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Series Seven Jobs in Raleigh, NC (NOW HIRING)

SEIA, LLC / Bates Wealth Advisors, LLC

Be Seen First

Financial Advisor

Chapel Hill, NC · On-site

$92K - $150K/yr

Preferred FINRA licenses Series 7 and 66. * Enrolled in study course for the CERTIFIED FINANCIAL PLANNER™ (CFP ® ) administered by the Certified Financial Planning Board of Standards, Inc., or ...

SEIA, LLC / Bates Wealth Advisors, LLC

Be Seen First

Financial Advisor

Chapel Hill, NC · On-site

$92K - $150K/yr

Preferred FINRA licenses Series 7 and 66. * Enrolled in study course for the CERTIFIED FINANCIAL PLANNER™ (CFP ® ) administered by the Certified Financial Planning Board of Standards, Inc., or ...

Wisepath Group

Associate Financial Advisor

Raleigh, NC · On-site

$60K - $120K/yr

FINRA Series 7 and Series 66 (or Series 6 and 63) are highly preferred. * Active State Life & Health Insurance License is required (or must be obtained within 30 days of hire). * 1-3 years of ...

SEIA, LLC / Bates Wealth Advisors, LLC

Be Seen First

Financial Advisor

Chapel Hill, NC · On-site

$92K - $150K/yr

Preferred FINRA licenses Series 7 and 66. * Enrolled in study course for the CERTIFIED FINANCIAL PLANNER™ (CFP ® ) administered by the Certified Financial Planning Board of Standards, Inc., or ...

Wisepath Group

Financial Advisor

Durham, NC · On-site

$100K - $250K/yr

Active FINRA Series 7 and Series 66 (or Series 6 and 63/65) registrations. * Active State Life & Health Insurance License. * 3+ years of experience as a producing Financial Advisor with a clean ...

Wisepath Group

Financial Advisor

Raleigh, NC · On-site

$100K - $250K/yr

Active FINRA Series 7 and Series 66 (or Series 6 and 63/65) registrations. * Active State Life & Health Insurance License. * 3+ years of experience as a producing Financial Advisor with a clean ...

First Citizens Bank

Wealth Consultant

Raleigh, NC

Series 7, 65 or 66 licenses Required, State Life & Health (and LTC Insurance if applicable) license Required, Advanced Advisor/ Planning Designation Preferred Benefits are an integral part of total ...

First Citizens Bank

Wealth Consultant

Raleigh, NC

Series 7, 65 or 66 licenses Required, State Life & Health (and LTC Insurance if applicable) license Required, Advanced Advisor/ Planning Designation Preferred Benefits are an integral part of total ...

Baird Capital

Client Specialist

Chapel Hill, NC · On-site

Must have Active Securities Industry Essentials (SIE) Exam, Series 7, and Series 66 or Series 63 and Series 65 licenses. * Proficient in Microsoft Office suite (Word, Excel, PowerPoint) with the ...

Baird

Client Specialist

Chapel Hill, NC · On-site

Must have Active Securities Industry Essentials (SIE) Exam, Series 7, and Series 66 or Series 63 and Series 65 licenses. * Proficient in Microsoft Office suite (Word, Excel, PowerPoint) with the ...

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Showing results 21-40

All JobsSeries Seven JobsSeries Seven Jobs in Raleigh, NC

Series Seven information

See Raleigh, NC salary details

$44.7K

$106.5K

$177.9K

How much do series seven jobs pay per year?

As of Aug 11, 2026, the average yearly pay for series seven in Raleigh, NC is $106,535.00, according to ZipRecruiter salary data. Most workers in this role earn between $83,100.00 and $138,000.00 per year, depending on experience, location, and employer.

What kind of jobs can you do with a Series Seven?

A Series Seven license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, and options. It is often required for roles in brokerage firms, financial advising, and investment sales, and typically involves working in a client-facing environment with compliance and regulatory standards.

What is the difference between Series Seven vs Series 66?

