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Remote Series 99 Jobs in Rutherford, NJ (NOW HIRING)

This position is fully remote and offers competitive incentive compensation on top of the base pay ... FINRA Series 7, 63, and 65 (or 66) registrations required. * 3+ years of financial industry ...

This position is fully remote and offers competitive incentive compensation on top of the base pay ... FINRA Series 7, 63, and 65 (or 66) registrations required. * 3+ years of financial industry ...

This position is fully remote and offers competitive incentive compensation on top of the base pay ... FINRA Series 7, 63, and 65 (or 66) registrations required. * 3+ years of financial industry ...

Financial Advisor

Manhattan, NY ยท Remote

$50K - $175K/yr

If you do not already have the SIE, Series 7, 66, you will work towards obtaining these to offer associated services, in addition to your continued professional development. Important Notice Fifth ...

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00% Remote - New Jersey Residents Only | $18 We're hiring Customer Service Representatives to support individuals and families with health insurance Marketplace questions, applications, eligibility ...

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Remote Series 99 information

See Rutherford, NJ salary details

$15

$28

$38

How much do remote series 99 jobs pay per hour?

As of Aug 22, 2026, the average hourly pay for remote series 99 in Rutherford, NJ is $28.21, according to ZipRecruiter salary data. Most workers in this role earn between $22.07 and $33.80 per hour, depending on experience, location, and employer.

What is a remote Series 99 professional?

A Remote Series 99 professional is an individual who has passed the FINRA Series 99 exam and is qualified to perform the functions of an Operations Professional for a broker-dealer, but works remotely rather than in a traditional office setting. The Series 99 license allows professionals to handle a variety of back-office operations, such as trade settlement, asset transfers, and recordkeeping. Working remotely, these professionals use secure technology to manage tasks, communicate with team members, and ensure compliance with industry regulations. This role is essential for maintaining the smooth operation of financial firms, especially as remote work becomes more prevalent.

What are the key skills and qualifications needed to thrive as a remote Series 99 operations professional?

To excel as a Remote Series 99 Operations Professional, you need a solid understanding of broker-dealer operations, compliance principles, and must hold the FINRA Series 99 license. Familiarity with financial software systems, regulatory reporting tools, and secure communication platforms is typically required. Attention to detail, problem-solving ability, and strong organizational skills are crucial soft skills for managing complex processes remotely. These competencies ensure accurate, compliant operations and effective teamwork in a regulated financial environment.

What are some common challenges faced by remote Series 99 operations professionals, and how can they be addressed?

Remote Series 99 Operations Professionals often encounter challenges such as maintaining effective communication with on-site teams and ensuring compliance with complex financial regulations from a distance. Overcoming these obstacles typically involves leveraging secure digital platforms for collaboration, maintaining regular check-ins with colleagues, and staying up-to-date on regulatory changes through continuous education. Building strong organizational habits and proactively seeking clarification on ambiguous processes can also help remote professionals excel in this role.

What is the difference between Remote Series 99 vs Remote Data Analyst?

AspectRemote Series 99Remote Data Analyst
Required CredentialsBachelor's in IT, Computer Science, or related fieldBachelor's in Data Science, Statistics, or related field
Work EnvironmentRemote, often in tech or software companiesRemote, in finance, healthcare, or tech sectors
Employer & Industry UsageTech firms, software companies, startupsBusiness, finance, healthcare organizations
Common Search & ComparisonYesYes

Remote Series 99 and Remote Data Analyst roles share similarities in requiring analytical skills and remote work setups. However, Remote Series 99 typically focuses on IT or software development, while Remote Data Analysts concentrate on data interpretation and reporting. Both roles are prevalent in tech-driven industries and require relevant degrees, but their core responsibilities differ, making them distinct career paths within remote work opportunities.

What are popular job titles related to Remote Series 99 jobs in Rutherford, NJ?

For Remote Series 99 jobs in Rutherford, NJ, the most frequently searched job titles are:

What job categories do people searching Remote Series 99 jobs in Rutherford, NJ look for?

The top searched job categories for Remote Series 99 jobs in Rutherford, NJ are:

What cities near Rutherford, NJ are hiring for Remote Series 99 jobs?

Cities near Rutherford, NJ with the most Remote Series 99 job openings:

Infographic showing various Remote Series 99 job openings in Rutherford, NJ as of August 2026, with employment types broken down into 85% Full Time, and 15% Part Time. Highlights an 100% Remote job distribution, with an average salary of $58,681 per year, or $28.2 per hour.

Remote Entry Level Financial Advisor

Brand and Associates

New York, NY โ€ข On-site, Remote

$45K - $95K/yr

Part-time

Re-posted 2 days ago


Job description

Brand & Associates is seeking a passionate and motivated individual to join our team as a Remote Entry-Level Financial Advisor. As an Entry-Level Financial Advisor, you will play a crucial role in providing comprehensive financial guidance and support to our clients, helping them achieve their long-term financial goals.
Responsibilities:
  • Conduct thorough financial consultations to assess clients' needs, risk tolerance, and financial goals
  • Develop personalized financial plans tailored to each client's unique circumstances
  • Recommend appropriate investment strategies, insurance products, and other financial solutions
  • Educate clients on financial concepts and strategies to empower them to make informed decisions
  • Maintain regular communication with clients to monitor their progress and make adjustments as needed
  • Generate leads and expand client base through prospecting and networking activities
  • Stay current on industry trends and regulations to ensure compliance and provide the most up-to-date advice

Qualifications:
  • Excellent communication and presentation skills to effectively convey complex financial information
  • Strong interpersonal skills to build rapport and trust with clients
  • Ability to work independently and manage time effectively in a remote environment
  • Enthusiasm for the financial services industry and a passion for helping others achieve their financial goals

Benefits:
  • Opportunity to work remotely and enjoy a flexible work-life balance
  • Comprehensive training and mentorship to develop your skills and advance your career
  • A collaborative and supportive work environment with a focus on professional development