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Remote Series 99 Jobs in Rutherford, NJ (NOW HIRING)

Flipturn, Inc

Software Engineer, US Remote

New York, NY · On-site +1

$180K - $220K/yr

We're backed by top VC firms CRV and Accel (recent $11M Series A), built by a team from MIT ... 99.99%+ uptime * Own major projects end-to-end and talk directly with customers in the EV and ...

Knock

DevOps Engineer

New York, NY · On-site +1

$57.75 - $79/hr

We're a remote-first (with a NYC base) Series A startup of 20+ employees that believe in the power ... Maintaining and improve upon our >99.95% uptime track record. * Supporting our product engineering ...

Knock

Infrastructure Engineer

New York, NY · On-site +1

$117K - $154K/yr

We're a remote-first (with a NYC base) Series A startup of 20+ employees that believe in the power ... Maintaining and improve upon our >99.95% uptime track record. * Supporting our product engineering ...

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All JobsSeries 99 JobsRemote Series 99 JobsRemote Series 99 Jobs in Rutherford, NJ

Remote Series 99 information

See Rutherford, NJ salary details

$15

$28

$38

How much do remote series 99 jobs pay per hour?

As of Jul 12, 2026, the average hourly pay for remote series 99 in Rutherford, NJ is $28.21, according to ZipRecruiter salary data. Most workers in this role earn between $22.07 and $33.80 per hour, depending on experience, location, and employer.

What is a Remote Series 99 professional?

A Remote Series 99 professional is an individual who has passed the FINRA Series 99 exam and is qualified to perform the functions of an Operations Professional for a broker-dealer, but works remotely rather than in a traditional office setting. The Series 99 license allows professionals to handle a variety of back-office operations, such as trade settlement, asset transfers, and recordkeeping. Working remotely, these professionals use secure technology to manage tasks, communicate with team members, and ensure compliance with industry regulations. This role is essential for maintaining the smooth operation of financial firms, especially as remote work becomes more prevalent.

What is the difference between Remote Series 99 vs Remote Data Analyst?

AspectRemote Series 99Remote Data Analyst
Required CredentialsBachelor's in IT, Computer Science, or related fieldBachelor's in Data Science, Statistics, or related field
Work EnvironmentRemote, often in tech or software companiesRemote, in finance, healthcare, or tech sectors
Employer & Industry UsageTech firms, software companies, startupsBusiness, finance, healthcare organizations
Common Search & ComparisonYesYes

Remote Series 99 and Remote Data Analyst roles share similarities in requiring analytical skills and remote work setups. However, Remote Series 99 typically focuses on IT or software development, while Remote Data Analysts concentrate on data interpretation and reporting. Both roles are prevalent in tech-driven industries and require relevant degrees, but their core responsibilities differ, making them distinct career paths within remote work opportunities.

What are the key skills and qualifications needed to thrive as a Remote Series 99 Operations Professional, and why are they important?

To excel as a Remote Series 99 Operations Professional, you need a solid understanding of broker-dealer operations, compliance principles, and must hold the FINRA Series 99 license. Familiarity with financial software systems, regulatory reporting tools, and secure communication platforms is typically required. Attention to detail, problem-solving ability, and strong organizational skills are crucial soft skills for managing complex processes remotely. These competencies ensure accurate, compliant operations and effective teamwork in a regulated financial environment.

What are some common challenges faced by remote Series 99 Operations Professionals, and how can they be addressed?

Remote Series 99 Operations Professionals often encounter challenges such as maintaining effective communication with on-site teams and ensuring compliance with complex financial regulations from a distance. Overcoming these obstacles typically involves leveraging secure digital platforms for collaboration, maintaining regular check-ins with colleagues, and staying up-to-date on regulatory changes through continuous education. Building strong organizational habits and proactively seeking clarification on ambiguous processes can also help remote professionals excel in this role.
What are popular job titles related to Remote Series 99 jobs in Rutherford, NJ? For Remote Series 99 jobs in Rutherford, NJ, the most frequently searched job titles are:
What job categories do people searching Remote Series 99 jobs in Rutherford, NJ look for? The top searched job categories for Remote Series 99 jobs in Rutherford, NJ are:
What cities near Rutherford, NJ are hiring for Remote Series 99 jobs? Cities near Rutherford, NJ with the most Remote Series 99 job openings:
Remote Series 99 jobs near you
Infographic showing various Remote Series 99 job openings in Rutherford, NJ as of July 2026, with employment types broken down into 1% As Needed, 76% Full Time, 19% Part Time, 3% Contract, and 1% Nights. Highlights an 95% Physical, 1% Hybrid, and 4% Remote job distribution, with an average salary of $58,681 per year, or $28.2 per hour.

