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Remote Series 99 Jobs in San Ramon, CA (NOW HIRING)

Nexora Talent

Remote- Customer Experience Service

Oakland, CA · Remote

$18.25 - $25/hr

Customer Experience Service (Remote) We are seeking a detail-oriented Customer Experience Service to support clients throughout their journey. In this role, you will assist with coordinating client ...

Wealth Enhancement Group

VP, Financial Advisor

San Francisco, CA · On-site +1

$200K - $250K/yr

  • Medical

  • Dental

  • Vision

  • Life

  • Retirement

  • PTO

This is a remote position based in the Bay area or Sacramento, with a flexible schedule that ... Minimum 5 consecutive years as a registered representative (IAR) holding a Series 65 or 7/ 66 or ...

Infinite Wise Solutions

Be Seen First

Financial Retirement Planning Professional - Remote

San Francisco, CA · Remote

$1.0K - $250K/yr

Remote Insurance and Retirement Planning Advisor Help Families Retire with Confidence. Build a Career That Matters. Remote | Flexible Schedule | Full-Time or Part-Time | Independent Contractor (1099 ...

Posted today

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All JobsSeries 99 JobsRemote Series 99 JobsRemote Series 99 Jobs in San Ramon, CA

Remote Series 99 information

See San Ramon, CA salary details

$17

$30

$42

How much do remote series 99 jobs pay per hour?

As of Aug 16, 2026, the average hourly pay for remote series 99 in San Ramon, CA is $30.93, according to ZipRecruiter salary data. Most workers in this role earn between $24.18 and $37.07 per hour, depending on experience, location, and employer.

What is a remote Series 99 professional?

A Remote Series 99 professional is an individual who has passed the FINRA Series 99 exam and is qualified to perform the functions of an Operations Professional for a broker-dealer, but works remotely rather than in a traditional office setting. The Series 99 license allows professionals to handle a variety of back-office operations, such as trade settlement, asset transfers, and recordkeeping. Working remotely, these professionals use secure technology to manage tasks, communicate with team members, and ensure compliance with industry regulations. This role is essential for maintaining the smooth operation of financial firms, especially as remote work becomes more prevalent.

What is the difference between Remote Series 99 vs Remote Data Analyst?

AspectRemote Series 99Remote Data Analyst
Required CredentialsBachelor's in IT, Computer Science, or related fieldBachelor's in Data Science, Statistics, or related field
Work EnvironmentRemote, often in tech or software companiesRemote, in finance, healthcare, or tech sectors
Employer & Industry UsageTech firms, software companies, startupsBusiness, finance, healthcare organizations
Common Search & ComparisonYesYes

Remote Series 99 and Remote Data Analyst roles share similarities in requiring analytical skills and remote work setups. However, Remote Series 99 typically focuses on IT or software development, while Remote Data Analysts concentrate on data interpretation and reporting. Both roles are prevalent in tech-driven industries and require relevant degrees, but their core responsibilities differ, making them distinct career paths within remote work opportunities.

What are the key skills and qualifications needed to thrive as a remote Series 99 operations professional?

To excel as a Remote Series 99 Operations Professional, you need a solid understanding of broker-dealer operations, compliance principles, and must hold the FINRA Series 99 license. Familiarity with financial software systems, regulatory reporting tools, and secure communication platforms is typically required. Attention to detail, problem-solving ability, and strong organizational skills are crucial soft skills for managing complex processes remotely. These competencies ensure accurate, compliant operations and effective teamwork in a regulated financial environment.

What are some common challenges faced by remote Series 99 operations professionals, and how can they be addressed?

Remote Series 99 Operations Professionals often encounter challenges such as maintaining effective communication with on-site teams and ensuring compliance with complex financial regulations from a distance. Overcoming these obstacles typically involves leveraging secure digital platforms for collaboration, maintaining regular check-ins with colleagues, and staying up-to-date on regulatory changes through continuous education. Building strong organizational habits and proactively seeking clarification on ambiguous processes can also help remote professionals excel in this role.

What are popular job titles related to Remote Series 99 jobs in San Ramon, CA?

For Remote Series 99 jobs in San Ramon, CA, the most frequently searched job titles are:

What job categories do people searching Remote Series 99 jobs in San Ramon, CA look for?

The top searched job categories for Remote Series 99 jobs in San Ramon, CA are:

What cities near San Ramon, CA are hiring for Remote Series 99 jobs?

Cities near San Ramon, CA with the most Remote Series 99 job openings:

Remote Series 99 jobs near you
Infographic showing various Remote Series 99 job openings in San Ramon, CA as of August 2026, with employment types broken down into 85% Full Time, and 15% Part Time. Highlights an 100% Remote job distribution, with an average salary of $64,327 per year, or $30.9 per hour.

Experienced Wealth Advisor

Golden Summit Wealth & Insurance Solutions a MassMutual Firm

Pleasanton, CA • Remote

$150K - $500K/yr

Full-time

Posted 11 days ago

Job description

You have built experience advising clients. Your next move should give you more than a new logo on your business card.

Golden Summit Wealth & Insurance Solutions is seeking an experienced, securities-licensed wealth advisor who wants the autonomy to grow a practice with the support of a collaborative, well-resourced financial organization.

This opportunity is designed for advisors who value comprehensive planning, open access to financial solutions, professional collaboration, and the ability to serve clients through different stages of their financial lives.

Whether you are looking to expand your current practice, strengthen your planning capabilities, join a team, or develop a long-term succession strategy, Golden Summit Wealth provides the resources to help support your next stage of growth.

What You’ll Do
  • Provide comprehensive guidance to individuals, families, professionals, and business owners
  • Develop financial strategies based on each client’s goals, priorities, risk considerations, and time horizon
  • Coordinate investment, retirement, insurance, estate-planning, and business-planning needs
  • Manage and deepen existing client relationships
  • Develop new business through referrals, professional relationships, community involvement, and targeted business development
  • Collaborate with specialists and other advisors on complex client cases
  • Maintain all required licenses, registrations, continuing education, and compliance standards
  • Build a scalable practice supported by effective service, technology, and team resources
Why Experienced Advisors Consider Golden Summit Wealth
  • Autonomy to develop and manage your practice
  • Access to comprehensive planning and investment resources
  • Dedicated transition and onboarding support
  • Competitive, performance-based compensation
  • Professional teaming and joint-work opportunities
  • In-house specialists and support departments
  • Marketing and practice-development resources
  • Support for acquisitions, continuity planning, and succession strategies
  • A collaborative culture focused on long-term growth and client impact
Qualifications
  • Demonstrated experience as a wealth advisor, financial advisor, investment advisor representative, registered representative, or similar financial professional
  • Active Series 7 and Series 66 licenses, or active Series 6, Series 63, and Series 65 licenses
  • Active state insurance licenses preferred
  • Experience providing investment, retirement, insurance, or comprehensive financial guidance
  • A record of developing and maintaining long-term client relationships
  • Strong understanding of regulatory and compliance responsibilities
  • Ability to independently develop business and manage a client practice
  • Commitment to ethical, client-centered recommendations
  • Existing production, client relationships, or a transferable practice are strongly preferred
  • Bachelor’s degree or comparable professional experience preferred
The Advisor We Want to Meet

You may be a strong fit if you are looking for:

  • More freedom in how you build and position your practice
  • A wider range of resources for serving clients
  • Greater collaboration without losing your independence
  • Support transitioning your business and retaining client momentum
  • A firm that can support both your current production and future growth
  • A long-term home for your clients, team, and professional legacy


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