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Series 7 Exam Jobs (NOW HIRING)

Mindlance

CSR - Series 7 Licensing Program

Minneapolis, MN · On-site

$16.75 - $22.75/hr

Client SERIES 7 EXAM The Series 7 exam, or General Securities Representative Exam, is a credential required for U.S. stockbrokers and financial professionals. dministered by Client, passing it lets ...

Leland

FINRA Exams (Series 7 & SIE) Tutor

... 7, Series 6, Series 63, Series 65, and Series 66. This role includes assessing each student ... Ideal candidates have strong FINRA exam scores, prior tutoring or teaching experience, and a clear ...

D.A. Davidson

Client Associate

Omaha, NE · On-site

Preference given to candidates with these current licenses: the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam ...

D.A. Davidson

Client Associate

Omaha, NE

Preference given to candidates with these current licenses: the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam ...

D.A. Davidson

Client Associate

Omaha, NE · On-site

... Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]). If not licensed, requirement to pass all tests for the Series 7 and 66 (or 63/65) licenses within 120 days of hire ...

D.A. Davidson

Client Associate

Omaha, NE · On-site

... Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]). If not licensed, requirement to pass all tests for the Series 7 and 66 (or 63/65) licenses within 120 days of hire ...

D.A. Davidson

Client Associate

Klamath Falls, OR · On-site

Eager to advance and grow in the Financial Services Industry ‒ Opportunity to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and ...

D.A. Davidson

Client Associate

Lincoln, NE · On-site

Eager to advance and grow in the Financial Services Industry ‒ Opportunity to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and ...

D.A. Davidson

Registered Client Associate

Seattle, WA · On-site

$30 - $36/hr

Successful completion of the (SIE) Securities Industry Essentials and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65]) or ...

D.A. Davidson

Client Associate

Gillette, WY · On-site

Eager to advance and grow in the Financial Services Industry ‒ Opportunity to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and ...

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How much do series 7 exam jobs pay per hour?

As of Aug 28, 2026, the average hourly pay for series 7 exam in the United States is $27.68, according to ZipRecruiter salary data. Most workers in this role earn between $19.23 and $29.33 per hour, depending on experience, location, and employer.

What is the Series 7 exam?

The Series 7 Exam, officially known as the General Securities Representative Exam, is a licensing test administered by the Financial Industry Regulatory Authority (FINRA) for individuals who want to work as general securities representatives in the United States. Passing the Series 7 allows individuals to sell a broad range of securities products, including stocks, bonds, mutual funds, and options. The exam is designed to assess the competency of entry-level registered representatives to perform their job as general securities representatives. Candidates must also pass the Securities Industry Essentials (SIE) exam before taking the Series 7. The Series 7 is considered a key qualification for those seeking a career in the securities industry.

What are the key skills and qualifications needed to thrive as a financial advisor, and why are they important?

To thrive as a Financial Advisor, you need a strong understanding of financial markets, investment products, and regulatory requirements, typically supported by obtaining the FINRA Series 7 license. Familiarity with financial planning software, portfolio management tools, and compliance systems is essential. Exceptional interpersonal skills, ethical judgment, and the ability to communicate complex information clearly set top advisors apart. These skills are crucial for building client trust, ensuring regulatory compliance, and delivering effective investment guidance.

What typical challenges do candidates face while preparing for the Series 7 exam, and how can they overcome them?

Candidates often find the breadth of topics covered by the Series 7 Exam to be a major challenge, as it requires both memorization and deep understanding of complex financial concepts. Time management is another common hurdle, since balancing study with work or other commitments can be difficult. To overcome these challenges, successful candidates usually create structured study schedules, use reputable prep materials, and participate in study groups or classes for accountability and clarification. Regular self-assessment with practice exams also helps identify and address weak areas before the test day.

What is the difference between Series 7 Exam vs Series 63 Exam?

AspectSeries 7 ExamSeries 63 Exam
PurposeQualifies individuals to sell a broad range of securitiesQualifies individuals to become securities agents and sell securities within a state
ContentIncludes investment products, regulations, and client interactionsFocuses on state securities regulations and ethical practices
Required forGeneral securities registration at the federal levelState-level securities registration
Work environmentBroker-dealer firms, securities firmsState securities offices, broker-dealer firms

The Series 7 Exam and Series 63 Exam are both essential for securities professionals but serve different purposes. The Series 7 qualifies individuals to sell a wide range of securities at the federal level, while the Series 63 focuses on state securities laws and regulations. Many professionals take both exams to operate effectively across different jurisdictions and product types.

Does the Series 7 Exam help you get a job?

