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Series 7 Jobs in Raleigh, NC (NOW HIRING)

First Citizens Bank

Investment Specialist

Raleigh, NC · On-site

Possess valid Series 7, 63, 65 or 66, and state-specific life and health insurance licenses RequiredSkill(s): Knowledge of investment and financial markets Benefits are an integral part of total ...

SEIA, LLC / Bates Wealth Advisors, LLC

Be Seen First

Financial Advisor

Chapel Hill, NC · On-site

$92K - $150K/yr

Preferred FINRA licenses Series 7 and 66. * Enrolled in study course for the CERTIFIED FINANCIAL PLANNER™ (CFP ® ) administered by the Certified Financial Planning Board of Standards, Inc., or ...

SEIA, LLC / Bates Wealth Advisors, LLC

Be Seen First

Financial Advisor

Chapel Hill, NC · On-site

$92K - $150K/yr

Preferred FINRA licenses Series 7 and 66. * Enrolled in study course for the CERTIFIED FINANCIAL PLANNER™ (CFP ® ) administered by the Certified Financial Planning Board of Standards, Inc., or ...

Wisepath Group

Associate Financial Advisor

Raleigh, NC · On-site

$60K - $120K/yr

FINRA Series 7 and Series 66 (or Series 6 and 63) are highly preferred. * Active State Life & Health Insurance License is required (or must be obtained within 30 days of hire). * 1-3 years of ...

SEIA, LLC / Bates Wealth Advisors, LLC

Be Seen First

Financial Advisor

Chapel Hill, NC · On-site

$92K - $150K/yr

Preferred FINRA licenses Series 7 and 66. * Enrolled in study course for the CERTIFIED FINANCIAL PLANNER™ (CFP ® ) administered by the Certified Financial Planning Board of Standards, Inc., or ...

Wisepath Group

Financial Advisor

Raleigh, NC · On-site

$100K - $250K/yr

Active FINRA Series 7 and Series 66 (or Series 6 and 63/65) registrations. * Active State Life & Health Insurance License. * 3+ years of experience as a producing Financial Advisor with a clean ...

Wisepath Group

Financial Advisor

Durham, NC · On-site

$100K - $250K/yr

Active FINRA Series 7 and Series 66 (or Series 6 and 63/65) registrations. * Active State Life & Health Insurance License. * 3+ years of experience as a producing Financial Advisor with a clean ...

First Citizens Bank

Wealth Consultant

Raleigh, NC

Series 7, 65 or 66 licenses Required, State Life & Health (and LTC Insurance if applicable) license Required, Advanced Advisor/ Planning Designation Preferred Benefits are an integral part of total ...

New

First Citizens Bank

Wealth Consultant

Raleigh, NC · On-site

Series 7, 65 or 66 licenses Required, State Life & Health (and LTC Insurance if applicable) license Required, Advanced Advisor/ Planning Designation Preferred Benefits are an integral part of total ...

New

Baird Capital

Client Specialist

Chapel Hill, NC · On-site

Must have Active Securities Industry Essentials (SIE) Exam, Series 7, and Series 66 or Series 63 and Series 65 licenses. * Proficient in Microsoft Office suite (Word, Excel, PowerPoint) with the ...

Baird

Client Specialist

Chapel Hill, NC · On-site

Must have Active Securities Industry Essentials (SIE) Exam, Series 7, and Series 66 or Series 63 and Series 65 licenses. * Proficient in Microsoft Office suite (Word, Excel, PowerPoint) with the ...

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Showing results 21-40

All JobsSeries 7 JobsSeries 7 Jobs in Raleigh, NC

Series 7 information

See Raleigh, NC salary details

$10

$26

$44

How much do series 7 jobs pay per hour?

As of Aug 8, 2026, the average hourly pay for series 7 in Raleigh, NC is $26.91, according to ZipRecruiter salary data. Most workers in this role earn between $18.70 and $28.51 per hour, depending on experience, location, and employer.

What kind of jobs can you do with a Series 7?

A Series 7 license qualifies individuals to work as registered representatives in securities firms, allowing them to sell a wide range of investment products such as stocks, bonds, mutual funds, options, and variable annuities. It is often required for roles in brokerage firms, financial advisory services, and investment banking, and typically involves client interaction and financial analysis. The license requires passing the FINRA Series 7 exam and adhering to industry regulations.

What advancement opportunities are available for professionals with a Series 7 license?

