ZipRecruiter

Log In

1

Smbc Nikko Jobs (NOW HIRING)

SMBC INCORPORATED

Senior Business Analyst

Charlotte, NC · Hybrid

$90K - $116K/yr

The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC ...

next page

Showing results 1-20

All JobsSmbc Nikko Jobs

Smbc Nikko information

See salary details

$71.5K

$112K

$156.5K

How much do smbc nikko jobs pay per year?

As of Jul 26, 2026, the average yearly pay for smbc nikko in the United States is $112,009.00, according to ZipRecruiter salary data. Most workers in this role earn between $93,500.00 and $127,000.00 per year, depending on experience, location, and employer.

What can I expect in terms of teamwork and collaboration as an employee at SMBC Nikko?

At SMBC Nikko, employees typically work in a collaborative environment that emphasizes teamwork across various departments such as investment banking, sales, and research. You can expect to participate in cross-functional meetings, collaborate on client solutions, and communicate regularly with colleagues both locally and globally. The firm values open communication and encourages team members to share insights and support each other's professional development, which helps foster a strong sense of community and collective achievement.

What are the key skills and qualifications needed to thrive as an employee at SMBC Nikko Securities, and why are they important?

To thrive at SMBC Nikko Securities, you need a strong background in finance, economics, or business, typically supported by a relevant degree and industry certifications such as CFA or FINRA licenses. Proficiency in financial modeling, Bloomberg Terminal, and risk management systems is commonly required. Outstanding analytical thinking, teamwork, and communication skills help professionals excel in client relations and dynamic market environments. These skills and qualifications are vital for delivering high-quality financial solutions and navigating the complex, fast-paced world of investment banking.

What is SMBC Nikko and what do they do?

SMBC Nikko is a leading Japanese investment banking and securities firm that operates as part of the Sumitomo Mitsui Financial Group (SMFG). They offer a wide range of financial services, including securities trading, underwriting, mergers and acquisitions advisory, and asset management. Their clients include corporations, institutional investors, and government entities, both in Japan and internationally. SMBC Nikko is known for its expertise in the Japanese financial markets and its global reach through various international offices.

What is the difference between Smbc Nikko vs Financial Advisor?

AspectSmbc NikkoFinancial Advisor
Required CredentialsLicenses such as Financial Instruments Business OperatorFinancial planning certifications (e.g., CFP, ChFC)
Work EnvironmentBank branches, investment divisionsIndependent or firm-based client consultations
Employer & IndustryBanking and securities industryFinancial services and wealth management

While Smbc Nikko professionals primarily work within banking and securities divisions offering investment products, Financial Advisors focus on personalized financial planning and wealth management for clients. Both roles require financial licenses, but Smbc Nikko staff are more integrated into banking operations, whereas Financial Advisors often operate independently or within advisory firms.

More about Smbc Nikko jobs
What cities are hiring for Smbc Nikko jobs? Cities with the most Smbc Nikko job openings:
What states have the most Smbc Nikko jobs? States with the most job openings for Smbc Nikko jobs include:
What job categories do people searching Smbc Nikko jobs look for? The top searched job categories for Smbc Nikko jobs are:
Smbc Nikko jobs near you
Infographic showing various Smbc Nikko job openings in the United States as of July 2026, with employment types broken down into 99% Full Time, and 1% Part Time. Highlights an 99% Physical, and 1% Hybrid job distribution, with an average salary of $112,009 per year, or $53.9 per hour.

Associate, Reference Data & Controls

Sumitomo Mitsui Financial Group, Inc.

Charlotte, NC • On-site

Full-time

Posted 12 days ago

Job description

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.
In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.
Role Description
The Securities Operations Group within SMBC Nikko Securities America, Inc. is seeking an Associate level candidate to provide operational support to the Fixed Income Securities business. This role is an extension of the broader New York based Securities Operations team. The role reports to the Head of Charlotte Operations.
This position will be located in our Charlotte office.
  • Work closely with Broadridge BPO to ensure accurate and timely setup of data requests
  • Serve as primary contact for Broadridge BPO and SMBC stakeholders on matters of customer and static data
  • Maintain static data related to counterparty contacts and payment instructions
  • Assistance with projects/initiatives related to enhancing current processes and controls, including planning and implementation
  • Work with Client Onboarding Team to comply with internal client data management
  • Responsible for the creation and distribution of all confirms and statements (automated through Broadridge services)
  • Preparation of metrics and other reports as required
  • Partner with the New York Securities Operations team to ensure an environment of tight controls, regulatory compliance and continuous product and process education
  • Proactive management and timely escalation of emerging risks/issues

Qualifications and Skills
Core Competencies/Skills:
  • Excellent verbal and written communication skills with ability to articulate concepts and ideas to diverse audiences
  • Strong organizational skills
  • High level customer service mindset with a commitment to supporting key stakeholders
  • Ability to work under pressure and deliver results within tight timelines
  • Ability to identify and assess problems, determine the root cause and propose recommendations and/or solutions
  • Ability to utilize independent judgement and decision making
  • Ability to multitask and deliver high quality results in a fast-paced environment

Qualifications:
  • Minimum 5 years of experience in Financial Services
  • 2+ years of experience working in client/static data management
  • BA/BS preferably in Finance or Economics
  • (Strong Preference) Proficiency in Bloomberg TOMS, DTCC Alert, FICC, Broadridge IMPACT, FIS Loanet
  • Proficiency in Microsoft Office applications

SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.
SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at accommodations@smbcgroup.com.

Apply