The Series 7 Exam is a licensing requirement for securities representatives and can improve job prospects in brokerage firms and financial services. Passing the exam demonstrates knowledge of investment products and regulations, which are often prerequisites for employment in these roles.

What jobs can I get with a Series 7 Exam?

A Series 7 Exam qualifies individuals to work as registered representatives or stockbrokers, allowing them to buy and sell securities such as stocks, bonds, and mutual funds on behalf of clients. It is often a requirement for roles in brokerage firms, investment advisory firms, and financial services companies, where knowledge of investment products and compliance is essential.
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Series 7 Exam jobs near you
Infographic showing various Series 7 Exam job openings in the United States as of August 2026, with employment types broken down into 2% As Needed, 83% Full Time, 13% Part Time, and 2% Contract. Highlights an 95% Physical, 1% Hybrid, and 4% Remote job distribution, with an average salary of $57,583 per year, or $27.7 per hour.

CSR - Series 7 Licensing Program

Minneapolis, MN • On-site

Mindlance
Recruiting and Staffing Services • 1 - 5K employees
Learn more about Mindlanceexternal

$16.75 - $22.75/hr

Other

Posted 4 days ago

Job description

This is an excellent opportunity for recent graduates with foundational banking experience who are looking to obtain a Client Series 7 license and transition into a long-term career with one of the largest bank in the world.
Position Overview
This role supports Bank's Brokerage Services business by delivering exceptional service to High Net Worth (HNW), Ultra-High Net Worth (UHNW), and Institutional clients.
The associate will serve as a key point of contact for brokerage account-related inquiries and provide timely, accurate, and professional support.
Key Responsibilities

  • Handle incoming client inquiries via phone related to brokerage accounts, account servicing, and transaction support.
  • Research and resolve complex client issues independently or in partnership with internal business partners across multiple departments.
  • Execute brokerage transactions and fulfill client service requests in accordance with established policies and regulatory requirements.
  • Identify and uncover outside assets and make referrals to appropriate business units to support client retention, relationship deepening, and growth opportunities.
  • Collaborate closely with Wealth Advisors on trade- and service-related inquiries, including:
    • Managed Accounts
    • Structured Products
    • ccount Opening support
    • Salesforce-related questions and servicing requests
  • Maintain a high level of professionalism, accuracy, and confidentiality while supporting affluent and institutional client relationships.
Ideal Candidate Profile
  • Strong customer service and problem-solving skills.
  • bility to communicate effectively with affluent clients, advisors, and internal business partners.
  • Experience in banking, brokerage, wealth management, or financial services operations is preferred.
  • Comfortable working in a fast-paced, client-focused environment with attention to detail and regulatory compliance.
Basic Requirements:
  • Recent Bachelor's degree graduate (required).
  • pproximately 1 year of banking experience, preferably in a customer service, teller, or branch banking environment.
  • Strong communication skills and an interest in building a career in financial services.
Training & Licensing Program
  • This position is part of a Client Series 7 Licensing Program sponsored by a Top investment bank.
  • Selected candidates will participate in onsite training provided by a Top investment bank.
  • The program includes 3 months of full-time paid training focused on preparing candidates for the Client Series 7 exam.
  • Upon successful completion of the training and passing the Series 7 examination, candidates will be eligible for conversion to a full-time employee.
Important Attendance Requirement
  • The 3-month training period requires full attendance and participation.
  • Vacation, personal leave, or extended time off is not permitted during the training period.
  • Failure to meet the attendance expectations may result in removal from the program and termination of the assignment, in accordance with Bank's training and disciplinary guidelines.

Client SERIES 7 EXAM
The Series 7 exam, or General Securities Representative Exam, is a credential required for U.S. stockbrokers and financial professionals.
dministered by Client, passing it lets individuals buy and sell most securities, including stocks, bonds, options, and mutual funds
Question count: 125 multiple-choice questions.
Time limit: 3 hours and 45 minutes.
Passing score: 72% or higher.
Prerequisite: Must pass the Securities Industry Essentials (SIE) exam first
EEO:
"Mindlance is an Equal Opportunity Employer and does not discriminate in
employment on the basis of - Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans."
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About Mindlance

Sourced by ZipRecruiter

Mindlance is a multinational staffing and services firm based in the Greater NYC area. We have 14 offices across the United States, Canada, and India. We match talented people to Fortune 500 and Fortune 1000 companies across industries. We have been in business since 1999 and are recognized by Staffing Industry Analysts (SIA) as one of the fastest-growing U.S. staffing firms. Our rapid growth means more jobs, more projects, and more opportunities for you. Our core philosophy means that you work with an organization that truly values and recognizes you.

Industry

Recruiting and staffing services

Company size

1,001 - 5,000 Employees

Headquarters location

Union, NJ, US

Year founded

1999

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