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Securities Associate Jobs (NOW HIRING)

5 Legal

Corporate Securities Associate

Miami, FL

A leading international law firm seeks associates to join its Securities/Capital Markets group in their Atlanta, Chicago, Silicon Valley, Los Angeles, New York, Miami or Washington, D.C. offices.

pathwayRP

Securities Associate Attorney

San Diego, CA · On-site

Though the position is located in Cooley's San Diego, CA office, this associate will be engaged on ... Three to five years of public securities/capital markets experience, * SEC and exchange reporting ...

Orion Placement

Corporate Securities Associate

New York, NY · Hybrid

$260K - $365K/yr

  • Dental

  • Vision

  • Retirement

  • PTO

Join a premier corporate practice handling sophisticated securities and capital markets matters. * Work alongside experienced partners on high-profile public and private securities transactions.

Percy Towers

Securities Associate Attorney

New York, NY · On-site

$230K - $270K/yr

  • Medical

  • Retirement

  • PTO

Securities & Capital Markets Counsel | Mid-Level Associate § Practice Area: Corporate Transactions / Capital Markets / Alternative Investment Vehicles § Location: New York, NY | Washington, D.C. § ...

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Securities Associate information

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How much do securities associate jobs pay per hour?

As of Aug 17, 2026, the average hourly pay for securities associate in the United States is $19.01, according to ZipRecruiter salary data. Most workers in this role earn between $15.14 and $20.19 per hour, depending on experience, location, and employer.

What is a securities associate?

Securities Associates are financial professionals who assist with the buying, selling, and management of securities such as stocks, bonds, and other investment products. They typically work for investment banks, brokerage firms, or asset management companies, supporting senior staff with research, client communications, and transaction processing. Their role often involves analyzing market trends, preparing reports, and ensuring compliance with industry regulations. Securities Associates serve as a key link between clients, traders, and other financial professionals in the investment process.

What are the key skills and qualifications needed to thrive as a securities associate?

To thrive as a Securities Associate, you need strong analytical skills, attention to detail, and a solid understanding of financial markets, typically supported by a degree in finance, economics, or a related field. Familiarity with trading platforms, Bloomberg Terminal, and relevant regulatory certifications such as the FINRA Series 7 license are commonly required. Exceptional communication, problem-solving abilities, and the capacity to work well under pressure are key soft skills for this role. These competencies are crucial for ensuring accurate transaction execution, compliance, and effective client service in a fast-paced financial environment.

What are some common challenges faced by securities associates when managing multiple client accounts?

Securities Associates often handle several client portfolios simultaneously, which can present challenges in balancing competing priorities and ensuring timely execution of trades. Staying organized and maintaining up-to-date knowledge of market trends are crucial, as is communicating effectively with both clients and senior team members. It’s important to develop strong time-management skills and leverage technology tools to monitor accounts, generate reports, and respond quickly to client inquiries. Collaborating closely with analysts and compliance teams can also help mitigate risks and maintain high service standards.

What is the difference between Securities Associate vs Investment Banking Analyst?

AspectSecurities AssociateInvestment Banking Analyst
Required CredentialsJuris Doctor (JD) or relevant securities licensesBachelor's degree, often in finance or economics; some roles require licenses
Work EnvironmentLaw firms, financial institutions, or corporate legal departmentsInvestment banks, financial advisory firms
Employer & Industry UsageLegal and financial sectors focusing on securities law and complianceFinancial services, mergers & acquisitions, capital markets
Common Search & Comparison IntentUnderstanding legal and compliance roles in securitiesFinancial analysis and deal-making roles

The Securities Associate primarily focuses on legal and compliance aspects related to securities, often requiring legal credentials like a JD. In contrast, Investment Banking Analysts concentrate on financial analysis, deal execution, and client advisory within investment banks. While both roles operate within the financial industry, their responsibilities, credentials, and work environments differ significantly.

What cities are hiring for Securities Associate jobs?

Cities with the most Securities Associate job openings:

What are the most commonly searched types of Securities jobs?

The most popular types of Securities jobs are:

What states have the most Securities Associate jobs?

States with the most job openings for Securities Associate jobs include:

Securities Associate jobs near you

Corporate Transactional Securities Associate

Direct Counsel

Scottsdale, AZ • Hybrid

$170K - $230K/yr

Full-time

Retirement

Re-posted 27 days ago

Job description

Direct Counsel is partnering with a nationally recognized Am Law firm seeking a Corporate Transactional Securities Associate with 2–7 years of experience to join its expanding Corporate Practice Group. This opportunity is ideal for attorneys with strong experience advising public companies on securities compliance, corporate governance, and complex transactional matters.

Position Overview

The firm is seeking a highly motivated associate to support its public company securities practice and broader corporate transactional team. The ideal candidate will have experience handling a wide range of matters involving SEC reporting and compliance, mergers and acquisitions, private equity transactions, venture capital financing, and general corporate governance.

This is an excellent opportunity to work alongside sophisticated practitioners in a collaborative and entrepreneurial environment with exposure to high-level corporate transactions and nationally recognized clients.

Responsibilities

  • Advise public companies on Securities Act of 1933 and Securities Exchange Act of 1934 compliance matters

  • Prepare and review SEC filings, including periodic reports and registration statements

  • Support mergers and acquisitions, private equity, and venture capital transactions

  • Assist with corporate finance matters and corporate governance issues

  • Draft and negotiate transactional documents and ancillary agreements

  • Provide general corporate counseling, including entity formation and maintenance

  • Collaborate with clients and internal practice groups on complex business transactions

Qualifications

  • 2–7 years of corporate transactional and securities experience

  • Experience with public company reporting and SEC compliance

  • Background in mergers and acquisitions, private equity, venture capital, or corporate finance preferred

  • Excellent academic credentials from a top-tier law school

  • Strong drafting, analytical, and communication skills

  • Licensed and in good standing in the jurisdiction of the home office location

Compensation & Benefits

  • Salary range: $170,000 – $230,000 annually

  • Eligibility for performance-based bonuses

  • Comprehensive benefits package

  • 401(k) and profit-sharing program

  • Collaborative and collegial work environment

  • Opportunities for professional growth and advancement

Direct Counsel and our client are committed to fostering an inclusive and diverse workplace and encourage candidates from all backgrounds to apply.