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Securities Principal Jobs (NOW HIRING)

Vistra Energy

AI Security Principal Developer

Irving, TX · On-site

$140 - $230/hr

## AI Security Principal DeveloperApplylocations: Irving, Texastime type: Full timeposted on: Posted Yesterdayjob requisition id: 40014745If you have what it takes to become part of the Vistra family ...

HITRUST Service Corp.

AI Security Principal

Frisco, TX · On-site

The AI Security Principal will combine external market education with internal strategic influence, working closely with framework development, product, sales, marketing, and go-to-market teams to ...

Luminant

AI Security Principal Developer

Irving, TX · On-site

AI Security Principal Developer We are seeking an AI Security Principal Developer to serve as a strategic advisor to AI and engineering teams on building secure, trustworthy AI solutions. This role ...

TXU Energy

AI Security Principal Developer

Irving, TX · On-site

AI Security Principal Developer We are seeking an AI Security Principal Developer to serve as a strategic advisor to AI and engineering teams on building secure, trustworthy AI solutions. This role ...

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Securities Principal information

See salary details

$36.5K

$109.4K

$182K

How much do securities principal jobs pay per year?

As of Aug 25, 2026, the average yearly pay for securities principal in the United States is $109,393.00, according to ZipRecruiter salary data. Most workers in this role earn between $85,000.00 and $125,000.00 per year, depending on experience, location, and employer.

What is a securities principal?

A Securities Principal is a licensed financial professional responsible for supervising and managing the activities of registered representatives within a broker-dealer firm. They ensure compliance with industry regulations, oversee sales practices, and help implement firm policies to protect clients and maintain ethical standards. Securities Principals typically hold specific licenses, such as the FINRA Series 24, and play a key role in maintaining the integrity of financial operations in their organization.

What are the key skills and qualifications needed to thrive as a securities principal?

To thrive as a Securities Principal, you need a thorough understanding of securities regulations, compliance procedures, and supervisory practices, typically supported by FINRA Series 24 or Series 26 licensure. Familiarity with regulatory reporting systems, surveillance tools, and compliance management software is crucial. Strong leadership, decision-making, and communication skills enable effective oversight and guidance of registered representatives. These competencies ensure regulatory adherence, mitigate risks, and foster a compliant and ethical trading environment.

What are the typical challenges securities principals face when supervising registered representatives?

Securities Principals often encounter challenges in ensuring full compliance with complex regulatory requirements while supervising multiple registered representatives. They must stay updated on frequent changes in rules and proactively identify potential compliance risks in daily operations. Balancing the need for thorough oversight with the demands of business growth and sales goals can also be challenging. Effective communication and strong organizational skills are essential for addressing these challenges and fostering a culture of compliance within their teams.

What is the difference between Securities Principal vs Securities Representative?

AspectSecurities PrincipalSecurities Representative
Required CredentialsSeries 24, Series 7, Series 63/66, and other licensesSeries 7, Series 63/66, and other licenses
Work EnvironmentSupervises and oversees registered representatives, compliance, and firm operationsEngages directly with clients, sells securities, and provides investment advice
Employer & Industry UsageUsed by broker-dealer firms for compliance and supervisory rolesUsed by individual brokers and financial advisors for client interactions

The Securities Principal holds a supervisory role, overseeing registered representatives and ensuring compliance, requiring advanced licenses like Series 24. In contrast, Securities Representatives focus on client-facing activities, selling securities and providing investment advice, requiring licenses like Series 7 and Series 63/66. Both roles are integral to the securities industry but differ in responsibilities, licensing, and work environment.

Is being a securities principal a stressful job?

Securities principals often face stress due to regulatory compliance, managing client expectations, and maintaining ethical standards in a high-pressure environment. The role requires strong attention to detail, certifications like Series 24, and the ability to handle complex financial transactions, which can contribute to job-related stress.
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Securities Principal jobs near you
Infographic showing various Securities Principal job openings in the United States as of August 2026, with employment types broken down into 89% Full Time, 9% Part Time, 1% Temporary, and 1% Contract. Highlights an 90% Physical, 3% Hybrid, and 7% Remote job distribution, with an average salary of $109,393 per year, or $52.6 per hour.

Acquisition Security Principal

Addx Corporation

Kirtland, NM • On-site

$145K - $153K/yr

Full-time

Re-posted 28 days ago

Job description

Acquisition Security Principal

Location: Kirtland AFB, NM, 87417

Position Overview

We are seeking a highly skilled and motivated Acquisition Security Principal to join our team at Kirtland Air Force Base. The ideal candidate will have extensive experience in Acquisition Security, with a strong background in Department of Defense Risk Management Framework (DOD RMF), Information Security (INFOSEC), and Operations Security (OPSEC). This role is critical in ensuring the security and compliance of acquisition programs within a dynamic defense environment.

Key Responsibilities
  • Lead and manage acquisition security efforts to ensure compliance with DoD policies and regulations.
  • Implement and oversee the Department of Defense Risk Management Framework (DOD RMF) processes for acquisition programs.
  • Develop, review, and enforce INFOSEC and OPSEC policies and procedures related to acquisition activities.
  • Collaborate with program managers, security personnel, and other stakeholders to identify and mitigate security risks.
  • Conduct security assessments and provide recommendations to enhance the security posture of acquisition projects.
  • Maintain up-to-date knowledge of DoD security requirements, directives, and best practices.
  • Provide training and guidance on acquisition security principles and compliance requirements.
Required Skills and Qualifications
  • Proven experience as an Acquisition Security Principal or in a similar role within the defense sector.
  • In-depth knowledge of the Department of Defense Risk Management Framework (DOD RMF).
  • Strong understanding of Information Security (INFOSEC) principles and practices.
  • Experience with Operations Security (OPSEC) and its application in acquisition programs.
  • Familiarity with DoD acquisition processes and security compliance requirements.
  • Excellent communication and interpersonal skills to effectively collaborate with cross-functional teams.
  • Ability to analyze complex security issues and develop practical solutions.
  • Relevant security certifications are a plus (e.g., CISSP, CAP, Security+).
Education

Bachelor’s degree in Information Security, Cybersecurity, Computer Science, or a related field is preferred. Equivalent experience will also be considered.

Security Clearance

Candidates must be eligible to obtain and maintain a DoD security clearance.

Secret Clearance Required

Apply