Professionals who hold a Series 7 license often find a range of career growth opportunities within the finance industry. Many start as entry-level registered representatives or financial advisors and can progress to senior advisor roles, portfolio management, or branch management positions as they gain experience and additional certifications. The Series 7 license also allows you to specialize in areas such as wealth management, institutional sales, or investment banking. Continued education and strong client performance can further enhance advancement potential. Many employers support professional development and often encourage or sponsor additional licensing for career progression.

What are the key skills and qualifications needed to thrive in the Series 7 position, and why are they important?

To thrive as a Series 7 licensed professional, you need strong financial knowledge, analytical skills, and a deep understanding of securities, typically proven by passing the FINRA Series 7 exam. Proficiency with trading platforms, financial analysis software, and compliance management systems is also essential. Exceptional communication, relationship-building, and ethical judgment are important soft skills for this client-facing, trust-based role. These competencies are crucial for providing sound investment advice, adhering to regulatory standards, and building lasting client relationships in the finance industry.

What is a Series 7?

A Series 7 job typically refers to a financial professional, such as a stockbroker or investment advisor, who has passed the Series 7 exam. This qualification, administered by FINRA, allows individuals to sell a broad range of securities, including stocks, bonds, and mutual funds. Series 7 license holders often work for brokerage firms, investment banks, or financial advisory firms, helping clients make informed investment decisions.

What are the most commonly searched types of Series 7 jobs in Raleigh, NC? The most popular types of Series 7 jobs in Raleigh, NC are:
What are popular job titles related to Series 7 jobs in Raleigh, NC? For Series 7 jobs in Raleigh, NC, the most frequently searched job titles are:
What job categories do people searching Series 7 jobs in Raleigh, NC look for? The top searched job categories for Series 7 jobs in Raleigh, NC are:
What cities near Raleigh, NC are hiring for Series 7 jobs? Cities near Raleigh, NC with the most Series 7 job openings:
Series 7 jobs near you
Infographic showing various Series 7 job openings in Raleigh, NC as of August 2026, with employment types broken down into 75% Full Time, 19% Part Time, 1% Temporary, and 5% Contract. Highlights an 84% Physical, 3% Hybrid, and 13% Remote job distribution, with an average salary of $55,973 per year, or $26.9 per hour.

Investment Specialist

First Citizens Bank

Raleigh, NC • On-site

Full-time

Medical, Life

Re-posted 27 days ago

First Citizens Bank rating

7.4

Company rating: 7.4 out of 10

Based on 106 frontline employees who took The Breakroom Quiz

108th of 170 rated banks

Job description

Overview

Join First Citizens Bank and be part of a team dedicated to helping clients build stronger financial futures. From banking and lending to investments, insurance, and wealth planning, the First Citizens Wealth team provides comprehensive solutions backed by trusted expertise. Here, your work helps power meaningful progress for the clients and communities we serve. 

The Investment Specialist works with our Premier Bankers and branch partners to fulfill the investment needs of our clients. The Investment Specialist develops an understanding of each client or prospect's financial situation in order to recommend the appropriate investment solution with the client’s best interest in mind. They also facilitate ongoing training with branch partners and Premier bankers to help them uncover opportunities to refer clients and prospects for investment consultation. The Investment Specialist team covers all 50 states and partners with branches throughout the First Citizens branch network.


Responsibilities
  • Sales - Promotes investment and securities products through sales outreach and calling efforts to mass affluent clients or prospects. Consults with clients and prospects to determine their financial needs. Provides a solution from the Bank's offered products, or refers them to banking partners as appropriate.
  • Client Service - Facilitates client retention and satisfaction by ensuring timely processing of client requests, workflow, and communication. Provides periodic reviews for clients and answers inquiries regarding their investments.
  • Risk Management - Ensures compliance throughout activities with all applicable regulations, policies, and procedures.
  • Relationship Development - Establishes a rapport with clients to identify financial needs and leverage sales opportunities. Serves as a relationship management point of contact for clients calling in. Build rapport with internal centers of influence to source new client opportunities.

Qualifications

Bachelor's Degree and 1 years of experience in Registered Securities Representative OR High School Diploma or GED and 5 years of experience in Registered Securities Representative

License or Certification Type: Possess valid Series 7, 63, 65 or 66, and state-specific life and health insurance licenses RequiredSkill(s): Knowledge of investment and financial markets

Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.

#LI-BM1

Qualifications:

Bachelor's Degree and 1 years of experience in Registered Securities Representative OR High School Diploma or GED and 5 years of experience in Registered Securities Representative

License or Certification Type: Possess valid Series 7, 63, 65 or 66, and state-specific life and health insurance licenses RequiredSkill(s): Knowledge of investment and financial markets

Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.

#LI-BM1

Education:UNAVAILABLEEmployment Type: FULL_TIME

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