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Securities Dealer Jobs (NOW HIRING)

APEX ENTERTAINMENT MANAGEMENT LLC

Dealer

Brunswick, GA · On-site

$20 - $40/day

Maintain game security by following protocols for chip security, card control and table audits * Balance chip trays at the end of shift Qualifications * Previous experience as a Dealer is required

APEX ENTERTAINMENT MANAGEMENT LLC

Dealer

Brunswick, GA · On-site

$20 - $40/day

Maintain game security by following protocols for chip security, card control and table audits * Balance chip trays at the end of shift Qualifications * Previous experience as a Dealer is required

APEX ENTERTAINMENT MANAGEMENT LLC

Dealer

Brunswick, GA · On-site

$20 - $40/day

Maintain game security by following protocols for chip security, card control and table audits * Balance chip trays at the end of shift Qualifications * Previous experience as a Dealer is required

Senecacasinos

Dealer/Dealer School

Niagara Falls, NY

$10.35/hr

Understand and comply with all information security policies and procedures at all times. 9. ... dealer training or have previous casino dealing experience. 4. Applicant must be fast and accurate ...

River Room

Dealer

Houston, TX · On-site

Dealer: • Deal effectively and efficiently all poker games assigned. • Greets players and ... including the security of table tray amounts. • Keen eye to detect any suspicious activity ...

Argosy Casino Alton

Dealer

Alton, IL · On-site

Provides accurate and efficient dealing at assigned table game. * Follows game procedures when ... Maintains game security and protects company assets at all times. * Assists customers in ...

Argosy Casino Alton

Dealer

Alton, IL · On-site

Provides accurate and efficient dealing at assigned table game. * Follows game procedures when ... Maintains game security and protects company assets at all times. * Assists customers in ...

Senecacasinos

Dealer/Dealer school

Buffalo, NY · On-site

$10.35/hr

Provide accurate and efficient dealing at assigned table. 2 ... Maintain a continuous inspection of cards, ensuring the security of the same at all times. 3.

Hollywood Casino Aurora

DEALER- Dealer School

Aurora, IL · On-site

$15/hr

The dealer is in charge of running the games played by our guests. For card games, they deal the ... ESSENTIAL RESPONSIBILITIES - Use of gaming equipment - Providing game security - Money handling ...

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Securities Dealer information

What is the difference between Securities Dealer vs Stockbroker?

AspectSecurities DealerStockbroker
CredentialsLicenses such as Series 7, Series 63Same licenses as securities dealer, including Series 7, Series 63
Work EnvironmentTrade securities directly with clients or institutionsAssist clients with buying and selling stocks and securities
Employer & Industry UsageFinancial firms, brokerage houses, investment banksBrokerage firms, investment firms, banks
Comparison FocusEngages in trading and market-making activitiesProvides client advisory and transaction services

While both securities dealers and stockbrokers hold similar licenses and work within the same industry, securities dealers primarily focus on trading securities directly and market-making, whereas stockbrokers mainly assist clients with buying and selling stocks and securities. Understanding these differences helps clarify their distinct roles in the financial industry.

What does a securities dealer do?

A securities dealer buys and sells financial securities such as stocks, bonds, and other investment products on behalf of clients or for their own account. They analyze market trends, execute trades, and manage client portfolios, often working in trading floors or financial firms. Strong knowledge of financial markets, trading platforms, and relevant regulations is essential for this role.

What cities are hiring for Securities Dealer jobs?

Cities with the most Securities Dealer job openings:

What states have the most Securities Dealer jobs?

States with the most job openings for Securities Dealer jobs include:

What are popular job titles related to Securities Dealer jobs?

For Securities Dealer jobs, the most frequently searched job titles are:

Securities Dealer jobs near you
Infographic showing various Securities Dealer job openings in the United States as of August 2026, with employment types broken down into 93% Full Time, 6% Part Time, and 1% Contract. Highlights an 89% Physical, 3% Hybrid, and 8% Remote job distribution.

Securities Examiner II

Springfield, IL • On-site

Illinois Secretary of State
Civic and Social Organizations • 1 - 5K employees
Learn more about Illinois Secretary of Stateexternal

$60 - $80/hr

Other

This job post has expired today. Applications are no longer accepted.

Job description

Overview

Analyzes applications filed with the Department under the state laws administered by the Department. Reviews and processes registrations of applicants, which may include registration of securities dealers, salespersons, investment advisers and representatives, business brokers, loan brokers, and business opportunities. Reviews and process filings of securities sales under the Securities Act, including exempt filings, Notice Filings, and intra-state filings. Addresses registration inquiries from applicants and the general public.

Duties and Responsibilities
  • Analyzes and processes applications for registration of securities salespersons and Investment Advisers representatives; reviews the filings, financial statements, and background history of applicants; utilizes the Central Registration Depository (CRD), the Investment Adviser depository, and other available sources to process, hold or deny registration; if there are any deficiencies, takes follow-up action as necessary; processes fees associated with applications; refers applications to enforcement if necessary.
  • Maintains contact with applicants, attorneys, and compliance personnel regarding dealer, salesperson, investment adviser and investment adviser representative registration information and requirements.
  • Responds to inquiries from the public, regulators, and Department staff regarding registration information of registrants, former registrants and individuals or entities that have no registration records.
  • Compiles and gathers information on securities findings or issues that may arise; documents on findings and how the process was handled.
  • Processes mass transfers, firm name and organization changes, waiver applications and other general duties associated with dealers and advisers.
  • Performs other duties as assigned or directed.
Education and Experience

Requires knowledge, skill and mental development equivalent to the completion of four (4) years of college, with courses in accounting, finance, economics, business administration or business law and one (1) year of experience in securities analysis field, accounting and auditing, business administration or related investigatory field.

Knowledge, Skills and Abilities
  • Requires working knowledge of securities field and accounting and auditing techniques.
  • Requires working knowledge of investigatory methods and techniques.
  • Requires working knowledge of Illinois Securities Law, and rules and regulations regarding securities registration and securities dealer, salesperson and investment advisor registration.
  • Requires ability to conduct studies of securities and to write reports on findings.
  • Requires ability to analyze and audit financial statements.
  • Requires ability to conduct investigations of suspected fraud and determine if there has been any violation of securities law.
  • Requires ability to maintain satisfactory working relationships with employees and the public.
  • Requires willingness to travel and possession of a valid Illinois driver’s license as required by individual positions within the class.
  • Requires ability to lift/carry up to 25 lbs.
Application Process
  • Please visit https://ilsos.applytojob.gov/apply to apply by completing the online application; you may also upload a resume or other attachments as needed.
  • Preference will be given to Illinois residents in the hiring and selection process, in accordance with the Illinois Secretary of State Merit Employment Code.
  • Questions regarding this posting or Illinois Secretary of State employment practices may be directed to Job Counselors at our Personnel offices in Chicago (312-793-5515) or Springfield (217-782-4783).

Equal Employment Opportunity Employer. Applicants must be lawfully authorized to work in the United States.

Applicants are considered for all positions without regard to race, color, religion, sex, national origin, sexual orientation, age, marital or veteran status, or the presence of a non-job-related medical condition or disability.

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