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Securities Compliance Jobs (NOW HIRING)

eBay, Inc.

Security Compliance Engineer

Austin, TX · On-site

$118K - $205K/yr

The Security Compliance Analyst will play a critical role working directly with business leaders to understand security compliance issues, lead technical compliance assessments and mitigation efforts ...

Forward Air

Security Compliance Specialist

Des Plaines, IL · On-site

$70K - $80K/yr

Security Compliance Specialist Compensation: $70,000 - 80,000 Annually The Security Compliance Specialist is responsible for administering, interpreting, and enforcing security, regulatory compliance ...

CardWorks

Manager, Security Compliance

Long Island, ME · On-site

The Security Compliance Manager is an individual contributor responsible for operationalizing, executing, and maturing the enterprise security compliance program. This role reports to the Director of ...

Prescient Edge

Security Compliance Analyst

Doral, FL · On-site

Job Title Security Compliance Analyst Location Doral, FL 33122 US (Primary) Category Intelligence Job Type Full-Time Career Level Staff Education Bachelor's Degree Travel Security Clearance Required ...

Hive

Security Compliance Manager

San Francisco, CA · On-site

Security Compliance Manager We are looking for a highly motivated Security Compliance Manager with a deep security and compliance background to lead system development and process improvement. As ...

Hive

Security Compliance Manager

San Francisco, CA · On-site

Security Compliance Manager We are looking for a highly motivated Security Compliance Manager with a deep security and compliance background to lead system development and process improvement. As ...

Brevian.ai

Security Compliance Engineer

Sunnyvale, CA · On-site

Job title Security Compliance Engineer Position overview We are seeking a Security Compliance Engineer with DevOps experience to enhance our Engineering team. This role combines security, compliance ...

Progyny

Corporate & Securities Paralegal

New York, NY · On-site

$77K - $103K/yr

In this role, you will support the Company's corporate governance, securities compliance, and public company reporting obligations. You will work closely with the Legal, Finance,Executive, and ...

Medline

Senior Paralegal, Securities

Northfield, IL · On-site

$116K - $174K/yr

... Securities laws, Nasdaq listing requirements, and Medline's governance policies. MAJOR ... Manage Section 16 compliance, including maintaining Edgar codes, tracking director and officer ...

BREVIAN

Security Compliance Engineer

Sunnyvale, CA · On-site

They are seeking a Security Compliance Engineer to enhance their Engineering team, focusing on security, compliance, and DevOps to ensure a secure and compliant technology infrastructure.

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Showing results 21-40

All JobsSecurities Compliance Jobs

Securities Compliance information

See salary details

$31.5K

$98.9K

$207.5K

How much do securities compliance jobs pay per year?

As of Aug 13, 2026, the average yearly pay for securities compliance in the United States is $98,949.00, according to ZipRecruiter salary data. Most workers in this role earn between $61,500.00 and $115,000.00 per year, depending on experience, location, and employer.

What is the difference between Securities Compliance vs Securities Analyst?

AspectSecurities ComplianceSecurities Analyst
CertificationsFINRA Series 7, 24, 63, 66Series 7, 63, 65/66 (optional)
Work EnvironmentRegulatory departments, compliance teamsResearch departments, investment firms
Employer & Industry UsageFinancial firms, broker-dealers, asset managersInvestment banks, asset management firms, brokerage firms

Both Securities Compliance and Securities Analyst roles require financial industry certifications and are found within similar environments. However, Securities Compliance focuses on ensuring adherence to regulations and internal policies, while Securities Analysts analyze market data and securities to provide investment recommendations. Understanding these differences helps professionals choose the right career path within the financial industry.

What are some common challenges faced by professionals in securities compliance, and how can applicants prepare to address them?

Professionals in securities compliance often encounter challenges such as keeping up with rapidly changing regulations, ensuring accurate record-keeping, and effectively communicating compliance requirements across various departments. Adapting quickly to regulatory updates and maintaining a proactive approach to risk management are essential. Applicants can prepare by staying current with industry trends, developing strong analytical and interpersonal skills, and gaining familiarity with compliance technologies. Collaboration with legal, audit, and business teams is also a key aspect of the role, so experience working cross-functionally is highly valuable.

What are the key skills and qualifications needed to thrive as a securities compliance professional?

To excel in Securities Compliance, a strong grasp of financial regulations, risk assessment, and industry standards is essential, often supported by a degree in finance, law, or a related field. Familiarity with regulatory reporting systems, compliance management software, and certifications such as the Certified Regulatory Compliance Manager (CRCM) are typically required. Exceptional attention to detail, ethical judgment, and effective communication skills help professionals navigate complex regulations and collaborate with various stakeholders. These competencies are vital to ensuring organizational adherence to laws, minimizing legal risks, and maintaining market integrity.

Is securities compliance a stressful job?

Securities compliance can be stressful due to the high responsibility of ensuring adherence to complex regulations and avoiding legal penalties. The role often involves tight deadlines, detailed audits, and staying current with evolving laws, which can contribute to work-related stress. However, it also offers a structured environment and opportunities for professional growth with relevant certifications like the Series 14 or 27.
More about Securities Compliance jobs
What cities are hiring for Securities Compliance jobs? Cities with the most Securities Compliance job openings:
What states have the most Securities Compliance jobs? States with the most job openings for Securities Compliance jobs include:
What job categories do people searching Securities Compliance jobs look for? The top searched job categories for Securities Compliance jobs are:
Securities Compliance jobs near you
Infographic showing various Securities Compliance job openings in the United States as of August 2026, with employment types broken down into 86% Full Time, 7% Part Time, and 7% Contract. Highlights an 64% In-person, and 36% Remote job distribution, with an average salary of $98,949 per year, or $47.6 per hour.

General Counsel - Corporate and Securities @ Host Digital

The L Suite

Miami, FL • On-site

$250K - $300K/yr

Full-time

Re-posted 12 days ago

Job description

Guiding Corporate Growth with Legal Excellence
Shaping Governance and Compliance for a Dynamic Public Company
The company is seeking an accomplished General Counsel - Corporate & Securities to serve as its top legal executive and strategic advisor to the CEO and Board of Directors. As the first senior legal hire, this leader will establish and oversee the legal function, guiding all aspects of corporate governance, securities compliance, and risk management for a fast-paced, entrepreneurial public company.
This role is responsible for advising executive management and the Board on fiduciary duties, governance, and regulatory requirements, while maintaining corporate records and supporting shareholder communications. The General Counsel will lead all public company legal and securities compliance matters, including SEC filings, disclosure obligations, and insider trading policies, ensuring strict adherence to regulatory standards.
The position oversees legal execution of capital markets and strategic transactions, such as public and private securities offerings, mergers, acquisitions, and financings. The General Counsel will also draft and negotiate a wide range of commercial agreements, develop standardized legal processes, and advise on contractual risk and commercial strategy.
Candidates with experience in commercial real estate, infrastructure development, or project finance will be strongly considered, though this is not required. The role also encompasses corporate compliance, litigation management, intellectual property, privacy, and employment law matters.
The ideal candidate holds a J.D., is an active member of a U.S. state bar, and brings at least 8 years of relevant legal experience, including significant expertise in corporate and securities law for publicly traded companies. Strong communication, negotiation, and leadership skills are essential, along with the ability to operate independently and collaboratively in a dynamic environment.

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