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Securities Operations Associate Jobs in Stanley, NC

Thrivent Financial

Securities Support Associate

Hickory, NC · On-site

$60K - $80K/yr

The Securities Support Associate reports to and is employed by Your Journey Financial Advisors ... Resolve account and operational issues by partnering with advisors, clients, custodians, and home ...

New

Carmax

Business Office Associate-Part Time

Charlotte, NC · On-site

$15.50 - $23.30/hr

Handle cash management tasks, including receiving payments, preparing deposits, and maintaining security protocols. * Train and mentor new associates and support store operations by assisting ...

Carmax

Business Office Associate - Full Time

Charlotte, NC · On-site

$15.50 - $23.30/hr

Handle cash management tasks, including receiving payments, preparing deposits, and maintaining security protocols. * Train and mentor new associates and support store operations by assisting ...

cp87

Security Console Operators - CLTFC

Charlotte, NC · On-site

$17.25 - $21.25/hr

Venue Operations - Security Reporting Relationship: Manager - Venue Security Status: Full Time (Non ... Associates or bachelor's degree in criminal justice, security management, or equivalent experience ...

AEG Presents

Security Console Operators

Charlotte, NC · On-site

$17.50 - $21.75/hr

Venue Operations - Security Reporting Relationship: Manager - Venue Security Status: Full Time (Non ... Associates or bachelor's degree in criminal justice, security management, or equivalent experience ...

New

AEG

Security Console Operators

Charlotte, NC · On-site

$17.25 - $21.25/hr

Venue Operations - Security Reporting Relationship: Manager - Venue Security Status: Full Time (Non ... Associates or bachelor's degree in criminal justice, security management, or equivalent experience ...

NC SECU

Associate Member Services Officer

Charlotte, NC · On-site

... branch operations. Associate MSOs perform routine branch duties and follow standard branch ... Security and control procedures must be followed by all branch employees. Attain basic knowledge of ...

Jobtailor

Securities Support Associate

Gastonia, NC · On-site

$60 - $85/hr

Support daily brokerage operations, including new account processing, account servicing, operational support, advisor/client support, process improvement, and securities-related tasks * Facilitate ...

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Securities Operations Associate information

See Stanley, NC salary details

$10

$25

$51

How much do securities operations associate jobs pay per hour?

As of Sep 6, 2026, the average hourly pay for securities operations associate in Stanley, NC is $25.25, according to ZipRecruiter salary data. Most workers in this role earn between $17.12 and $29.13 per hour, depending on experience, location, and employer.

What is a securities operations associate?

Securities Operations Associates are professionals who support the processing, settlement, and administration of financial securities transactions for banks, investment firms, or other financial institutions. They ensure trades are accurately recorded, resolved, and reconciled, while also handling compliance and risk management tasks. Their work is essential for the smooth functioning of financial markets, as they help minimize errors and maintain regulatory standards. Securities Operations Associates often liaise between trading desks, back office teams, and external parties to resolve discrepancies and facilitate timely settlements.

What are the key skills and qualifications needed to thrive as a securities operations associate?

To thrive as a Securities Operations Associate, you need strong analytical skills, attention to detail, and a degree in finance, business, or a related field. Familiarity with financial software such as Bloomberg, SWIFT, and settlement systems, as well as knowledge of industry regulations, is typically required. Exceptional organizational skills, effective communication, and the ability to multitask under pressure are important soft skills for this role. These skills ensure accurate trade processing, risk mitigation, and smooth financial operations within high-volume, fast-paced environments.

What are some typical challenges faced by securities operations associates in ensuring accurate trade settlement?

Securities Operations Associates often encounter challenges related to tight settlement deadlines, high transaction volumes, and the need to resolve trade discrepancies quickly. Effective communication with brokers, custodians, and internal teams is essential to troubleshoot issues such as unmatched trades or failed settlements. Staying organized and detail-oriented helps prevent costly errors and ensures compliance with regulatory requirements. The fast-paced environment requires adaptability and a proactive approach to problem-solving.

What is the difference between Securities Operations Associate vs Securities Analyst?

AspectSecurities Operations AssociateSecurities Analyst
Primary RoleSupports daily securities transactions, reconciliations, and trade processingAnalyzes securities markets, evaluates investment opportunities, and provides research
Required SkillsAttention to detail, knowledge of trading systems, compliance understandingFinancial analysis, market research, valuation skills
CertificationsTypically none required, but CFA Level I may be beneficialCFA Level I or II often preferred
Work EnvironmentBack-office, operational teams within financial firmsResearch departments, investment firms, asset management

While Securities Operations Associates focus on processing and supporting securities transactions, Securities Analysts analyze market data and provide investment insights. Both roles require financial knowledge, but their daily tasks and career paths differ significantly.