Experienced Warehouse Loan Operations Specialist

Guggenheim Securities

New York, NY • On-site, Remote

$130K - $150K/yr

Full-time

Posted 13 days ago

Job description

Job Description:

Experienced Warehouse Loan Operations Specialist

Guggenheim Securities

Position Summary

Guggenheim Securities is seeking an experienced Warehouse Loan Operations Specialist to support critical warehouse lending functions. This role combines operational execution with strategic oversight, managing loan closing processes, agent relationships, and transaction workflows. The ideal candidate will be a results-driven professional with strong technical skills and the ability to thrive in a fast-paced, collaborative environment.

Essential Job Functions

Loan Operations & Settlement

Execute loan closing processes and settlement activities

Process and validate draw requests, including borrowing base calculations and covenant compliance

Coordinate with legal counsel on borrowing conditions precedent

Oversee loan settlement funding and reconciliation

Manage trade settlement flows, platform reconciliations, and remediation of breaks

Agent & Partner Management

Coordinate with Administrative Agents on reporting requirements and portfolio performance data

Work with Paying Agents to process waterfall distributions and ensure transaction document compliance

Serve as escalation point for agent-related issues and discrepancies

Collaborate with outsource services and customers

Transaction & Documentation Support

Administer loan system data and maintain accurate records

Execute complex wire instructions and payment waterfalls

Prepare investor reporting and compliance documentation

Create and maintain operational procedures

Draft confidentiality agreements as needed

Cross-Functional Collaboration

Partner with Warehouse Origination, Portfolio Management, Ops/Treasury, Finance, Risk, Legal, Compliance, and Business Operational teams

Oversee and reconcile third-party invoicing

Preferred Qualifications

Education & Experience

Bachelor's degree required

Minimum 5+ years hands-on experience in loan closing and structured finance operations

Proven track record in warehouse lending or asset-backed finance

Technical Skills

Strong proficiency with ClearPar or comparable loan management systems

Experience with virtual data room administration

Expert-level Microsoft Excel and Access skills

Understanding of structured finance mechanics, borrowing base structures, and waterfall calculations

Familiarity with Bloomberg terminal (preferred)

Core Competencies

Strong communication and interpersonal skills

Team-oriented with ability to collaborate across functions

Comfortable in high-pressure, fast-paced environments

Excellent multi-tasking and organizational abilities

Detail-oriented with strong problem-solving skills

Self-starter who operates with accountability and ownership

Licensing

Series 99 license preferred (or ability to obtain within specified timeframe)

Will ultimately need to become licensed for the Series 99

Work Location

  • Currently, this role is expected to be fully remote.

Salary

Annual base salary between $130,000 - $150,000.

The base salary range represents the low and high end of the anticipated base salary range for this position. Actual base salaries may vary depending on factors such as location and experience. The range listed reflects base salary only, and the total compensation package may include other components such as incentive compensation.

About Guggenheim Securities

Guggenheim Securities is the investment banking and capital markets business of Guggenheim Partners, a global investment and advisory firm. Guggenheim Securities offers services that fall into four broad categories: Advisory, Financing, Sales and Trading, and Research. Guggenheim Securities is headquartered in New York, with additional offices in Chicago, Boston, Atlanta, San Francisco, and Houston. Guggenheim is an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

For more information, please visit GuggenheimSecurities.com, follow us on LinkedIn or contact us at GSLateralRecruiting@guggenheimpartner.com or 212.518.9200.

About Us:

Guggenheim Securities is the investment banking and capital markets business of Guggenheim Partners, a global investment and advisory firm. Guggenheim Securities offers services that fall into four broad categories: Advisory, Financing, Sales and Trading, and Research. Guggenheim Securities is headquartered in New York, with additional offices in Chicago, Boston, Atlanta, San Francisco, and Houston.

For more information, please visit GuggenheimSecurities.com, follow us on LinkedIn or contact us at GSLateralRecruiting@guggenheimpartners.com or 212.518.9200.

Guggenheim Securities, LLC ("GS") does not accept unsolicited resumes or applications. GS considers any resume or application to be unsolicited if (a) received from an entity or individual without a current recruiting agreement with GS or (b) submitted to anyone at the firm other than through the process set forth in the recruiting agreement between GS and the submitting entity or individual, and GS will not pay a fee to any entity or individual for such submission.

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