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Securities Operations Associate Jobs in Stanley, NC

Crateandbarrel

Visual Associate

Charlotte, NC

As a C&B Operations Associate, you will play a vital role in maintaining an efficient stockroom and ... Maintain an awareness of loss prevention, security and safety following the guidelines provided by ...

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Securities Operations Associate information

See Stanley, NC salary details

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$25

$51

How much do securities operations associate jobs pay per hour?

As of Aug 15, 2026, the average hourly pay for securities operations associate in Stanley, NC is $25.25, according to ZipRecruiter salary data. Most workers in this role earn between $17.12 and $29.13 per hour, depending on experience, location, and employer.

What are the key skills and qualifications needed to thrive as a securities operations associate?

To thrive as a Securities Operations Associate, you need strong analytical skills, attention to detail, and a degree in finance, business, or a related field. Familiarity with financial software such as Bloomberg, SWIFT, and settlement systems, as well as knowledge of industry regulations, is typically required. Exceptional organizational skills, effective communication, and the ability to multitask under pressure are important soft skills for this role. These skills ensure accurate trade processing, risk mitigation, and smooth financial operations within high-volume, fast-paced environments.

What is the difference between Securities Operations Associate vs Securities Analyst?

AspectSecurities Operations AssociateSecurities Analyst
Primary RoleSupports daily securities transactions, reconciliations, and trade processingAnalyzes securities markets, evaluates investment opportunities, and provides research
Required SkillsAttention to detail, knowledge of trading systems, compliance understandingFinancial analysis, market research, valuation skills
CertificationsTypically none required, but CFA Level I may be beneficialCFA Level I or II often preferred
Work EnvironmentBack-office, operational teams within financial firmsResearch departments, investment firms, asset management

While Securities Operations Associates focus on processing and supporting securities transactions, Securities Analysts analyze market data and provide investment insights. Both roles require financial knowledge, but their daily tasks and career paths differ significantly.

What is a securities operations associate?

Securities Operations Associates are professionals who support the processing, settlement, and administration of financial securities transactions for banks, investment firms, or other financial institutions. They ensure trades are accurately recorded, resolved, and reconciled, while also handling compliance and risk management tasks. Their work is essential for the smooth functioning of financial markets, as they help minimize errors and maintain regulatory standards. Securities Operations Associates often liaise between trading desks, back office teams, and external parties to resolve discrepancies and facilitate timely settlements.

What are some typical challenges faced by securities operations associates in ensuring accurate trade settlement?

Securities Operations Associates often encounter challenges related to tight settlement deadlines, high transaction volumes, and the need to resolve trade discrepancies quickly. Effective communication with brokers, custodians, and internal teams is essential to troubleshoot issues such as unmatched trades or failed settlements. Staying organized and detail-oriented helps prevent costly errors and ensures compliance with regulatory requirements. The fast-paced environment requires adaptability and a proactive approach to problem-solving.

What cities near Stanley, NC are hiring for Securities Operations Associate jobs?

Cities near Stanley, NC with the most Securities Operations Associate job openings:

Securities Operations Associate jobs near you
Infographic showing various Securities Operations Associate job openings in Stanley, NC as of August 2026, with employment types broken down into 84% Full Time, 12% Part Time, 1% Temporary, and 3% Contract. Highlights an 94% Physical, 2% Hybrid, and 4% Remote job distribution, with an average salary of $52,515 per year, or $25.2 per hour.

Securities Operations Associate

1 point system

Charlotte, NC • On-site

Contractor

Re-posted 17 days ago

Job description

Role Overview This role is part of the Securities Operations team, responsible for processing, reconciling, resolving, and administering cash, security, or derivative transactions. The position requires operational expertise, attention to detail, and the ability to work in a fast-paced, compliance-driven environment.

Key Responsibilities

  • Perform operational tasks for complex securities transactions using extensive system knowledge.
  • Provide ideas for process improvements and implementation.
  • Handle moderately complex duties such as transaction processing, inquiry research, and reconciliations.
  • Review and process time-sensitive documents.
  • Provide training or work direction to less experienced staff.
  • Address compliance and corporate governance issues within the department.
  • Lead or participate in projects to improve operational efficiency.
  • Collaborate with peers, colleagues, and managers to resolve issues and achieve goals.
  • Interact with internal customers and stakeholders.
  • Exercise independent judgment while adhering to policies, procedures, and compliance requirements.

Required Qualifications (US)

  • 4+ years of Securities Operations experience, or equivalent demonstrated through work experience, training, military service, or education.

Desired Qualifications

  • Strong attention to detail and accuracy.
  • Intermediate Microsoft Office skills.
  • Ability to navigate multiple systems and applications.
  • Excellent verbal, written, and interpersonal communication skills.
  • Effective organizational, multi-tasking, and prioritization skills.
  • Ability to work independently and exercise sound judgment.
  • Solid problem-solving skills.
  • Exposure to Wells Fargo SEI Trust 3000 and Wells Fargo Trust Accounting systems.
  • Ability to work in a fast-paced, deadline-driven environment.
  • BS/BA degree or higher.
  • Investment industry experience.
  • Ability to work effectively in a team environment.

Job Expectations

  • Must be trained and able to support Investment Policy Statement (IPS) processing.
  • May include processing Separately Managed Account (SMA) client servicing tasks.
  • Must efficiently multi-task in a risk-minded, fast-paced environment.
  • Respond timely to request validations and collaborate with team members to support SMA business.