AspectSeries SevenSeries 66
Required CredentialsSeries Seven licenseSeries 66 license (combined with Series 7)
Work EnvironmentBrokerage firms, securities salesFinancial advisory, investment consulting
Industry UsagePrimarily for securities sales and tradingFor investment advisor representatives and securities

The Series Seven license allows individuals to sell a wide range of securities products, including stocks, bonds, and mutual funds. The Series 66 combines the Series 63 and 65 licenses, focusing on investment advisory and securities regulations. While the Series Seven is essential for securities sales, the Series 66 is often required for those providing investment advice. Both licenses are common in brokerage and financial advisory roles, but they serve different functions in the industry.

Will Series Seven help me get a job?

The Series Seven exam is a licensing requirement for individuals seeking to work as securities representatives, such as stockbrokers or financial advisors. Passing the exam demonstrates knowledge of investment products and regulations, which can improve employment prospects in the financial services industry. However, additional qualifications, experience, and firm-specific requirements are often necessary to secure a job.
What are popular job titles related to Series Seven jobs in Raleigh, NC? For Series Seven jobs in Raleigh, NC, the most frequently searched job titles are:
What job categories do people searching Series Seven jobs in Raleigh, NC look for? The top searched job categories for Series Seven jobs in Raleigh, NC are:
What cities near Raleigh, NC are hiring for Series Seven jobs? Cities near Raleigh, NC with the most Series Seven job openings:
Series Seven jobs near you
Infographic showing various Series Seven job openings in Raleigh, NC as of August 2026, with employment types broken down into 94% Full Time, and 6% Contract. Highlights an 89% In-person, and 11% Hybrid job distribution, with an average salary of $106,535 per year, or $51.2 per hour.

Investment Retention Specialist

First Citizens Bank

Raleigh, NC

Full-time

Medical, Life

Re-posted 12 days ago

First Citizens Bank rating

7.4

Company rating: 7.4 out of 10

Based on 106 frontline employees who took The Breakroom Quiz

109th of 171 rated banks

Job description

Overview

Join First Citizens Bank and be part of a team dedicated to helping clients build stronger financial futures. From banking and lending to investments, insurance, and wealth planning, the First Citizens Wealth team provides comprehensive solutions backed by trusted expertise. Here, your work helps power meaningful progress for the clients and communities we serve. 

The retention specialist is an entry level role that is responsible for managing a preassigned book of existing relationships and looking for ways to grow and retain the client base. This position is responsible for developing an understanding of every client or prospect's financial situation and making introductions to senior specialists and partners where suitable. The team works with Mass Affluent clients that have an existing investment relationship with First Citizens Investor Services (FCIS). Partners with internal lines of business to increase new business while serving clients' financial goals and needs.


Responsibilities
  • Sales - Promotes investment and securities products through sales outreach and calling efforts to mass affluent clients or prospects. Consults with clients and prospects to determine their financial needs. Provides a solution from the Bank's offered products, or refers them to banking partners as appropriate.
  • Client Service - Facilitates client retention and satisfaction by ensuring timely processing of client requests, workflow, and communication. Provides periodic reviews for clients and answers inquiries regarding their investments.
  • Risk Management - Ensures compliance throughout activities with all applicable regulations, policies, and procedures.
  • Relationship Development - Establishes a rapport with clients to identify financial needs and leverage sales opportunities. Serves as a relationship management point of contact for clients calling in. Build rapport with internal centers of influence to source new client opportunities.

Qualifications

Bachelor's Degree and 1 years of experience in Registered Securities Representative OR High School Diploma or GED and 5 years of experience in Registered Securities Representative

Preferred Area of Experience: Call Center and/or Client Service experienceLicense or Certification Type: Possess state-specific life and health insurance licenses Required, Possess valid Series 7, 63, 65 or 66 licenses PreferredSkill(s): Knowledge of investment and financial markets

Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.

Qualifications:

Bachelor's Degree and 1 years of experience in Registered Securities Representative OR High School Diploma or GED and 5 years of experience in Registered Securities Representative

Preferred Area of Experience: Call Center and/or Client Service experienceLicense or Certification Type: Possess state-specific life and health insurance licenses Required, Possess valid Series 7, 63, 65 or 66 licenses PreferredSkill(s): Knowledge of investment and financial markets

Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.

Education:UNAVAILABLEEmployment Type: FULL_TIME

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