Remote / Hybrid Employment Type: Full-Time Reports to: SVP, Advisor & Firm Growth Role OverviewDPL ... large RIA firms ($1B-$50B+ AUM) within an assigned territory Develop and execute a targeted ...
Quick apply
Remote / Hybrid Employment Type: Full-Time Reports to: SVP, Advisor & Firm Growth Role OverviewDPL ... large RIA firms ($1B-$50B+ AUM) within an assigned territory Develop and execute a targeted ...
Remote / Hybrid Employment Type: Full-Time Reports to: SVP, Advisor & Firm Growth Role Overview DPL ... Own and grow relationships with large RIA firms ($1B-$50B+ AUM) within an assigned territory
Remote / Hybrid Employment Type: Full-Time Reports to: SVP, Advisor & Firm Growth Role Overview DPL ... Own and grow relationships with large RIA firms ($1B-$50B+ AUM) within an assigned territory
Remote / Hybrid Employment Type: Full-Time Reports to: SVP, Advisor & Firm Growth Role Overview DPL ... Own and grow relationships with large RIA firms ($1B-$50B+ AUM) within an assigned territory
Remote / Hybrid Employment Type: Full-Time Reports to: SVP, Advisor & Firm Growth Role Overview DPL ... Own and grow relationships with large RIA firms ($1B-$50B+ AUM) within an assigned territory
$150 - $230/hr
EP Wealth Advisors (EPWA) is a wealth management advisory firm with over $49.1 billion as of June ... Summary The Vice President provides comprehensive services to existing clients and reinforces ...
New
$150 - $230/hr
EP Wealth Advisors (EPWA) is a wealth management advisory firm with over $49.1 billion as of June ... Summary The Vice President provides comprehensive services to existing clients and reinforces ...
New
$120 - $130/hr
Summary:**SCS is seeking a Vice President ("VP") to join the Dallas, TX office. As a part of a ... SCS is part of Focus, a leading financial services firm comprised of wealth management, family ...
$120 - $130/hr
Summary:**SCS is seeking a Vice President ("VP") to join the Dallas, TX office. As a part of a ... SCS is part of Focus, a leading financial services firm comprised of wealth management, family ...
$180 - $300/hr
# Vice President, Capital MarketsCloud CapitalVPInfrastructureOn-siteLocationWashington, United ... The firm was established to identify and capitalize on acquisitions of high-quality data centers ...
$180 - $300/hr
# Vice President, Capital MarketsCloud CapitalVPInfrastructureOn-siteLocationWashington, United ... The firm was established to identify and capitalize on acquisitions of high-quality data centers ...
$140 - $230/hr
In addition to leading the market, the Market Vice President maintains a strategic portfolio of key law firm relationships and serves as a senior representative of Libra Solutions within the legal ...
$140 - $230/hr
In addition to leading the market, the Market Vice President maintains a strategic portfolio of key law firm relationships and serves as a senior representative of Libra Solutions within the legal ...
Vice President, Quality
Lexington, KY · On-site
$180 - $280/hr
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
Vice President, Quality
Lexington, KY · On-site
$180 - $280/hr
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
Vice President, Quality
Lexington, KY · On-site
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
Vice President, Quality
Lexington, KY · On-site
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
Vice President, Quality
Lexington, KY · On-site
$180 - $240/hr
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
Vice President, Quality
Lexington, KY · On-site
$180 - $240/hr
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
Vice President, Quality
Lexington, KY · On-site
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
Vice President, Quality
Lexington, KY · On-site
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
Vice President, Quality
Lexington, KY · On-site
$250 - $350/hr
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
Vice President, Quality
Lexington, KY · On-site
$250 - $350/hr
The Vice President, Quality leads and advances Gray's national construction quality program ... firm or general contractor. * Deep proficiency in quality processes, inspection techniques, and ...
$160 - $200/hr
VP, Strategic Initiatives Leadership Advisory | Full-Time | Remote About TMG The Miles Group (TMG) is a leadership advisory firm dedicated to developing exceptional talent - from the C-suite to the ...
$160 - $200/hr
VP, Strategic Initiatives Leadership Advisory | Full-Time | Remote About TMG The Miles Group (TMG) is a leadership advisory firm dedicated to developing exceptional talent - from the C-suite to the ...
$160 - $200/hr
VP, Strategic Initiatives Leadership Advisory | Full-Time | Remote About TMG The Miles Group (TMG) is a leadership advisory firm dedicated to developing exceptional talent - from the C-suite to the ...
