA firm typically collaborate with other departments to drive business growth?

A Vice President at a Registered Investment Advisor (RIA) firm actively collaborates with departments such as compliance, portfolio management, client services, and business development. They work closely with these teams to ensure regulatory adherence, deliver tailored investment solutions, and enhance the client experience. By fostering cross-functional communication, the VP helps identify new business opportunities, streamline operational processes, and implement strategic initiatives that support the firm's growth objectives. This collaborative approach is essential for maintaining client trust and staying competitive in a dynamic financial landscape.

What is the difference between Vice President Ria Firm vs Financial Advisor?

AspectVice President Ria FirmFinancial Advisor
CredentialsSeries 7, 63, 65/66 licenses, CFP often preferredSeries 7, 63, 65/66 licenses, CFP often preferred
Work EnvironmentCorporate office, team-based, client managementIndependent or firm-based, client-facing, advisory
Industry UsageFinancial services, wealth management firmsFinancial planning, wealth management, investment advising

The main difference between a Vice President Ria Firm and a Financial Advisor lies in their roles and responsibilities. The Vice President Ria Firm typically holds a leadership position within a firm, overseeing operations and strategy, while a Financial Advisor directly manages client portfolios and provides personalized financial advice. Both roles require similar licenses and certifications, but their focus and work environment differ significantly.

What are the most commonly searched types of Ria Firm jobs in Kentucky?

The most popular types of Ria Firm jobs in Kentucky are:

What are popular job titles related to Vice President Ria Firm jobs in Kentucky?

For Vice President Ria Firm jobs in Kentucky, the most frequently searched job titles are:

What cities in Kentucky are hiring for Vice President Ria Firm jobs?

Cities in Kentucky with the most Vice President Ria Firm job openings:

Engineering- Seattle - Vice President, Software Engineering - 10427716 Seattle · · Vice President

Goldman Sachs Bank AG

On-site

$180 - $280/hr

Other

Medical, Dental, Life, Retirement, PTO

Posted 8 days ago


Job description

Engineering- Seattle - Vice President, Software Engineering - 10427716 location_on Seattle, WA, United States

Job Duties:Vice President, Software Engineering with Goldman Sachs & Co LLC inSeattle, Washington.Develop, enhance, support and maintain the Firm’s software solutions in support of its global businesses. Design and implement high-quality, scalable and thoughtful technology solutions leveraging both internal and open-source services. Own requirements gathering, user story refinement, development, testing (unit, integration and regression), User Acceptance Testing (UAT) and deployment. Work with internal teams to develop solution designs. Identify new external technologies that can be used to transform our financial businesses and internal platforms in innovative and disruptive ways. Work in all phases of the Software Development Lifecycle (SDLC) to meet internal and regulatory requirements. Design, implement and maintain robust testing suites to enable safe, complete, and scalable solutions across our business lines. Provide training and guidance to junior team members.

We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.

We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.

Financial Wellness & Retirement

We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.

Health Services

We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.

Fitness

To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).

Child Care & Family Care

We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.

Benefits at Goldman Sachs

Read more about the full suite of class-leading benefits our firm has to offer.

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