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Series 65 Jobs in Spring, TX (NOW HIRING)

Series 65, Series 7, or Series 66 license preferred * Excellent organizational skills with the ability to manage multiple priorities in a high-volume, high-touch environment * Strong attention to ...

... Series 65 (RA) required Other licenses as required for the role or by management KNOWLEDGE AND SKILLS Effective written and verbal communication skills Strong attention to detail Ability to ...

Active Series 7 (GS), Series 9 and Series 10 (SU), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required * Other licenses as required for the role or by management KNOWLEDGE AND SKILLS

Active Series 7 (GS), Series 9 and Series 10 (SU), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) required * Other licenses as required for the role or by management KNOWLEDGE AND SKILLS

Client Service Associate

Houston, TX · On-site

$13.75 - $19/hr

Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Knowledge/Skills * Detail orientated with superior organizational skills and ability to prioritize

Client Service Associate

Houston, TX · On-site

$13.75 - $19/hr

Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Knowledge/Skills * Detail orientated with superior organizational skills and ability to prioritize

Client Service Associate

Houston, TX · On-site

$13.75 - $19/hr

High School Diploma/Equivalency College degree preferred Industry experience is a plus Willingness to obtain Series 7 (GS), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA) Knowledge/Skills ...

Series 65; Series 66 Licenses and Certifications * Life and Health Insurance License (Resident State) - Multiple Issuers required * Certified Financial Planner (CFP) - Certified Financial Planner ...

Showing results 21-40

Series 65 information

See Spring, TX salary details

$9.8K

$70K

$124.6K

How much do series 65 jobs pay per year?

As of Sep 6, 2026, the average yearly pay for series 65 in Spring, TX is $70,030.00, according to ZipRecruiter salary data. Most workers in this role earn between $52,500.00 and $85,000.00 per year, depending on experience, location, and employer.

What is a Series 65?

A Series 65 job typically refers to a role as an investment adviser representative (IAR) who provides financial and investment advice to clients. To become an IAR, individuals must pass the FINRA-administered Series 65 exam, which covers topics like regulations, ethics, and portfolio management. This qualification allows them to offer fee-based investment advice, often working for registered investment advisory (RIA) firms. Unlike broker-dealers, Series 65 professionals do not need to sell financial products to earn commissions.

What are some common career paths for someone holding a Series 65 license?

Holding a Series 65 license opens the door to various roles in the financial services industry, such as Investment Advisor Representative, Financial Planner, or Wealth Manager. Many professionals start in client-facing advisory roles, helping individuals and businesses with investment strategies and financial planning. With experience, some move into specialized areas like portfolio management, compliance, or branch management. Advancement often depends on building a strong client base, ongoing education, and sometimes obtaining additional industry certifications. This role provides a solid foundation for long-term career growth in the investment advisory field.

What are the key skills and qualifications needed to thrive in the Series 65 position, and why are they important?

To thrive as a Series 65 professional, you need a solid grasp of investment principles, portfolio management, and regulatory compliance, typically demonstrated by passing the Series 65 Uniform Investment Adviser Law Exam. Familiarity with financial planning software, CRM systems, and portfolio analysis tools is frequently required. Strong interpersonal skills, integrity, and the ability to explain complex financial concepts in simple terms set top performers apart. These skills are critical because Series 65 professionals are trusted to guide clients' financial futures while ensuring adherence to legal and ethical standards.

What is the average salary of a Series 65 holder?

The average salary for a Series 65 licensed financial advisor or investment professional typically ranges from $50,000 to $100,000 annually, depending on experience, location, and the firm. Many Series 65 holders work in financial planning, investment advisory, or wealth management roles, often earning commissions or fees in addition to base pay.

What kind of job can I get with a Series 65?

A Series 65 license qualifies individuals to work as investment adviser representatives, providing financial planning, investment advice, and portfolio management services. These roles often involve client consultations, compliance with regulatory standards, and the use of financial analysis tools. The license is essential for careers in registered investment advisory firms and financial planning practices.

What are the most commonly searched types of Series 65 jobs in Spring, TX?

The most popular types of Series 65 jobs in Spring, TX are:

What are popular job titles related to Series 65 jobs in Spring, TX?

For Series 65 jobs in Spring, TX, the most frequently searched job titles are:

What job categories do people searching Series 65 jobs in Spring, TX look for?

The top searched job categories for Series 65 jobs in Spring, TX are:

What cities near Spring, TX are hiring for Series 65 jobs?

Cities near Spring, TX with the most Series 65 job openings:

Infographic showing various Series 65 job openings in Spring, TX as of August 2026, with employment types broken down into 89% Full Time, and 11% Part Time. Highlights an 93% In-person, and 7% Hybrid job distribution, with an average salary of $70,030 per year, or $33.7 per hour.

Associate/Service Wealth Advisor SilverStar Wealth Management

Kestra Financial Independent Advisor

Cypress, TX • On-site

$13.75 - $18.25/hr

Full-time

Medical, Life, Retirement

Re-posted 26 days ago


Job description

An established and growing wealth planning firm in Cypress, Texas, is seeking an Associate/Service Wealth Advisor for a great opportunity for the right person.  This person will report to the Lead Advisor and be the primary contact for customer relationship management and account servicing. This position requires a strong understanding of the financial services industry and products and is critical in handling the day-to-day client management on behalf of the Lead Advisor.  

Requirements

Essential Duties and Responsibilities  

  • Supports Lead Advisor of a large book of business, including managing client needs regarding service, asset allocation, case design, and financial planning  
  • Consult with clients on investment strategies based on individual financial and investment objectives; deliver advice and participate in client reviews  
  • Manage data in financial planning software—Emoney 
  • Responsible for client meeting preparation and follow-up, including assembling paperwork, account reviews, report generation, and meeting documentation  
  • Identify sales and asset retention opportunities, including viable alternatives when traditional solutions may not apply  
  • Deepen client relationships and establish credibility and rapport both in person and via phone  
  • Clearly articulate complex concepts to customers in a simple and easy-to-understand manner 
  • Proactively communicating with clients and following up on all contacts assigned  
  • Ability to manage and prioritize multiple and competing priorities daily in pursuit of business objectives  
  • Active engagement in client events, marketing and sales efforts on behalf of the firm; not required to build own book of business nor develop new prospects 
  • Commitment to culture requires a demonstration of professionalism, accountability, customer/client focus, and teamwork  
  • Other duties as assigned  

Knowledge, Skills, and/or Abilities  

  • Strong understanding of the financial services industry and diverse investment products  
  • Basic computer skills (Outlook, Word, Excel and PowerPoint) are essential  
  • Excellent communication skills, both verbally and in writing  
  • Strong time management and organizational skills; able to work independently and effectively manage multiple tasks at once  
  • Ability to build relationships with clients and internal partners and influence others without direct control 

Education and/or Experience  

  • Bachelor’s degree in finance, accounting or a related field preferred 
  • The ideal candidate will have 3+ years of experience in the financial services industry, allowing for a strong understanding of broker/dealer operations and financial services products, including but not limited to equities, bonds, options, mutual funds, annuities, insurance, and financial planning concepts  
  • Previous experience in the independent financial services culture preferred  

Certificates, Licenses, Registration  

  • Series 7 and 63 preferred  
  • Series 65/66 preferred  
  • Texas Insurance License preferred 

Compensation 

  • Compensation is commensurate with experience and qualifications 
  • Potential for attractive quarterly bonuses 
  • Matching 401(k) plan with the potential for profit-sharing contributions 
  • Health, life, and disability insurance available