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Series 65 Jobs in Spring, TX (NOW HIRING)

Allworth Financial

Financial Advisor

Houston, TX · On-site

$140K - $150K/yr

Must have or be willing to obtain Series 65 or 66 (Series 7 and Insurance licenses not required). * Minimum five years of client-facing wealth management or financial planning experience.

AWM Capital

Wealth Strategist

Pasadena, TX · On-site

$111K - $143K/yr

Bachelor's Degree & Series 65 * CFP certification; CPWA certification a plus * 3-5 years' experience in a financial planning role.

Morgan Stanley

Director of Business Strategy

Houston, TX · On-site

$150 - $200/hr

... Series 65 (RA) required * • If required, obtain, and maintain CFP or CFA designation * • Additional product licenses may be required Knowledge/Skills * • Strong leadership skills * • ...

AWM Capital

Wealth Strategist

Pasadena, TX · On-site

$111K - $143K/yr

Bachelor's Degree & Series 65 * CFP certification; CPWA certification a plus * 3-5 years' experience in a financial planning role.

Wealth Enhancement Group

Financial Advisor

Houston, TX · On-site

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

Wealth Enhancement Group

Financial Advisor

Houston, TX · On-site

Series 65 (RIA Only) * Insurance Licenses * 4+ years of experience within the wealth management industry * Ability to source and convert prospects to clients and provide high-level planning-oriented ...

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All JobsSeries 65 JobsSeries 65 Jobs in Spring, TX

Series 65 information

See Spring, TX salary details

$9.8K

$70K

$124.6K

How much do series 65 jobs pay per year?

As of Sep 7, 2026, the average yearly pay for series 65 in Spring, TX is $70,030.00, according to ZipRecruiter salary data. Most workers in this role earn between $52,500.00 and $85,000.00 per year, depending on experience, location, and employer.

What is a Series 65?

A Series 65 job typically refers to a role as an investment adviser representative (IAR) who provides financial and investment advice to clients. To become an IAR, individuals must pass the FINRA-administered Series 65 exam, which covers topics like regulations, ethics, and portfolio management. This qualification allows them to offer fee-based investment advice, often working for registered investment advisory (RIA) firms. Unlike broker-dealers, Series 65 professionals do not need to sell financial products to earn commissions.

What are some common career paths for someone holding a Series 65 license?

Holding a Series 65 license opens the door to various roles in the financial services industry, such as Investment Advisor Representative, Financial Planner, or Wealth Manager. Many professionals start in client-facing advisory roles, helping individuals and businesses with investment strategies and financial planning. With experience, some move into specialized areas like portfolio management, compliance, or branch management. Advancement often depends on building a strong client base, ongoing education, and sometimes obtaining additional industry certifications. This role provides a solid foundation for long-term career growth in the investment advisory field.

What are the key skills and qualifications needed to thrive in the Series 65 position, and why are they important?

To thrive as a Series 65 professional, you need a solid grasp of investment principles, portfolio management, and regulatory compliance, typically demonstrated by passing the Series 65 Uniform Investment Adviser Law Exam. Familiarity with financial planning software, CRM systems, and portfolio analysis tools is frequently required. Strong interpersonal skills, integrity, and the ability to explain complex financial concepts in simple terms set top performers apart. These skills are critical because Series 65 professionals are trusted to guide clients' financial futures while ensuring adherence to legal and ethical standards.

What is the average salary of a Series 65 holder?

The average salary for a Series 65 licensed financial advisor or investment professional typically ranges from $50,000 to $100,000 annually, depending on experience, location, and the firm. Many Series 65 holders work in financial planning, investment advisory, or wealth management roles, often earning commissions or fees in addition to base pay.

What kind of job can I get with a Series 65?

A Series 65 license qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. These roles often involve client consultations, compliance with regulatory standards, and the use of financial analysis tools. The license is essential for careers in registered investment advisory firms and financial planning practices.

What are the most commonly searched types of Series 65 jobs in Spring, TX?

The most popular types of Series 65 jobs in Spring, TX are:

What are popular job titles related to Series 65 jobs in Spring, TX?

