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Stifel Financial Advisor Associate Jobs in Kentucky

Baird

CRT Advisor Associate

Louisville, KY · On-site

The CRT Advisor Associate will be working with Baird clients to ensure investments remain suitable ... Deliver the financial plan to clients in partnership with the Financial Advisor/Team * Provide or ...

Stifel Financial Corp.

$70 - $110/hr

Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where ... careers as financial advisors, research analysts, project managers, marketing specialists ...

Stifel Financial Corp.

$90 - $120/hr

Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where ... Build financial models to analyze company projections or potential transactions. * Draft offering ...

Stifel Financial Corp.

$120 - $180/hr

Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where ... careers as financial advisors, research analysts, project managers, marketing specialists ...

Stifel Financial Corp.

$70 - $110/hr

Why Stifel Stifel strives for a culture that puts its clients and associates first: a culture where ... careers as financial advisors, research analysts, project managers, marketing specialists ...

Jambalaya Group

$75 - $90/hr

The Associate Financial Advisor will work directly alongside the lead advisor and collaborate with an experienced client service team. Initially, the position will focus on supporting existing client ...

New

Jambalaya Group

$85 - $95/hr

Associate Financial Advisor (AFA) Location: Issaquah, WA | Full-Time Are you a client-focused professional with experience in financial services who's ready to step into a client facing role with a ...

New

Thrivent Financial

As a Thrivent Financial advisor, you will: * Build a financial practice guiding Christians on their journeys to financial clarity, empowering lives of service and faith. * Provide personal ...

Savvy Wealth, Inc.

$85 - $130/hr

Savvy is reinventing what it looks like to be a financial advisor. Founder Ritik Malhotra saw the ... We are seeking a Senior Strategic Growth Associate, Advisor Recruiting to join our dynamic Advisor ...

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Stifel Financial Advisor Associate information

What is a Stifel Financial Advisor Associate?

Stifel Financial Advisor Associates are entry-level professionals who support senior financial advisors in delivering investment and wealth management services to clients. They assist with client account management, research investment opportunities, prepare financial plans, and help ensure clients' needs are met. The role is often a stepping stone to becoming a full-fledged financial advisor, offering hands-on experience and training in the financial services industry. Associates at Stifel benefit from the firm's comprehensive development programs and have opportunities for career advancement within the company.

What are the key skills and qualifications needed to thrive as a Stifel Financial Advisor Associate?

To thrive as a Stifel Financial Advisor Associate, you need a solid understanding of financial markets, investment products, and client relationship management, often supported by a bachelor's degree in finance or a related field and Series 7 and 66 licenses. Familiarity with financial planning software, CRM systems, portfolio analysis tools, and compliance platforms is typically required. Strong interpersonal skills, attention to detail, and effective communication help build trust with clients and support team collaboration. These skills and qualifications are essential for providing sound financial advice, achieving business development goals, and ensuring regulatory compliance.

What are some common challenges faced by Stifel Financial Advisor Associates during their first year, and how can they overcome them?

Stifel Financial Advisor Associates often face the challenge of building a client base and establishing trust with new clients during their first year. Navigating compliance requirements and staying updated on financial regulations can also be demanding. Proactively seeking mentorship from experienced advisors, participating in Stifel’s training programs, and leveraging available resources can help overcome these hurdles. Collaborating closely with team members and maintaining strong communication with clients are key strategies for success in this role.

What is the difference between Stifel Financial Advisor Associate vs Financial Advisor?

AspectStifel Financial Advisor AssociateFinancial Advisor
CredentialsSeries 7, 66/63, and other licenses; relevant educationSeries 7, 66/63, and often CFP or other certifications
Work EnvironmentSupportive team within a brokerage firm, client-facingClient-focused, providing personalized financial planning and investment advice
Employer & Industry UsageUsed within brokerage firms like Stifel, financial services industryUsed across banks, independent firms, and wealth management companies

The Stifel Financial Advisor Associate typically supports senior advisors, gaining experience and licensing credentials, while a Financial Advisor directly manages client portfolios and provides comprehensive financial planning. Both roles require similar licenses and work in client-facing environments, but their responsibilities and career progression differ.

What are popular job titles related to Stifel Financial Advisor Associate jobs in Kentucky?

For Stifel Financial Advisor Associate jobs in Kentucky, the most frequently searched job titles are:

What job categories do people searching Stifel Financial Advisor Associate jobs in Kentucky look for?

The top searched job categories for Stifel Financial Advisor Associate jobs in Kentucky are:

What cities in Kentucky are hiring for Stifel Financial Advisor Associate jobs?

Cities in Kentucky with the most Stifel Financial Advisor Associate job openings:

Stifel Financial Advisor Associate jobs near you

CRT Advisor Associate

Louisville, KY • On-site

Baird

8.5

Company rating: 8.5 out of 10

Based on 11 frontline employees who took The Breakroom Quiz

People enjoy working here

Good employer

Respectful managers

Learn more about Bairdexternal

Full-time

Posted 5 days ago

Job description

About the Role:
Baird's Client Resource Team is a dedicated team designed to service clients that no longer fit the field's Financial Advisor and team practice objectives, allowing existing Financial Advisor teams more time and resources to service target clients. The team's objectives are to increase profitability through achieving specific client account resolutions and focus on a core of asset allocation products. The team operates under a culture that promotes teamwork and communication.
The CRT Advisor Associate will be working with Baird clients to ensure investments remain suitable and servicing their account(s). Additionally, the CRT Advisor Associate will be partnering with the Baird PWM Wealth Centers and coordinating with other PWM Wealth Center associates to identify strategic opportunities in Baird's branch network.
The Impact You'll Make:
  • Partners with Wealth Centers and Wealth Solutions to develop goals that align with PWM's Strategic Priorities
  • Works in partnership with Wealth Centers to drive strategic priorities for various markets and branches
  • Operate within the team's client service and wealth management strategy to ensure high quality client service
  • Engage the client, frame the discussion, and convey the team mission to better position the Advisor for additional business opportunities
  • Deliver the financial plan to clients in partnership with the Financial Advisor/Team
  • Provide or lead financial education, such as long-term planning, social security/Medicare, tax return reviews utilizing our team of experts
  • Take the planning results and identify the best investment solutions to implement the plan in partnership with the Financial Advisor/Team
  • Research relevant news articles related to the topic's covered in a client's plan to share with them as an added touch point
  • Document, follow up, and support the closing of opportunities identified from the financial planning process
  • Serve as a Team specialist for queries on financial planning topics and consult with the Financial Advisors/Team on specific client scenarios
  • Monitor and track client revenues related to financial planning work to ensure sales opportunities are maximized
  • Performs other duties and special projects as necessary

What You'll Bring to Baird:
  • Must have an undergraduate degree
  • Must hold SIE, Series 7/66 or Series 7/63/65 licenses
  • Minimum of two years of investment experience in a client facing role preferred
  • Excellent presentation skills, strong interpersonal and written communication skills
  • Proven self-starter, highly motivated, with the ability to work with a team

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