$160 - $200/hr
VP, Strategic Initiatives Leadership Advisory | Full-Time | Remote About TMG The Miles Group (TMG) is a leadership advisory firm dedicated to developing exceptional talent - from the C-suite to the ...
$180 - $280/hr
The Firm provides an integrated suite of federal, state, local, and international tax services on a ... The Vice President, Global Procurement is an enterprise leader responsible for defining and ...
New
$180 - $280/hr
The Firm provides an integrated suite of federal, state, local, and international tax services on a ... The Vice President, Global Procurement is an enterprise leader responsible for defining and ...
New
$150 - $230/hr
EP Wealth Advisors (EPWA) is a wealth management advisory firm with over $49.1 billion as of June ... The Vice President, Client Development is responsible for driving organic growth across an assigned ...
New
$150 - $230/hr
EP Wealth Advisors (EPWA) is a wealth management advisory firm with over $49.1 billion as of June ... The Vice President, Client Development is responsible for driving organic growth across an assigned ...
New
$120 - $190/hr
Industrial Opportunity Partners (IOP), a Chicago-area private equity firm investing out of its ... Associate or Vice President level focused on its Credit Opportunities strategy.**Key ...
$120 - $190/hr
Industrial Opportunity Partners (IOP), a Chicago-area private equity firm investing out of its ... Associate or Vice President level focused on its Credit Opportunities strategy.**Key ...
Regional Vice President
Louisville, KY · On-site
... Vice President (RVP) . In this influential role, the RVP will provide senior leadership and ... firm's presence in the market. The ideal candidate will be a proven leader in the financial ...
Regional Vice President
Louisville, KY · On-site
... Vice President (RVP) . In this influential role, the RVP will provide senior leadership and ... firm's presence in the market. The ideal candidate will be a proven leader in the financial ...
Regional Vice President
Louisville, KY · On-site
... Vice President (RVP) . In this influential role, the RVP will provide senior leadership and ... firm's presence in the market. The ideal candidate will be a proven leader in the financial ...
Regional Vice President
Louisville, KY · On-site
... Vice President (RVP) . In this influential role, the RVP will provide senior leadership and ... firm's presence in the market. The ideal candidate will be a proven leader in the financial ...
Regional Vice President
Louisville, KY · On-site
... Vice President (RVP) . In this influential role, the RVP will provide senior leadership and ... firm's presence in the market. The ideal candidate will be a proven leader in the financial ...
Quick apply
Regional Vice President
Louisville, KY · On-site
... Vice President (RVP) . In this influential role, the RVP will provide senior leadership and ... firm's presence in the market. The ideal candidate will be a proven leader in the financial ...
Vice President Ria Firm information
What does a vice president do at a RIA firm?
A Vice President at a Registered Investment Advisor (RIA) firm typically oversees key business operations, manages client relationships, and leads teams or specific departments. Their responsibilities may include strategic planning, business development, compliance oversight, and ensuring the firm meets regulatory standards. They also play a vital role in mentoring staff, implementing firm-wide initiatives, and representing the firm in client or industry engagements. This leadership position is crucial for maintaining the firm's growth, reputation, and adherence to fiduciary responsibilities.
What are the key skills and qualifications needed to thrive as a vice president at a RIA firm?
To thrive as a Vice President at an RIA firm, you need a deep understanding of investment strategies, financial planning, SEC compliance, and a proven track record in wealth management, typically supported by a bachelor's or master's degree in finance or related field and certifications like CFP or CFA. Expertise in portfolio management software, CRM systems, and financial analysis tools is also essential. Outstanding leadership, client relationship management, and strategic communication skills set top performers apart in this role. These competencies are crucial for ensuring regulatory compliance, driving firm growth, and maintaining trusted client relationships in a highly competitive industry.
How does a vice president at a RIA firm typically collaborate with other departments to drive business growth?
A Vice President at a Registered Investment Advisor (RIA) firm actively collaborates with departments such as compliance, portfolio management, client services, and business development. They work closely with these teams to ensure regulatory adherence, deliver tailored investment solutions, and enhance the client experience. By fostering cross-functional communication, the VP helps identify new business opportunities, streamline operational processes, and implement strategic initiatives that support the firm's growth objectives. This collaborative approach is essential for maintaining client trust and staying competitive in a dynamic financial landscape.