For Series 65 jobs in Spring, TX, the most frequently searched job titles are:

What job categories do people searching Series 65 jobs in Spring, TX look for?

The top searched job categories for Series 65 jobs in Spring, TX are:

What cities near Spring, TX are hiring for Series 65 jobs?

Cities near Spring, TX with the most Series 65 job openings:

Series 65 jobs near you
Infographic showing various Series 65 job openings in Spring, TX as of August 2026, with employment types broken down into 89% Full Time, and 11% Part Time. Highlights an 93% In-person, and 7% Hybrid job distribution, with an average salary of $70,030 per year, or $33.7 per hour.

Financial Advisor

Allworth Financial

Houston, TX • On-site

$140K - $150K/yr

Full-time

Re-posted 10 days ago

Job description

SUMMARY

Allworth Financial, one of the fastest growing RIAs, is seeking an experienced Financial Advisor to join our Houston, TX office. This is a in person role, with the ability to work from home, designed for an advisor who brings professional maturity, sound judgment, and a commitment to building strong client relationships while actively contributing to a high-performing office culture.

This position is ideal for an advisor who brings professional maturity, confidence, and sound judgment to their work. The successful candidate will be comfortable taking the lead in client relationships, partnering closely with teammates, and serving as a positive presence within the office. Advisors are supported by Allworth's brand, resources, and integrated planning platform and are expected to operate with autonomy, accountability, and a leadership mindset.

At Allworth, advisors deliver comprehensive, fiduciary financial planning without pressure to sell proprietary products. Advisors are supported by a fully integrated platform, including:

  • Wealth Planning Team
  • Estate Planning Resources
  • Associate Advisor Support
  • Insurance Planning
  • Tax Planning

Allworth is proud to be a recipient of the Circle of Excellence Award from the National Business Research Institute for employee and client satisfaction.

This is a full-time, exempt position with competitive base salary range $140K-$150K and variable compensation. This is an in-office role with the flexibility to work from home.

KEY RESPONSIBILITIES

Client Leadership & Relationship Management

  • Serve as a primary advisor to clients, leading discovery conversations, planning discussions, and ongoing relationship management.
  • Build and sustain long-term client relationships through trust, credibility, and consistent delivery of high-quality advice.
  • Demonstrate sound judgment and confidence in guiding clients through complex financial decisions.

Financial Planning & Advisory Delivery

  • Deliver comprehensive financial planning using Allworth's 7 Personal Decision Points framework.
  • Partner with the Wealth Planning Team and Associate Advisors to develop and present thoughtful, customized financial plans.
  • Leverage integrated services-including Estate Planning, Insurance Planning, and Tax Planning-to support holistic client outcomes.
  • Conduct regular reviews to ensure plans remain aligned with client goals and fiduciary standards.

Office Leadership & Culture Contribution

  • Maintain a strong in-office presence and serve as a collaborative, engaged member of the Houston team.
  • Lead by example in professionalism, preparation, and client experience.
  • Actively contribute to office culture, collaboration, and shared accountability.
  • Support team initiatives, mentoring, and knowledge sharing as appropriate.

Communication & Documentation

  • Communicate planning strategies, recommendations, and investment updates clearly and confidently.
  • Maintain accurate documentation and follow-up in Allworth's CRM system.
  • Provide thoughtful feedback to leadership to support continuous improvement.

REQUIREMENTS

  • CFP or ChFC designation required.
  • Must have or be willing to obtain Series 65 or 66 (Series 7 and Insurance licenses not required).
  • Minimum five years of client-facing wealth management or financial planning experience.
  • Demonstrated ability to operate independently while collaborating effectively within a team.
  • Strong leadership presence with the ability to influence, mentor, and model best practices.
  • High emotional intelligence, professionalism, and discretion.
  • Thrives in an in-office, team-oriented environment.
  • Proficiency with financial planning tools and CRM systems (MoneyGuidePro and Salesforce preferred).

 The above statements are intended to describe the general nature and level of work being performed by people assigned to this job.  Typical reporting relationships are described, but actual relationships may vary in some instances.  This job description is not intended to be an exhaustive list of all responsibilities, duties, skills, or knowledge required of personnel classified in this job.

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