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Securities Associate Jobs (NOW HIRING)

5 Legal

Corporate Securities Associate

Miami, FL

A leading international law firm seeks associates to join its Securities/Capital Markets group in their Atlanta, Chicago, Silicon Valley, Los Angeles, New York, Miami or Washington, D.C. offices.

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5 Legal

Corporate & Securities Associate

Chicago, IL · On-site

An international law firm and one of the top 50 AmLaw firms is seeking a mid-level associate to ... and debt securities, and continuous offering programs would be helpful. Major law firm ...

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5 Legal

Corporate & Securities Associate

Washington, DC · On-site

... level associate to join their Real Estate Investment Trusts. General corporate experience is required with securities experience ideal. Experience with real estate investment trusts or other ...

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pathwayRP

Securities Associate Attorney

San Diego, CA · On-site

Though the position is located in Cooley's San Diego, CA office, this associate will be engaged on ... Three to five years of public securities/capital markets experience, * SEC and exchange reporting ...

5 Legal

Corporate & Securities Associate

Houston, TX · On-site

An international law firm and one of the top 50 AmLaw firms is seeking a mid-level associate to ... and debt securities, and continuous offering programs would be helpful. Major law firm ...

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Percy Towers

Securities Associate Attorney

New York, NY

$230K - $270K/yr

Securities & Capital Markets Counsel | Mid-Level Associate § Practice Area: Corporate Transactions / Capital Markets / Alternative Investment Vehicles § Location: New York, NY | Washington, D.C. § ...

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How much do securities associate jobs pay per hour?

As of Jul 7, 2026, the average hourly pay for securities associate in the United States is $19.01, according to ZipRecruiter salary data. Most workers in this role earn between $15.14 and $20.19 per hour, depending on experience, location, and employer.

What are Securities Associates?

Securities Associates are financial professionals who assist with the buying, selling, and management of securities such as stocks, bonds, and other investment products. They typically work for investment banks, brokerage firms, or asset management companies, supporting senior staff with research, client communications, and transaction processing. Their role often involves analyzing market trends, preparing reports, and ensuring compliance with industry regulations. Securities Associates serve as a key link between clients, traders, and other financial professionals in the investment process.

What are the key skills and qualifications needed to thrive as a Securities Associate, and why are they important?

To thrive as a Securities Associate, you need strong analytical skills, attention to detail, and a solid understanding of financial markets, typically supported by a degree in finance, economics, or a related field. Familiarity with trading platforms, Bloomberg Terminal, and relevant regulatory certifications such as the FINRA Series 7 license are commonly required. Exceptional communication, problem-solving abilities, and the capacity to work well under pressure are key soft skills for this role. These competencies are crucial for ensuring accurate transaction execution, compliance, and effective client service in a fast-paced financial environment.

How to get a job with the SEC?

To become a Securities Associate, candidates typically need a bachelor's degree in finance, economics, or a related field, along with strong analytical and communication skills. Relevant experience, such as internships in securities regulation or law, and passing the Securities Industry Essentials (SIE) exam can improve chances. Many roles also require passing the Series 7 and Series 63 exams and obtaining relevant legal or financial certifications.

What are the 4 types of securities?

Securities associates work with four main types of securities: equities (stocks), debt securities (bonds), derivatives (options and futures), and hybrid securities (combining features of stocks and bonds). Understanding these categories is essential for analyzing investment products and ensuring compliance in securities transactions.

What is the difference between Securities Associate vs Investment Banking Analyst?

AspectSecurities AssociateInvestment Banking Analyst
Required CredentialsJuris Doctor (JD) or relevant securities licensesBachelor's degree, often in finance or economics; some roles require licenses
Work EnvironmentLaw firms, financial institutions, or corporate legal departmentsInvestment banks, financial advisory firms
Employer & Industry UsageLegal and financial sectors focusing on securities law and complianceFinancial services, mergers & acquisitions, capital markets
Common Search & Comparison IntentUnderstanding legal and compliance roles in securitiesFinancial analysis and deal-making roles

The Securities Associate primarily focuses on legal and compliance aspects related to securities, often requiring legal credentials like a JD. In contrast, Investment Banking Analysts concentrate on financial analysis, deal execution, and client advisory within investment banks. While both roles operate within the financial industry, their responsibilities, credentials, and work environments differ significantly.

What jobs can you get with a securities license?

A securities license allows individuals to work as registered representatives, financial advisors, or broker-dealers, selling investment products such as stocks, bonds, and mutual funds. These roles typically require passing licensing exams like the Series 7 and Series 63 and involve client advising, sales, and compliance with industry regulations.

What are some common challenges faced by Securities Associates when managing multiple client accounts?

Securities Associates often handle several client portfolios simultaneously, which can present challenges in balancing competing priorities and ensuring timely execution of trades. Staying organized and maintaining up-to-date knowledge of market trends are crucial, as is communicating effectively with both clients and senior team members. It’s important to develop strong time-management skills and leverage technology tools to monitor accounts, generate reports, and respond quickly to client inquiries. Collaborating closely with analysts and compliance teams can also help mitigate risks and maintain high service standards.

What does a securities associate do?

A securities associate provides legal support related to securities transactions, such as public offerings, private placements, and compliance with securities laws. They review documents, conduct due diligence, and assist in drafting filings and agreements, often working closely with clients, attorneys, and regulatory agencies.
What cities are hiring for Securities Associate jobs? Cities with the most Securities Associate job openings:
What are the most commonly searched types of Securities jobs? The most popular types of Securities jobs are:
What states have the most Securities Associate jobs? States with the most job openings for Securities Associate jobs include:
Securities Associate jobs near you

Corporate Securities Associate

5 Legal

Miami, FL

Full-time

Posted 29 days ago

Be an early applicant

Job description

A leading international law firm seeks associates to join its Securities/Capital Markets group in their Atlanta, Chicago, Silicon Valley, Los Angeles, New York, Miami or Washington, D.C. offices.


Qualified applicants must have 2-5 years of experience working on securities matters, including securities offerings and periodic reporting for public companies. Experience with SPAC Transactions is a plus, but not required. Excellent analytical skills, writing skills, and academic records. Must be admitted to practice, or eligible to waive in to, the jurisdiction in which you will be located.