What cities near Stanley, NC are hiring for Securities Operations Associate jobs?

Cities near Stanley, NC with the most Securities Operations Associate job openings:

Securities Operations Associate jobs near you
Infographic showing various Securities Operations Associate job openings in Stanley, NC as of August 2026, with employment types broken down into 84% Full Time, 12% Part Time, 1% Temporary, and 3% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $52,515 per year, or $25.2 per hour.

Securities Support Associate

Thrivent Financial

Hickory, NC • On-site

$60K - $80K/yr

Full-time

Medical, Retirement, PTO

Posted 3 days ago

New

Thrivent rating

8.8

Company rating: 8.8 out of 10

Based on 20 frontline employees who took The Breakroom Quiz

Job description

This position provides securities licensed administrative support to Your Journey Financial Advisors. This position serves as a resource to Financial Advisors and client/members in handling, researching and communicating inquiries regarding their accounts and supports the daily brokerage operations of the practice, including, but not limited to: new account processing, account servicing, operational support, advisor/client support, process improvement, utilizing Thrivent Financial computer systems and programs in support of client relations, supporting securities related tasks, and other administrative tasks as assigned. The Securities Support Associate reports to and is employed by Your Journey Financial Advisors.
This is a full-time in-person position sitting out of either the Gastonia or Hickory office. Compensation is $60,000-80,000 annually dependent upon active licensure and experience. Benefits include health insurance, 401K plus match, PTO, holiday pay, and annual bonus eligibility.

Position Roles/Responsibilities/Accountabilities

  • Facilitate brokerage account openings, onboarding, and account transfers while ensuring all documentation is complete, accurate, and compliant with firm and regulatory requirements.
  • Process account servicing transactions, including beneficiary updates, ownership changes, contact information updates, trust/entity account changes, retirement account transactions, and asset movement requests.
  • Support brokerage transactions such as distributions, deposits, stock gifts, and other account-related requests.
  • Prepare for upcoming advisor and client appointments by ensuring account information and required documentation are in order.
  • Serve as the primary point of contact for operational inquiries, proactively communicating account status, outstanding items, and service updates.
    Resolve account and operational issues by partnering with advisors, clients, custodians, and home office teams.
  • Monitor workflows, maintain accurate records, and support compliance, audit, and documentation requirements.
  • Deliver exceptional advisor and client service while providing backup support to ensure business continuity.
  • Identify process improvement opportunities, document best practices, support team training, and contribute to initiatives that enhance the advisor and client experience.

Position Qualifications

  • Must hold FINRA Series 7 and 66 licenses (or Series 7, 63, and 65 combination) and maintain registration in all states where support is provided for Your Journey Financial Advisors.
  • 3+ years of experience in brokerage, wealth management, RIA, or financial services operations.
  • Strong knowledge of brokerage account servicing, investment operations, and advisory account structures.
  • Demonstrated ability to manage multiple priorities, meet deadlines, and maintain a high level of accuracy and attention to detail.
  • Strong technical aptitude, including proficiency with business systems, technology platforms, and operational tools.
  • Excellent written and verbal communication skills with a client-focused approach to service, responsiveness, and problem-solving. Preferred
  • Experience with Envestnet, brokerage trading platforms, and related technology solutions.
    Experience supporting financial advisors and high-net-worth clients.
    Familiarity with Thrivent operational systems, processes, and service models.

As part of Your Journey Financial Advisors' recruiting/hiring/contracting process, a verification of a candidate's background will be made to complete the process. Fingerprints will be required as part of FINRA registration process for submission to the Federal Bureau of Investigation for review against nationwide fingerprint records.

All persons with securities registrations are subject to TIMI's Outside Securities Accounts Policy which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI.

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Thrivent provides Equal Employment Opportunity (EEO) without regard to race, religion, color, sex, gender identity, sexual orientation, pregnancy, national origin, age, disability, marital status, citizenship status, military or veteran status, genetic information, or any other status protected by applicable local, state, or federal law. This policy applies to all employees and job applicants.

Thrivent is committed to providing reasonable accommodation to individuals with disabilities. If you need a reasonable accommodation, please let us know by sending an email tohuman.resources@thrivent.comor call800-847-4836and request Human Resources.

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