What is the difference between Vice President Ria Firm vs Financial Advisor?
| Aspect | Vice President Ria Firm | Financial Advisor |
|---|---|---|
| Credentials | Series 7, 63, 65/66 licenses, CFP often preferred | Series 7, 63, 65/66 licenses, CFP often preferred |
| Work Environment | Corporate office, team-based, client management | Independent or firm-based, client-facing, advisory |
| Industry Usage | Financial services, wealth management firms | Financial planning, wealth management, investment advising |
The main difference between a Vice President Ria Firm and a Financial Advisor lies in their roles and responsibilities. The Vice President Ria Firm typically holds a leadership position within a firm, overseeing operations and strategy, while a Financial Advisor directly manages client portfolios and provides personalized financial advice. Both roles require similar licenses and certifications, but their focus and work environment differ significantly.
What are the most commonly searched types of Ria Firm jobs in Kentucky?
The most popular types of Ria Firm jobs in Kentucky are:
What are popular job titles related to Vice President Ria Firm jobs in Kentucky?
For Vice President Ria Firm jobs in Kentucky, the most frequently searched job titles are:
What job categories do people searching Vice President Ria Firm jobs in Kentucky look for?
The top searched job categories for Vice President Ria Firm jobs in Kentucky are:
What cities in Kentucky are hiring for Vice President Ria Firm jobs?
Cities in Kentucky with the most Vice President Ria Firm job openings:
Full-time
Medical, Life, Retirement
Re-posted 11 days ago
Job description
Regional Vice President, Enterprise Partnerships (Investments)Location: Remote / Hybrid Employment Type: Full-Time Reports to: SVP, Advisor & Firm Growth Role OverviewDPL Financial Partners is seeking a senior, externally facing Regional Vice President to lead enterprise relationship development and drive growth across the largest RIAs in the industry. This individual will operate as a strategic investment partner to advisory firms, combining deep investment expertise with a consultative sales approach to accelerate adoption of fee-based annuity solutions.This is a high-impact, quota-carrying role focused on building C-suite relationships, influencing portfolio construction decisions, and driving large-scale enterprise partnerships. Key ResponsibilitiesEnterprise Sales & Relationship ManagementOwn and grow relationships with large RIA firms ($1B–$50B+ AUM) within an assigned territory Develop and execute a targeted business plan to drive membership adoption and product flows Establish credibility as a trusted investment resource to CIOs, Heads of Investment, and Financial Planning leadership Lead complex, multi-stakeholder sales cycles from initial engagement through close and onboarding Drive asset conversion opportunities (e.g., 1035 exchanges, new allocations) into fee-based annuity solutions Investment-Led ConsultingServe as a subject matter expert on portfolio construction, retirement income strategies, and annuity integration Position annuities within broader investment frameworks (e.g., alternatives, fixed income replacement, income sleeves) Partner with firms to solve for client outcomes: income, downside protection, tax efficiency, and diversification Deliver investment-focused presentations to investment committees and advisor teams Business Development & Market PresenceProactively source and engage new enterprise opportunities through networking, referrals, and industry presence Represent DPL at industry conferences, events, and executive meetings Identify and capitalize on trends across the RIA and wealth management landscape Strategic Influence & LeadershipProvide field insights to senior leadership on product gaps, competitive dynamics, and advisor needs Contribute to go-to-market strategy, including messaging, segmentation, and enterprise engagement models Mentor and support internal sales team members on advanced sales strategies and investment positioning QualificationsExperience7–12+ years of experience in financial services, asset management, or annuity distribution Proven success in enterprise or institutional sales, particularly within the RIA channel Demonstrated ability to build and close large, complex deals with senior stakeholders Strong background in investments, portfolio construction, or retirement income strategies Technical & Professional ExpertiseDeep understanding of: Annuities (RILAs, fixed indexed, advisory solutions) Investment portfolios and asset allocation frameworks Retirement income planning and tax-aware strategies Ability to translate complex investment concepts into clear, compelling client solutions Licensing & EducationBachelor's degree required (Finance, Economics, or related field preferred) FINRA Series 6/7 and 63 (or ability to obtain) Life & Health Insurance licenses required CFA, CFP, or CAIA designation is a strong plus Key AttributesExecutive presence with the ability to engage C-suite and investment committees Highly self-motivated with a "must win" mentality and ownership mindset Strong communicator with the ability to influence both technical and non-technical audiences Strategic thinker who can operate at both enterprise and tactical levels TravelTravel required up to 30–40%, focused on client meetings, conferences, and key events What Success Looks LikeConsistent achievement of sales and asset growth targets Expansion of DPL's footprint within top-tier RIA firms Recognition as a go-to investment partner for advisors and home offices Measurable impact on enterprise adoption and long-term revenue growth
Job Posted by ApplicantPro
Job Posted by ApplicantPro
About DPL Financial Partners
Sourced by ZipRecruiter
Industry
Insurance services
Company size
11 - 50 Employees
Headquarters location
Louisville, KY, US
Year founded
2014