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Senior Investment Operations Associate Jobs in Rhode Island

Fidelity Investments

Audit Associate

Smithfield, RI · On-site

Comfort collaborating with partners across technology, finance, operations, and compliance teams ... Our work offers broad visibility across the organization, exposure to senior leaders, and ...

Fidelity Investments

Audit Associate

Smithfield, RI · On-site

Comfort collaborating with partners across technology, finance, operations, and compliance teams ... Our work offers broad visibility across the organization, exposure to senior leaders, and ...

Fidelity Investments

Sr. Plan Consultant

Smithfield, RI · On-site

... operational integrity. We also complete the contract (Service Agreement) between the client and ... Investing Implementation group. We work on conversions and corporate actions for plans in all ...

Fidelity Investments

Sr. Plan Consultant

Smithfield, RI · On-site

... operational integrity. We also complete the contract (Service Agreement) between the client and ... Investing Implementation group. We work on conversions and corporate actions for plans in all ...

Powersolv

Senior Business Analyst

Warwick, RI · On-site

$90K - $116K/yr

... for operational improvement and technology modernization. The Senior Business Analyst will ... investments. Responsibilities * Workflow Mapping & Analysis: Collaborate directly with agency staff ...

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Senior Investment Operations Associate information

What are the primary responsibilities of a senior investment operations associate?

A Senior Investment Operations Associate oversees and manages the daily operational processes related to investment portfolios, such as trade settlements, reconciliations, and reporting. They ensure accuracy in transaction processing, monitor compliance with regulatory standards, and work closely with portfolio managers, custodians, and other stakeholders. Additionally, they may help implement process improvements, resolve discrepancies, and support audit and risk management activities within the investment operations team.

What are the key skills and qualifications needed to thrive as a senior investment operations associate?

To excel as a Senior Investment Operations Associate, you need a solid background in finance or accounting, strong analytical skills, and several years of experience in investment operations. Familiarity with portfolio management systems, trade settlement platforms, and industry regulations like SEC and FINRA is typically required, along with proficiency in Excel or similar data analysis tools. Attention to detail, problem-solving abilities, and effective communication are vital soft skills for managing complex transactions and collaborating with internal and external stakeholders. These competencies ensure accurate trade processing, regulatory compliance, and smooth investment operations, which are critical for minimizing risk and supporting business objectives.

How does a senior investment operations associate typically collaborate with portfolio managers and compliance teams?

As a Senior Investment Operations Associate, you'll play a crucial liaison role between portfolio managers and compliance teams. You'll facilitate timely settlement of trades, ensure accurate portfolio accounting, and help implement compliance checks to adhere to regulatory standards. Regular communication with portfolio managers is essential to resolve discrepancies, while you’ll work closely with compliance teams to address any potential operational risks. This collaborative environment ensures seamless investment operations and minimizes errors across the investment lifecycle.

What are popular job titles related to Senior Investment Operations Associate jobs in Rhode Island?

For Senior Investment Operations Associate jobs in Rhode Island, the most frequently searched job titles are:

What job categories do people searching Senior Investment Operations Associate jobs in Rhode Island look for?

The top searched job categories for Senior Investment Operations Associate jobs in Rhode Island are:

What cities in Rhode Island are hiring for Senior Investment Operations Associate jobs?

Cities in Rhode Island with the most Senior Investment Operations Associate job openings:

Senior Investment Operations Associate jobs near you
Infographic showing various Senior Investment Operations Associate job openings in Rhode Island as of June 2026, with employment types broken down into 73% Full Time, 23% Part Time, 2% Temporary, and 2% Contract. Highlights an 88% Physical, 4% Hybrid, and 8% Remote job distribution.

Audit Associate

Fidelity Investments

Smithfield, RI • On-site

Full-time

Re-posted 27 days ago

Fidelity Investments rating

8.7

Company rating: 8.7 out of 10

Based on 273 frontline employees who took The Breakroom Quiz

16th of 152 rated financial services

Job description

Job Description:
Note: Fidelity will not provide immigration sponsorship for this position.The Role

Are you curious about how technology and business processes really work behind the scenes? Do you enjoy asking thoughtful questions and helping organizations operate more effectively and securely? Our IT & Corporate Audit team plays a critical role in supporting strong governance, risk management, and operational excellence across the company.

In this role, you will be planning and executing audits, evaluating risks, and partnering with business and technology leaders to strengthen controls and improve processes. You will have exposure to a wide range of technology platforms and corporate functions while helping the organization stay resilient in a rapidly changing environment.

The Expertise and Skills You Bring

We are open to a range of backgrounds and experiences and value practical knowledge, curiosity, and sound judgment.

  • Experience in IT audit, internal audit, risk management, compliance, or related technology or corporate functions
  • Understanding of technology controls, business processes, and risk assessment concepts
  • Ability to analyze information, identify control gaps, and articulate clear, practical recommendations
  • Experience executing or supporting audits, including planning, fieldwork, documentation, and reporting
  • Strong written and verbal communication skills, with the ability to explain complex topics in plain language
  • Comfort collaborating with partners across technology, finance, operations, and compliance teams
  • Bachelor's degree or equivalent experience preferred
  • Relevant certifications such as CISA, CIA, CPA, or similar are a plus but not required
The Team

Our Audit team provides independent, objective assurance and advisory services designed to add value and improve the organization's operations. We partner closely with technology, finance, operations, and business leaders to help identify risks, strengthen controls, and support continuous improvement.

We are a collaborative group that values learning, professional growth, and diverse perspectives. Our work offers broad visibility across the organization, exposure to senior leaders, and opportunities to build deep expertise in both technology and corporate audits-all while contributing to a culture of integrity and accountability.

Fidelity's Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications:Category:Audit

Please be advised that Fidelity's business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

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